Barclays PLC Form 8.5 (EPT/NON-RI) GB GROUP PLC (4742A)
23 Settembre 2022 - 11:42AM
UK Regulatory
TIDMBARC TIDMGBG
RNS Number : 4742A
Barclays PLC
23 September 2022
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal BARCLAYS CAPITAL SECURITIES
trader: LTD
-------------------------------------------
(b) Name of offeror/offeree in relation GB GROUP PLC
to whose
------------------------------------------
relevant securities this
form relates:
-------------- ------------------------------------------- ------------ ---------- -------------- --------------
(c) Name of the party to the offer with GB GROUP PLC
which exempt
------------------------------------------
principal trader is connected
-------------- ------------------------------------------- ------------ ---------- -------------- --------------
(d) Date position held/dealing undertaken: 22 September 2022
-------------- --------------------------------------------------------- ------------------------------------------
(e) In addition to the company in 1(b) NO
above, is the exempt principal
trader making disclosures in respect
of any other party to the offer?
-------------- --------------------------------------------------------- ---------- -------------- --------------
2. POSITIONS OF THE EXEMPT PRINCIPAL
TRADER
(a) Interests and short positions in the relevant securities
of the offeror or offeree
to which the disclosure relates following
the dealing (if any)
Class of relevant security: 2.5p ordinary
------------------------- --------------------------
Interests Short Positions
------------------------- --------------------------
Number (%) Number (%)
---------------------------------------------- ----------- ------------ ---------- --------------
(1) Relevant securities
owned
and/or controlled: 381,934 0.15% 1,274,463 0.51%
(2) Cash-settled derivatives:
1,616,969 0.64% 468,406 0.19%
(3) Stock-settled derivatives
(including options)
and agreements to
purchase/sell: 0 0.00% 0 0.00%
TOTAL: 1,998,903 0.79% 1,742,869 0.69%
(b) Rights to subscribe for new securities (including
directors and other executive
options)
Class of relevant security in relation
to
------------
which subscription right
exists
---------------------------------------------- ----------- --------------------------------------------------------
Details, including nature of the
rights
------------
concerned and relevant percentages:
----------------------------------------------------------- --------------------------------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
(a) Purchases and sales
-------------- ------------------------------ ----------- ------------ ---------- -------------- --------------
Class Purchase/sale Total Highest Lowest
of relevant number price per price per
of unit unit
security securities paid/received paid/received
-------------- ------------- --------------- ----------- ------------ ---------- -------------- --------------
2.5p ordinary Purchase 73,927 6.3160 GBP 6.13 GBP
2.5p ordinary Sale 100,137 6.2075 GBP 6.1287 GBP
---------------------------- ------------------------ -------------- --------------
(b) Cash-settled derivative
transactions
-------------- ------------------------------------------- ------------ ---------- -------------- --------------
Class Product Nature Number Price per
of of dealing of
relevant description reference unit
security securities
-------------- ------------- --------------- ----------- ------------ ---------- -------------- --------------
2.5p ordinary SWAP Decreasing Long 273 6.1300 GBP
---------------------------- ------------------------ -------------- --------------
2.5p ordinary SWAP Decreasing Long 7,184 6.1467 GBP
---------------------------- ------------------------ -------------- --------------
2.5p ordinary SWAP Decreasing Long 14,201 6.2204 GBP
---------------------------- ------------------------ -------------- --------------
2.5p ordinary SWAP Decreasing Short 259 6.1287 GBP
---------------------------- ------------------------ -------------- --------------
2.5p ordinary SWAP Decreasing Short 844 6.1299 GBP
---------------------------- ------------------------ -------------- --------------
2.5p ordinary SWAP Decreasing Short 1,526 6.2259 GBP
---------------------------- ------------------------ -------------- --------------
2.5p ordinary SWAP Decreasing Short 7,953 6.1595 GBP
---------------------------- ------------------------ -------------- --------------
2.5p ordinary SWAP Increasing Long 785 6.2455 GBP
---------------------------- ------------------------ -------------- --------------
2.5p ordinary SWAP Increasing Long 1,161 6.2422 GBP
---------------------------- ------------------------ -------------- --------------
2.5p ordinary SWAP Increasing Long 4,239 6.2291 GBP
---------------------------- ------------------------ -------------- --------------
2.5p ordinary SWAP Increasing Long 6,571 6.2292 GBP
---------------------------- ------------------------ -------------- --------------
2.5p ordinary SWAP Increasing Long 7,063 6.2725 GBP
---------------------------- ------------------------ -------------- --------------
2.5p ordinary SWAP Increasing Long 14,092 6.1694 GBP
---------------------------- ------------------------ -------------- --------------
2.5p ordinary SWAP Increasing Long 16,335 6.1629 GBP
---------------------------- ------------------------ -------------- --------------
2.5p ordinary CFD Increasing Short 502 6.3160 GBP
---------------------------- ------------------------ -------------- --------------
2.5p ordinary CFD Increasing Short 7,197 6.2222 GBP
---------------------------- ------------------------ -------------- --------------
2.5p ordinary CFD Increasing Short 11,322 6.1300 GBP
---------------------------- ------------------------ -------------- --------------
2.5p ordinary CFD Increasing Short 11,322 6.1300 GBP
---------------------------- ------------------------ -------------- --------------
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or
varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying to which received
etc
option per unit
relates
------------- --------------- ----------- ------------ ---------- -------------- --------------
(ii) Exercising
Class of relevant Product description Exercising/ Number Exercise
exercised against of price per
security securities unit
-------------- ------------- --------------- ----------- -------------- --------------
(d) Other dealings (including subscribing for
new securities)
Class Nature Details Price per
of relevant of Dealings unit (if
security applicable)
-------------- ------------- --------------- ----------- -------------- --------------
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which
may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader
making the disclosure and any party
to the offer or any person acting in concert with
a party to the offer:
------------------------------------------------------------------------------------- -------------- --------------
NONE
---------------------------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between
the exempt principal trader making the disclosure and any
other person relating to:
(i) the voting rights of any relevant securities
under any option; or
(ii) the voting rights of future acquisition or disposal
of any relevant securities to which
any derivative is referenced:
---------------------------------------------- ----------- ------------ ---------- -------------- --------------
NONE
---------------------------------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open NO
Positions) attached?
--------------------------------------------------------
Date of disclosure: 23 Sep
2022
Contact name: Large Holdings Regulatory
Operations
Telephone number: 020 3134 7213
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