TIDMBARC TIDMSHB

RNS Number : 7269V

Barclays PLC

11 August 2022

 
 FORM 8.5 (EPT/NON-RI) 
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN 
 EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") 
  STATUS 
 (OR WHERE RI STATUS IS NOT APPLICABLE) 
                                  Rule 8.5 of the Takeover Code (the "Code") 
 1.                                                                            KEY INFORMATION 
 (a)                               Name of exempt principal trader:                     BARCLAYS CAPITAL 
                                                                                         SECURITIES LTD 
                                  --------------------------------------------------- 
 (b)                               Name of offeror/offeree in relation to               SHAFTESBURY PLC 
                                    whose 
                                                                                       --------------------- 
                                   relevant securities this form relates: 
--------------------------------  ---------------------------------------------------  -------------  ------ 
 (c)                               Name of the party to the offer with which            Capital & Counties 
                                    exempt                                               Properties plc 
                                                                                       --------------------- 
                                   principal trader is connected 
--------------------------------  ---------------------------------------------------  -------------  ------ 
 (d)                               Date position held/dealing undertaken:               10 August 2022 
--------------------------------  ---------------------------------------------------  --------------------- 
 (e)                               In addition to the company in 1(b) above,                    YES: 
                                    is the exempt principal 
                                   trader making disclosures in respect of              CAPITAL & COUNTIES 
                                    any other party to the offer?                        PROPERTIES PLC 
--------------------------------  ---------------------------------------------------  --------------------- 
 2.                                                                            POSITIONS OF THE EXEMPT 
                                                                                PRINCIPAL TRADER 
 (a)                               Interests and short positions in the relevant securities 
                                    of the offeror or offeree 
                                   to which the disclosure relates following the dealing 
                                    (if any) 
 Class of relevant security:                                      25p ordinary 
                                                                 --------------------  --------------------- 
                                                                       Interests          Short Positions 
                                                                 --------------------  --------------------- 
                                                                    Number      (%)        Number       (%) 
---------------------------------------------------------------  -----------  -------  -------------  ------ 
 (1)                               Relevant securities 
                                    owned 
  and/or controlled:                                              1,261,036    0.33%     1,703,285     0.44% 
 
 (2)                               Cash-settled derivatives: 
                                                                  2,091,586    0.54%     1,267,657     0.33% 
 
 (3)                               Stock-settled derivatives 
                                   (including options) 
  and agreements 
   to purchase/sell:                                              483526.55    0.13%         0         0.00% 
 
 
  TOTAL:                                                          3,836,149    1.00%     2,970,942     0.77% 
 
 (b)                               Rights to subscribe for new securities (including directors 
                                    and other executive 
  options) 
 Class of relevant security in relation 
  to 
                                                                              ------- 
 which subscription right exists 
----------------------------------------------------------------------------  ------------------------------ 
 Details, including nature of the rights 
                                                                              ------- 
 concerned and relevant percentages: 
----------------------------------------------------------------------------  ------------------------------ 
 
 
 3.                                 DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL 
                                     TRADER 
 (a)            Purchases and sales 
-------------  ----------------------------------    --------------  -------------- 
   Class of       Purchase/sale     Total number      Highest price   Lowest price 
   relevant                               of             per unit        per unit 
   security                          securities       paid/received   paid/received 
-------------    --------------    --------------    --------------  -------------- 
  25p ordinary       Purchase           226,687          4.8700 GBP       4.792 GBP 
                 ----------------  ----------------  --------------  -------------- 
  25p ordinary         Sale             155,866          4.8509 GBP       4.774 GBP 
                 ----------------  ----------------  --------------  -------------- 
 
 
 (b)            Cash-settled derivative transactions 
-------------  -----------------------------------------------  ----------- 
   Class of          Product        Nature of        Number      Price per 
                                      dealing           of 
   relevant        description                      reference       unit 
   security                                        securities 
-------------    --------------    -----------    ------------  ----------- 
  25p ordinary          SWAP         Decreasing        159       4.7821 GBP 
                                        Long 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          SWAP         Decreasing        899       4.8481 GBP 
                                        Long 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          SWAP         Decreasing       1,000      4.7978 GBP 
                                        Long 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          SWAP         Increasing       1,509      4.7897 GBP 
                                        Short 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          SWAP         Increasing       2,245      4.8375 GBP 
                                        Short 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          SWAP         Increasing       3,162      4.8418 GBP 
                                        Short 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          SWAP         Increasing       4,321      4.8385 GBP 
                                        Short 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          CFD          Increasing       7,264      4.8305 GBP 
                                        Short 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          SWAP         Increasing       9,416      4.8521 GBP 
                                        Short 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          SWAP         Increasing      16,743      4.8417 GBP 
                                        Short 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          SWAP         Increasing      20,687      4.8347 GBP 
                                        Short 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          SWAP         Increasing      21,554      4.8360 GBP 
                                        Short 
                 ----------------  -------------  ------------  ----------- 
 
