Barclays PLC Form 8.5 (EPT/NON-RI) Shaftesbury plc (0783I)
30 Novembre 2022 - 10:53AM
UK Regulatory (RNS & others)
TIDMBARC TIDMSHB
RNS Number : 0783I
Barclays PLC
30 November 2022
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY
("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL
SECURITIES LTD
---------------------------------------------------
(b) Name of offeror/offeree in relation to SHAFTESBURY PLC
whose
-----------------------
relevant securities this form relates:
------------------------------- --------------------------------------------------- ------------- ------
(c) Name of the party to the offer with which Capital & Counties
exempt Properties plc
-----------------------
principal trader is connected
------------------------------- --------------------------------------------------- ------------- ------
(d) Date position held/dealing undertaken: 29 November 2022
------------------------------- --------------------------------------------------- -----------------------
(e) In addition to the company in 1(b) above, YES:
is the exempt principal
trader making disclosures in respect CAPITAL & COUNTIES
of any other party to the offer? PROPERTIES PLC
------------------------------- --------------------------------------------------- -----------------------
2. POSITIONS OF THE EXEMPT
PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities
of the offeror or offeree
to which the disclosure relates following the dealing
(if any)
Class of relevant security: 25p ordinary
-------------------- ---------------------
Interests Short Positions
-------------------- ---------------------
Number (%) Number (%)
-------------------------------------------------------------- ----------- ------- ------------- ------
(1) Relevant securities
owned
and/or controlled: 1,553,878 0.40% 1,258,759 0.33%
(2) Cash-settled derivatives:
982,150 0.26% 1,332,838 0.35%
(3) Stock-settled
derivatives (including
options)
and agreements
to purchase/sell: 359191.15 0.09% 0 0.00%
TOTAL: 2,895,219 0.75% 2,591,597 0.67%
(b) Rights to subscribe for new securities (including directors
and other executive
options)
Class of relevant security in relation
to
-------
which subscription right exists
--------------------------------------------------------------------------- --------------------------------
Details, including nature of the rights
-------
concerned and relevant percentages:
--------------------------------------------------------------------------- --------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
(a) Purchases and sales
------------- -------------------------------- --------------- ---------------
Class of Purchase/sale Total Highest price Lowest price
relevant number per unit per unit
of
security securities paid/received paid/received
25p ordinary Purchase 53,241 3.6625 GBP 3.574 GBP
25p ordinary Sale 68,488 3.6940 GBP 3.57 GBP
---------------- -------------- --------------- ---------------
(b) Cash-settled derivative transactions
------------- ----------------------------------------------- -----------
Class of Product Nature of Number Price per
dealing of
relevant description reference unit
security securities
------------- -------------- ----------- ------------ -----------
25p ordinary CFD Decreasing 1,046 3.6374 GBP
Long
---------------- ------------- ------------ -----------
25p ordinary CFD Decreasing 24,581 3.6439 GBP
Long
---------------- ------------- ------------ -----------
25p ordinary SWAP Decreasing 100 3.6539 GBP
Short
---------------- ------------- ------------ -----------
25p ordinary SWAP Decreasing 202 3.6520 GBP
Short
---------------- ------------- ------------ -----------
25p ordinary SWAP Decreasing 205 3.6940 GBP
Short
---------------- ------------- ------------ -----------
25p ordinary SWAP Decreasing 400 3.6599 GBP
Short
---------------- ------------- ------------ -----------
25p ordinary SWAP Decreasing 418 3.6323 GBP
Short
---------------- ------------- ------------ -----------
25p ordinary SWAP Decreasing 514 3.6208 GBP
Short
---------------- ------------- ------------ -----------
25p ordinary SWAP Decreasing 524 3.6322 GBP
Short
---------------- ------------- ------------ -----------
25p ordinary SWAP Decreasing 564 3.6419 GBP
Short
---------------- ------------- ------------ -----------
25p ordinary SWAP Decreasing 599 3.6445 GBP
Short
---------------- ------------- ------------ -----------
25p ordinary SWAP Decreasing 864 3.6313 GBP
Short
---------------- ------------- ------------ -----------
25p ordinary SWAP Decreasing 913 3.6000 GBP
Short
---------------- ------------- ------------ -----------
25p ordinary SWAP Decreasing 1,108 3.5740 GBP
