TIDMBARC TIDMSHB

RNS Number : 0783I

Barclays PLC

30 November 2022

 
 FORM 8.5 (EPT/NON-RI) 
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY 
  AN 
 EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY 
  ("RI") STATUS 
 (OR WHERE RI STATUS IS NOT APPLICABLE) 
                                 Rule 8.5 of the Takeover Code (the "Code") 
 1.                                                                           KEY INFORMATION 
 (a)                              Name of exempt principal trader:                     BARCLAYS CAPITAL 
                                                                                        SECURITIES LTD 
                                 --------------------------------------------------- 
 (b)                              Name of offeror/offeree in relation to               SHAFTESBURY PLC 
                                   whose 
                                                                                      ----------------------- 
                                  relevant securities this form relates: 
-------------------------------  ---------------------------------------------------  -------------  ------ 
 (c)                              Name of the party to the offer with which            Capital & Counties 
                                   exempt                                               Properties plc 
                                                                                      ----------------------- 
                                  principal trader is connected 
-------------------------------  ---------------------------------------------------  -------------  ------ 
 (d)                              Date position held/dealing undertaken:               29 November 2022 
-------------------------------  ---------------------------------------------------  ----------------------- 
 (e)                              In addition to the company in 1(b) above,                    YES: 
                                   is the exempt principal 
                                  trader making disclosures in respect                 CAPITAL & COUNTIES 
                                   of any other party to the offer?                     PROPERTIES PLC 
-------------------------------  ---------------------------------------------------  ----------------------- 
 2.                                                                           POSITIONS OF THE EXEMPT 
                                                                               PRINCIPAL TRADER 
 (a)                              Interests and short positions in the relevant securities 
                                   of the offeror or offeree 
                                  to which the disclosure relates following the dealing 
                                   (if any) 
 Class of relevant security:                                     25p ordinary 
                                                                --------------------  --------------------- 
                                                                      Interests          Short Positions 
                                                                --------------------  --------------------- 
                                                                   Number      (%)        Number       (%) 
--------------------------------------------------------------  -----------  -------  -------------  ------ 
 (1)                              Relevant securities 
                                   owned 
  and/or controlled:                                             1,553,878    0.40%     1,258,759     0.33% 
 
 (2)                              Cash-settled derivatives: 
                                                                  982,150     0.26%     1,332,838     0.35% 
 
 (3)                              Stock-settled 
                                   derivatives (including 
                                   options) 
  and agreements 
   to purchase/sell:                                             359191.15    0.09%         0         0.00% 
 
 
  TOTAL:                                                         2,895,219    0.75%     2,591,597     0.67% 
 
 (b)                              Rights to subscribe for new securities (including directors 
                                   and other executive 
  options) 
 Class of relevant security in relation 
  to 
                                                                             ------- 
 which subscription right exists 
---------------------------------------------------------------------------  -------------------------------- 
 Details, including nature of the rights 
                                                                             ------- 
 concerned and relevant percentages: 
---------------------------------------------------------------------------  -------------------------------- 
 
 
 3.                                 DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL 
                                     TRADER 
 (a)            Purchases and sales 
-------------  --------------------------------    ---------------  --------------- 
   Class of       Purchase/sale        Total        Highest price     Lowest price 
   relevant                            number          per unit         per unit 
                                         of 
   security                         securities      paid/received    paid/received 
  25p ordinary       Purchase          53,241           3.6625 GBP        3.574 GBP 
  25p ordinary         Sale            68,488           3.6940 GBP         3.57 GBP 
                 ----------------  --------------  ---------------  --------------- 
 
 
 (b)            Cash-settled derivative transactions 
-------------  -----------------------------------------------  ----------- 
   Class of          Product        Nature of        Number      Price per 
                                      dealing           of 
   relevant        description                      reference       unit 
   security                                        securities 
-------------    --------------    -----------    ------------  ----------- 
  25p ordinary          CFD          Decreasing       1,046      3.6374 GBP 
                                        Long 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          CFD          Decreasing      24,581      3.6439 GBP 
                                        Long 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          SWAP         Decreasing        100       3.6539 GBP 
                                        Short 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          SWAP         Decreasing        202       3.6520 GBP 
                                        Short 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          SWAP         Decreasing        205       3.6940 GBP 
                                        Short 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          SWAP         Decreasing        400       3.6599 GBP 
                                        Short 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          SWAP         Decreasing        418       3.6323 GBP 
                                        Short 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          SWAP         Decreasing        514       3.6208 GBP 
                                        Short 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          SWAP         Decreasing        524       3.6322 GBP 
                                        Short 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          SWAP         Decreasing        564       3.6419 GBP 
                                        Short 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          SWAP         Decreasing        599       3.6445 GBP 
                                        Short 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          SWAP         Decreasing        864       3.6313 GBP 
                                        Short 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          SWAP         Decreasing        913       3.6000 GBP 
                                        Short 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          SWAP         Decreasing       1,108      3.5740 GBP 
                                        Short 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          SWAP         Decreasing       1,165      3.6433 GBP 
                                        Short 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          SWAP         Decreasing       1,275      3.6359 GBP 
                                        Short 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          SWAP         Decreasing       1,912      3.6405 GBP 
                                        Short 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          SWAP         Decreasing       2,943      3.6356 GBP 
                                        Short 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          SWAP         Decreasing       4,248      3.6370 GBP 
                                        Short 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          SWAP         Decreasing       5,232      3.6231 GBP 
                                        Short 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          SWAP         Decreasing       7,047      3.6420 GBP 
                                        Short 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          SWAP         Decreasing       7,988      3.6421 GBP 
                                        Short 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          SWAP         Decreasing       8,822      3.6397 GBP 
                                        Short 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          SWAP         Decreasing       9,162      3.6383 GBP 
                                        Short 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          SWAP         Increasing       2,830      3.6428 GBP 
                                        Long 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          SWAP         Increasing        100       3.6539 GBP 
                                        Short 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          SWAP         Increasing        514       3.6208 GBP 
                                        Short 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          SWAP         Increasing        640       3.6334 GBP 
                                        Short 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          SWAP         Increasing       4,000      3.6294 GBP 
                                        Short 
                 ----------------  -------------  ------------  ----------- 
 