 
 (c)             Stock-settled derivative transactions (including options) 
 (i)             Writing, selling, purchasing or varying 
     Class         Product        Writing,        Number         Exercise       Type      Expiry        Option 
      of         description     purchasing,        of             price                   date         money 
 relevant                         selling,      securities       per unit                               paid/ 
 security                          varying          to                                                 received 
                                     etc           which 
                                                  option                                               per unit 
                                                  relates 
                -------------  --------------  ------------  ----------------  ------  ------------  ----------- 
 
 
 (ii)            Exercising 
 Class of relevant              Product description            Exercising/ exercised    Number        Exercise 
                                                                      against            of            price per 
   security                                                                             securities       unit 
--------------  -------------  --------------  ------------                            ------------  ----------- 
 
 
 (d)             Other dealings (including subscribing for new securities) 
     Class                         Nature                             Details              Price 
  of relevant                    of Dealings                                              per unit 
                                                                                            (if 
   security                                                                             applicable) 
--------------  -------------  --------------  ------------                            ------------  ----------- 
 
 4.                                                           OTHER INFORMATION 
 (a)             Indemnity and other dealings arrangements 
 Details of any indemnity or option arrangement, or any agreement 
  or understanding, 
 formal or informal, relating to relevant securities which may be 
  an inducement to deal 
 or refrain from dealing entered into by the exempt principal trader 
  making the disclosure and any party 
 to the offer or any person acting in concert with a party to the 
  offer: 
---------------------------------------------------------------------------------------------------------------- 
                                                      NONE 
---------------------------------------------------------------------------------------------------------------- 
 (b)             Agreements, arrangements or understandings relating to options 
                  or derivatives 
 Details of any agreement, arrangement or understanding, formal or 
  informal, between 
 the exempt principal trader making the disclosure and any other person 
  relating to: 
 (i) the voting rights of any relevant securities under any option; 
  or 
 (ii) the voting rights of future acquisition or disposal of any relevant 
  securities to which 
 any derivative is referenced: 
-----------------------------------------------------------------------------  ------  ------------  ----------- 
                                                      NONE 
---------------------------------------------------------------------------------------------------------------- 
 (c)             Attachments 
 Is a Supplemental Form 8 (Open                                                      YES 
  Positions) attached? 
                                                             --------------------------------------------------- 
 Date of disclosure:                                          11 Aug 2022 
 Contact name:                                                Large Holdings Regulatory Operations 
                                                              020 3134 
 Telephone number:                                             7213 
                                                             ----------------  ------  ------------  ----------- 
 
 
                                                     SUPPLEMENTAL FORM 8 (OPEN POSITIONS) 
               DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS 
                                            TO 
                                  PURCHASE OR SELL ETC. 
                  Note 5(i) on Rule 8 of the Takeover Code (the "Code") 
 1.                                            KEY INFORMATION 
 Identity of the person whose                  BARCLAYS CAPITAL SECURITIES LTD 
  positions/dealings 
 are being disclosed: 
-------------------------------------------- 
 Name of offeror/offeree in relation           SHAFTESBURY PLC 
  to whose 
                                              ------------------------------------------- 
 relevant securities this from 
  relates: 
--------------------------------------------  -----------  ---------  -----  ------------ 
 2.                                            OPTIONS AND DERIVATIVES 
    Class           Product       Writing,       Number     Exercise   Type     Expiry 
      of          description    purchasing,       of        price               date 
   relevant                       selling,     securities   per unit 
   security                        varying      to which 
                                     etc 
                                                 option 
                                                relates 
-------------    -------------  ------------  -----------  ---------  -----  ------------ 
  25p ordinary    Exchangeable      Long        483526.55        n/a   n/a    30 Mar 2026 
                      Bond 
                 -------------  ------------  -----------  ---------  -----  ------------ 
 3.                                            AGREEMENTS TO PURCHASE OR SELL 
                                                ETC. 
 Full details should be given so that the nature of the interest 
  or position can be fully 
 understood: 
---------------  -------------  ------------  -----------  ---------  -----  ------------ 
 
 
 
 
 
 
 

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END

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August 11, 2022 05:30 ET (09:30 GMT)

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