TIDMBARC
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON
ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF
DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose VANTIV INC
relevant securities this form relates:
(d) Status of person making the disclosure: CONNECTED TO OFFEREE
(e) Date position held/dealing undertaken: 16 November 2017
(f) In addition to the company in 1(c) NO
above, is the discloser making
disclosures in respect of any
other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing
Class of USD 0.00001 Class
relevant A common
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 20,802 0.01% 93 0.00%
controlled:
(2) Cash-settled
derivatives:
0 0.00% 0 0.00%
(3) Stock-settled
derivatives
(including
options)
and agreements 9,300 0.01% 60,800 0.04%
to
purchase/sell:
TOTAL: 30,102 0.02% 60,893 0.04%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or
financial collateral arrangements should be disclosed on a
Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a
principal trader in the same group as a connected adviser)
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.00001 Class A common Purchase 100 70.3300 USD
USD 0.00001 Class A common Purchase 100 70.3000 USD
USD 0.00001 Class A common Purchase 100 70.2700 USD
USD 0.00001 Class A common Purchase 120 70.0300 USD
USD 0.00001 Class A common Purchase 200 70.3200 USD
USD 0.00001 Class A common Purchase 300 70.0633 USD
USD 0.00001 Class A common Purchase 300 70.3433 USD
USD 0.00001 Class A common Purchase 500 70.2750 USD
USD 0.00001 Class A common Purchase 500 70.0080 USD
USD 0.00001 Class A common Purchase 600 70.3366 USD
USD 0.00001 Class A common Purchase 656 70.0185 USD
USD 0.00001 Class A common Purchase 681 70.1945 USD
USD 0.00001 Class A common Purchase 700 70.2600 USD
USD 0.00001 Class A common Purchase 800 69.9387 USD
USD 0.00001 Class A common Purchase 837 70.0034 USD
USD 0.00001 Class A common Purchase 864 70.1292 USD
USD 0.00001 Class A common Purchase 1,004 69.9706 USD
USD 0.00001 Class A common Purchase 1,043 70.1792 USD
USD 0.00001 Class A common Purchase 1,100 70.2763 USD
USD 0.00001 Class A common Purchase 1,391 70.3135 USD
USD 0.00001 Class A common Purchase 1,400 70.0369 USD
USD 0.00001 Class A common Purchase 1,400 70.1560 USD
USD 0.00001 Class A common Purchase 1,564 70.0994 USD
USD 0.00001 Class A common Purchase 1,600 70.2950 USD
USD 0.00001 Class A common Purchase 1,634 70.2070 USD
USD 0.00001 Class A common Purchase 1,846 69.9952 USD
USD 0.00001 Class A common Purchase 1,984 70.2843 USD
USD 0.00001 Class A common Purchase 2,000 70.1220 USD
USD 0.00001 Class A common Purchase 2,588 70.2761 USD
USD 0.00001 Class A common Purchase 2,700 70.2783 USD
USD 0.00001 Class A common Purchase 2,724 69.8858 USD
USD 0.00001 Class A common Purchase 2,743 70.2369 USD
USD 0.00001 Class A common Purchase 3,120 70.3400 USD
USD 0.00001 Class A common Purchase 3,199 70.0087 USD
USD 0.00001 Class A common Purchase 3,298 70.2719 USD
USD 0.00001 Class A common Purchase 3,430 70.0497 USD
USD 0.00001 Class A common Purchase 4,118 69.9993 USD
USD 0.00001 Class A common Purchase 4,901 69.9660 USD
USD 0.00001 Class A common Purchase 5,400 70.2687 USD
USD 0.00001 Class A common Purchase 6,169 69.9454 USD
USD 0.00001 Class A common Purchase 7,500 70.0475 USD
USD 0.00001 Class A common Purchase 8,400 70.2879 USD
USD 0.00001 Class A common Purchase 10,115 70.2401 USD
USD 0.00001 Class A common Purchase 11,500 70.1824 USD
USD 0.00001 Class A common Purchase 17,119 70.1915 USD
USD 0.00001 Class A common Purchase 26,200 70.1119 USD
USD 0.00001 Class A common Purchase 34,100 70.1534 USD
USD 0.00001 Class A common Purchase 35,101 70.1970 USD
USD 0.00001 Class A common Sale 20 70.0100 USD
USD 0.00001 Class A common Sale 24 69.8700 USD
USD 0.00001 Class A common Sale 35 70.1803 USD
USD 0.00001 Class A common Sale 100 70.0801 USD
USD 0.00001 Class A common Sale 100 70.2850 USD
USD 0.00001 Class A common Sale 100 70.2800 USD
USD 0.00001 Class A common Sale 100 70.2000 USD
USD 0.00001 Class A common Sale 100 70.0800 USD
USD 0.00001 Class A common Sale 200 70.3362 USD
USD 0.00001 Class A common Sale 200 70.2875 USD
USD 0.00001 Class A common Sale 296 70.3000 USD
USD 0.00001 Class A common Sale 300 70.3166 USD
USD 0.00001 Class A common Sale 300 70.3033 USD
USD 0.00001 Class A common Sale 400 70.2975 USD
USD 0.00001 Class A common Sale 500 70.2922 USD
USD 0.00001 Class A common Sale 600 70.2400 USD
USD 0.00001 Class A common Sale 600 70.1666 USD
USD 0.00001 Class A common Sale 2,700 69.8859 USD
USD 0.00001 Class A common Sale 2,880 70.1731 USD