Short
---------------- ------------- ------------ -----------
25p ordinary SWAP Decreasing 1,165 3.6433 GBP
Short
---------------- ------------- ------------ -----------
25p ordinary SWAP Decreasing 1,275 3.6359 GBP
Short
---------------- ------------- ------------ -----------
25p ordinary SWAP Decreasing 1,912 3.6405 GBP
Short
---------------- ------------- ------------ -----------
25p ordinary SWAP Decreasing 2,943 3.6356 GBP
Short
---------------- ------------- ------------ -----------
25p ordinary SWAP Decreasing 4,248 3.6370 GBP
Short
---------------- ------------- ------------ -----------
25p ordinary SWAP Decreasing 5,232 3.6231 GBP
Short
---------------- ------------- ------------ -----------
25p ordinary SWAP Decreasing 7,047 3.6420 GBP
Short
---------------- ------------- ------------ -----------
25p ordinary SWAP Decreasing 7,988 3.6421 GBP
Short
---------------- ------------- ------------ -----------
25p ordinary SWAP Decreasing 8,822 3.6397 GBP
Short
---------------- ------------- ------------ -----------
25p ordinary SWAP Decreasing 9,162 3.6383 GBP
Short
---------------- ------------- ------------ -----------
25p ordinary SWAP Increasing 2,830 3.6428 GBP
Long
---------------- ------------- ------------ -----------
25p ordinary SWAP Increasing 100 3.6539 GBP
Short
---------------- ------------- ------------ -----------
25p ordinary SWAP Increasing 514 3.6208 GBP
Short
---------------- ------------- ------------ -----------
25p ordinary SWAP Increasing 640 3.6334 GBP
Short
---------------- ------------- ------------ -----------
25p ordinary SWAP Increasing 4,000 3.6294 GBP
Short
---------------- ------------- ------------ -----------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying to received
etc which
option per unit
relates
------------- -------------- ------------- ----------- --------- ------------ -----------
(ii) Exercising
Class of relevant Product description Exercising/ Number Exercise
exercised against of price per
security securities unit
-------------- ------------- -------------- ------------- ------------ -----------
(d) Other dealings (including subscribing for new securities)
Class Nature Details Price
of relevant of Dealings per unit
(if
security applicable)
-------------- ------------- -------------- ------------- ------------ -----------
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may
be an inducement to deal
or refrain from dealing entered into by the exempt principal
trader making the disclosure and any party
to the offer or any person acting in concert with a party to
the offer:
---------------------------------------------------------------------------------------------------------------
NONE
---------------------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any
option; or
(ii) the voting rights of future acquisition or disposal of
any relevant securities to which
any derivative is referenced:
------------------------------------------------------------------------- --------- ------------ -----------
NONE
---------------------------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open YES
Positions) attached?
-------------------------------------------------
Date of disclosure: 30 Nov
2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
---------------------- ------------ -----------
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS
TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose BARCLAYS CAPITAL SECURITIES
positions/dealings LTD
are being disclosed:
------------------------------------------------------------
Name of offeror/offeree in relation SHAFTESBURY PLC
to whose
-------------------------------------------------
relevant securities this from
relates:
------------------------------------------------------------ ----------- --------- ------------ -----------
2. OPTIONS AND DERIVATIVES
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per
unit
security varying to which
etc
option
relates
--------------------------------------------------------- ----------- --------- ------------ -----------
25p ordinary Exchangeable Long 359191.15 n/a n/a 30 Mar
Bond 2026
-------------- ------------- ----------- --------- ------------ -----------
3. AGREEMENTS TO PURCHASE OR SELL
ETC.
Full details should be given so that the nature of the interest
or position can be fully
understood:
--------------------------------------------- ------------- ----------- --------- ------------ -----------
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END
FEOEANFEDSFAFEA
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November 30, 2022 04:53 ET (09:53 GMT)
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