Barclays PLC Form 8.5 (EPT/NON-RI) BIFFA PLC AMENDMENT (5979A)
26 Settembre 2022 - 8:44AM
UK Regulatory
TIDMBARC TIDMBIFF
RNS Number : 5979A
Barclays PLC
26 September 2022
FORM 8.5 (EPT/NON-RI) Amendment to Sales
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES
LTD
---------------------------------------------------------
(b) Name of offeror/offeree in relation BIFFA PLC
to whose
-------------------------------------------
relevant securities this form relates:
-------------- --------------------------------------------------------- ----------- -------------- --------------
(c) Name of the party to the offer Energy Capital Partners, LLC
with which exempt
-------------------------------------------
principal trader is connected
-------------- ------------------------------------------- ------------ ----------- -------------- --------------
(d) Date position held/dealing undertaken: 21 September 2022
-------------- --------------------------------------------------------- -------------------------------------------
(e) In addition to the company in 1(b) NO
above, is the exempt principal
trader making disclosures in respect
of any other party to the offer?
-------------- --------------------------------------------------------- ----------- -------------- --------------
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the
offeror or offeree
to which the disclosure relates following the dealing
(if any)
Class of relevant security: 1p ordinary
------------------------- ---------------------------
Interests Short Positions
------------------------- ---------------------------
Number (%) Number (%)
---------------------------------------------- ----------- ------------ ----------- --------------
(1) Relevant securities
owned
and/or controlled: 17,724,814 5.79% 1,636,943 0.53%
(2) Cash-settled derivatives:
1,404,732 0.46% 17,770,715 5.81%
(3) Stock-settled derivatives
(including options)
and agreements to
purchase/sell: 0 0.00% 0 0.00%
TOTAL: 19,129,546 6.25% 19,407,658 6.34%
(b) Rights to subscribe for new securities (including directors and
other executive
options)
Class of relevant security in
relation to
------------
which subscription right exists
----------------------------------------------------------- ---------------------------------------------------------
Details, including nature of the
rights
------------
concerned and relevant percentages:
----------------------------------------------------------- ---------------------------------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
(a) Purchases and sales
-------------- ------------------------------------------- ------------ ----------- -------------- --------------
Class Purchase/sale Total Highest Lowest price
of relevant number price per per unit
of unit
security securities paid/received paid/received
-------------- ------------- --------------- ----------- ------------ ----------- -------------- --------------
1p ordinary Purchase 142,820 3.5280 3.474 GBP
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary Sale 213,307 3.5280 3.477 GBP
GBP
---------------------------- ------------------------- -------------- --------------
(b) Cash-settled derivative transactions
-------------- --------------------------------------------------------- ----------- -------------- --------------
Class Product Nature Number Price per
of of dealing of
relevant description reference unit
security securities
-------------- ------------- --------------- ----------- ------------ ----------- -------------- --------------
1p ordinary SWAP Decreasing Long 549 3.4917 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary CFD Decreasing Long 1,118 3.4744 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Short 252 3.4803 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Short 426 3.4836 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Short 477 3.4800 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Short 498 3.4778 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Short 521 3.5000 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Short 576 3.4811 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Short 1,082 3.4852 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Short 3,362 3.4916 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Short 5,029 3.4843 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Short 6,877 3.4884 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Short 9,243 3.4840 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Short 14,567 3.4827 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Short 16,026 3.4844 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Short 16,852 3.4893 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Short 28,114 3.4820 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Opening Long 2,371 3.4962 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Opening Long 3,362 3.4916 GBP
---------------------------- ------------------------- -------------- --------------
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or
varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying to which received
etc
option per unit
relates
------------- --------------- ----------- ------------ ----------- -------------- --------------
(ii) Exercising
Class of relevant Product description Exercising/ exercised Number Exercise
against of price per
security securities unit
-------------- ------------- --------------- ----------- -------------- --------------
(d) Other dealings (including subscribing for
new securities)
Class Nature Details Price
of relevant of Dealings per unit
(if
security applicable)
-------------- ------------- --------------- ----------- -------------- --------------
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal
or refrain from dealing entered into by the exempt principal trader
making the disclosure and any party
to the offer or any person acting in concert with a party
to the offer:
------------------------------------------------------------------------------------------------------ --------------
NONE
----------------------------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options
or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities
under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
----------------------------------------------------------- ------------ ----------- -------------- --------------
NONE
----------------------------------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open NO
Positions) attached?
---------------------------------------------------------
Date of disclosure: 26 Sep
2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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September 26, 2022 02:44 ET (06:44 GMT)
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