USD 0.00001 Class A common Sale 4,188 70.2760 USD
USD 0.00001 Class A common Sale 4,300 70.2523 USD
USD 0.00001 Class A common Sale 6,220 70.3400 USD
USD 0.00001 Class A common Sale 10,600 70.1813 USD
USD 0.00001 Class A common Sale 14,600 70.1667 USD
USD 0.00001 Class A common Sale 22,900 70.1423 USD
USD 0.00001 Class A common Sale 23,360 70.1845 USD
USD 0.00001 Class A common Sale 51,434 70.2244 USD
USD 0.00001 Class A common Sale 65,432 70.0527 USD
(ii) Principal trader where the sole reason for the connection
is that the principal trader is in the same group as a connected
adviser
Class of Purchases/ sales Total number of Highest price Lowest price
relevant securities per unit per unit
security paid/received paid/received
(b) Cash-settled derivative transactions
Class of relevant Product Nature of Number of reference Price per unit
security description dealing securities
e.g. CFD e.g.
opening/closing
a long/short
position,
increasing/reducing
a long/short
position
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
USD Call Purchasing 300 65 USD American 17 Nov 2017 5.2000 USD
0.00001 Options
Class
A
common
USD Call Selling 200 70 USD American 16 Feb 2018 3.4200 USD
0.00001 Options
Class
A
common
USD Call Selling 14,500 70 USD American 18 May 2018 4.9528 USD
0.00001 Options
Class
A
common
(ii) Exercise
Class of relevant Product Exercising/ Number Exercise price
security description exercised of securities per unit
e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding,
formal or informal, relating to relevant
securities which may be an inducement
to deal or refrain from dealing entered
into by the party to the offer or
person acting in concert making the disclosure and any other person:
Irrevocable commitments and letters of intent
should not be included. If there
are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the party to
the offer or person acting in concert making the
disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
None
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 17 Nov 2017
Contact name: Femi Badmos
Telephone number: 020 3555 1125
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose VANTIV INC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD Put Written 1,800 70.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Call Written -300 60.0000 American 18 May 2018
0.00001 Options
Class
A
common
USD Put Written 200 70.0000 American 18 May 2018
0.00001 Options
Class
A
common
USD Put Purchased -100 50.0000 American 18 May 2018
0.00001 Options
Class
A
common
USD Put Written 2,400 60.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Call Purchased 2,000 60.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Put Purchased -400 75.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Call Written -3,700 75.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Call Written -15,000 75.0000 American 15 Dec 2017
0.00001 Options
Class
A
common
USD Put Purchased -100 35.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Put Purchased -200 65.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Call Written -200 85.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Call Written -200 80.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Call Written -700 70.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Call Written -3,900 70.0000 American 15 Dec 2017
0.00001 Options
Class
A
common
USD Call Written -5,200 75.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Call Written -15,500 70.0000 American 18 May 2018
0.00001 Options
Class
A
common
USD Call Purchased 1,500 70.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Put Written 400 70.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Call Written -500 105.0000 American 18 Jan 2019
0.00001 Options
Class
A
common
USD Call Written -11,100 65.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Call Purchased 600 65.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Call Purchased 400 60.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Call Written -100 50.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Put Purchased -1,600 65.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Put Purchased -2,000 45.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form
(Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be
stated.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
http://www.businesswire.com/news/home/20171117005298/en/
This information is provided by Business Wire
(END) Dow Jones Newswires
November 17, 2017 06:05 ET (11:05 GMT)
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