 
 (c)             Stock-settled derivative transactions (including options) 
 (i)             Writing, selling, purchasing or varying 
     Class         Product        Writing,         Number       Exercise      Type       Expiry        Option 
      of         description     purchasing,         of          price                    date         money 
 relevant                         selling,       securities     per unit                               paid/ 
 security                          varying           to                                               received 
                                     etc            which 
                                                   option                                             per unit 
                                                  relates 
                -------------  --------------  -------------  -----------  ---------  ------------  ----------- 
 
 
 (ii)            Exercising 
 Class of relevant              Product description                 Exercising/        Number        Exercise 
                                                                 exercised against      of            price per 
   security                                                                            securities       unit 
--------------  -------------  --------------  -------------                          ------------  ----------- 
 
 
 (d)             Other dealings (including subscribing for new securities) 
     Class                         Nature                             Details             Price 
  of relevant                    of Dealings                                             per unit 
                                                                                           (if 
   security                                                                            applicable) 
--------------  -------------  --------------  -------------                          ------------  ----------- 
 
 4.                                                            OTHER INFORMATION 
 (a)             Indemnity and other dealings arrangements 
 Details of any indemnity or option arrangement, or any agreement 
  or understanding, 
 formal or informal, relating to relevant securities which may 
  be an inducement to deal 
 or refrain from dealing entered into by the exempt principal 
  trader making the disclosure and any party 
 to the offer or any person acting in concert with a party to 
  the offer: 
--------------------------------------------------------------------------------------------------------------- 
                                                      NONE 
--------------------------------------------------------------------------------------------------------------- 
 (b)             Agreements, arrangements or understandings relating 
                  to options or derivatives 
 Details of any agreement, arrangement or understanding, formal 
  or informal, between 
 the exempt principal trader making the disclosure and any other 
  person relating to: 
 (i) the voting rights of any relevant securities under any 
  option; or 
 (ii) the voting rights of future acquisition or disposal of 
  any relevant securities to which 
 any derivative is referenced: 
-------------------------------------------------------------------------  ---------  ------------  ----------- 
                                                      NONE 
--------------------------------------------------------------------------------------------------------------- 
 (c)             Attachments 
 Is a Supplemental Form 8 (Open                                                      YES 
  Positions) attached? 
                                                              ------------------------------------------------- 
 Date of disclosure:                                           30 Nov 
                                                                2022 
 Contact name:                                                 Large Holdings Regulatory Operations 
 Telephone number:                                             020 3134 7213 
                                                              ----------------------  ------------  ----------- 
                                                                           SUPPLEMENTAL FORM 8 (OPEN POSITIONS) 
                          DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS 
                                                       TO 
                                             PURCHASE OR SELL ETC. 
                             Note 5(i) on Rule 8 of the Takeover Code (the "Code") 
 1.                                                            KEY INFORMATION 
 Identity of the person whose                                  BARCLAYS CAPITAL SECURITIES 
  positions/dealings                                            LTD 
 are being disclosed: 
------------------------------------------------------------ 
 Name of offeror/offeree in relation                           SHAFTESBURY PLC 
  to whose 
                                                              ------------------------------------------------- 
 relevant securities this from 
  relates: 
------------------------------------------------------------  -----------  ---------  ------------  ----------- 
 2.                                                            OPTIONS AND DERIVATIVES 
            Class                   Product       Writing,       Number     Exercise      Type         Expiry 
              of                  description    purchasing,       of        price                      date 
                   relevant                        selling,    securities     per 
                                                                              unit 
                   security                        varying      to which 
                                                      etc 
                                                                 option 
                                                                relates 
   ---------------------------------------------------------  -----------  ---------  ------------  ----------- 
         25p ordinary           Exchangeable        Long       359191.15         n/a       n/a         30 Mar 
                                     Bond                                                               2026 
                               --------------  -------------  -----------  ---------  ------------  ----------- 
 3.                                                            AGREEMENTS TO PURCHASE OR SELL 
                                                                ETC. 
 Full details should be given so that the nature of the interest 
  or position can be fully 
 understood: 
---------------------------------------------  -------------  -----------  ---------  ------------  ----------- 
 
 
 
 
 
 
 

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END

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(END) Dow Jones Newswires

November 30, 2022 04:53 ET (09:53 GMT)

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