- Amended Statement of Ownership (SC 13G/A)
08 Giugno 2012 - 6:52PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Information to be included in Statements filed pursuant to Rules
13d-1(b), (c) and (d) and amendments thereto filed pursuant to
Rule 13d-2(b)
(Amendment No. 3)
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Invesco Van Kampen Select Sector Municipal Trust
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(Name of Issuer)
(Title of Class of Securities)
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46132G207
46132G306
46132G405
46132G504
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(CUSIP Number(s))
(Date of Event That Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
x
Rule 13d-1(b)
¨
Rule 13d-1(c)
¨
Rule 13d-1(d)
*
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The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for
any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
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The
information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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1.
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Names of Reporting Persons
UBS AG, for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two-wholly owned subsidiaries of UBS AG to which UBS AG has delegated portions of its performance obligations
with respect to the Auction Rate Securities Rights issued by UBS AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients.
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2.
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Check the Appropriate Box if a
Member of a Group
a
¨
b
¨
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3.
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SEC USE ONLY
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4.
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Citizenship or Place of
Organization
Switzerland
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With:
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5.
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Sole Voting Power
0
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6.
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Shared Voting Power
6
**
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7.
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Sole Dispositive Power
0
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8.
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Shared Dispositive Power
6
**
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person:
6
**
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10.
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Check if the Aggregate Amount in
Row 9 Excludes Certain Shares
¨
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11.
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Percent of Class Represented by
Amount in Row 9
1.47%
***
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12.
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Type of Reporting
Person
BK
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**
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These amounts reflect UBS AGs combined holdings in the series of auction preferred stock of the issuer identified by the CUSIP number(s) set forth on the cover
page of this Schedule 13G.
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***
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This calculation reflects a fraction the numerator of which is the total set forth in Item 9 of this cover page and the denominator of which is the aggregate amount of
auction preferred stock of all series identified in Item 2(e) of this Schedule 13G, which latter amount is treated herein as a single class of securities in accordance with the Auction Rate SecuritiesGlobal Exemptive Relief letter issued by
the staff of the Securities and Exchange Commission on September 22, 2008 (the
Global Relief Letter
).
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Item 1(a)
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Name of Issuer
Invesco Van Kampen Select Sector Municipal Trust
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Item 1(b)
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Address of Issuers Principal Executive Offices:
Invesco Van Kampen Select Sector Municipal Trust
522 Fifth Avenue
New York, NY 10036
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Item 2(a)
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Name of Person Filing:
UBS AG
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Item 2(b)
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Address of Principal Business Office:
UBS AG
Bahnhofstrasse 45
PO Box CH-8021
Zurich, Switzerland
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Item 2(c)
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Citizenship or Place of Organization:
Switzerland
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Item 2(d)
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Title of Class of Securities
Auction Preferred Stock
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Item 2(e)
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CUSIP Number(s):
46132G207
46132G306
46132G405
46132G504
This response lists the CUSIP numbers assigned to every series of auction preferred
securities issued by the Issuer, and not redeemed as of January 31, 2009, including series in which UBS AG may not have an ownership position.
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Item 3.
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Type of Person Filing:
UBS AG is classified as a Bank as defined in section 3(a)(6) of the Securities Act or 1933 pursuant to no-action relief granted by the staff of the
Securities and Exchange Commission.
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Item 4 (a)-(c)(iv).
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Ownership:
Items 5-11 of the cover page and Item 2(e) above are incorporated by reference in our response to this Item 4.
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Item 5.
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Ownership of Five Percent or Less of a Class:
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than
five percent of the class of securities, check the following
x
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Item 6.
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Ownership of More than Five Percent on Behalf of Another Person:
Not applicable
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Item 7.
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Identification and Classification of the Subsidiary That Acquired the Security Being Reported on By the Parent Holding
Company:
This statement on Schedule 13G is being filed by UBS AG, for the
benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two-wholly owned subsidiaries of UBS AG to which UBS AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by
UBS AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients
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Item 8.
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Identification and Classification of Members of the Group
Not Applicable
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Item 9
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Notice of Dissolution of Group:
Not Applicable
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Item 10.
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Certification:
By signing below, the undersigned certify that, to the best of their knowledge and belief, (i) the securities referred to above were acquired and are held
in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect, and (ii) that the reporting person(s) identified above are eligible to rely upon the Global Relief Letter with respect to the submission of this Schedule 13G.
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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By:
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/s/ Anthony DeFilippis
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Executive Director
Central
Compliance
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By:
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/s/ William Chandler
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Managing Director
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Date: June 8, 2012
Grafico Azioni Van Kampen Sel Sectr (AMEX:VKL)
Storico
Da Ago 2024 a Set 2024
Grafico Azioni Van Kampen Sel Sectr (AMEX:VKL)
Storico
Da Set 2023 a Set 2024
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