Barclays PLC Form 8.5 (EPT/NON-RI) Shaftesbury plc (2800I)
01 Dicembre 2022 - 12:31PM
UK Regulatory
TIDMBARC TIDMSHB
RNS Number : 2800I
Barclays PLC
01 December 2022
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL
SECURITIES LTD
--------------------------------------------------
(b) Name of offeror/offeree in relation SHAFTESBURY PLC
to whose
-----------------------
relevant securities this form relates:
------- -------------------------------------------------- -------------------
(c) Name of the party to the offer with CAPITAL & COUNTIES
which exempt PROPERTIES PLC
-----------------------
principal trader is connected
------- ------------------------------------------------ -------------------
(d) Date position held/dealing undertaken: 30 November 2022
------- -------------------------------------------------- -----------------------
(e) In addition to the company in 1(b) YES:
above, is the exempt principal
trader making disclosures in respect CAPITAL & COUNTIES
of any other party to the offer? PROPERTIES PLC
------- -------------------------------------------------- -----------------------
2. POSITIONS OF THE EXEMPT PRINCIPAL
TRADER
(a) Interests and short positions in the relevant securities
of the offeror or offeree
to which the disclosure relates following the
dealing (if any)
Class of relevant security: 25p ordinary
------------------------ --------------------------
Interests Short Positions
------------------------ --------------------------
Number (%) Number (%)
-------------------------------------------- ----------- ----------- ---------- --------------
(1) Relevant securities
owned
and/or controlled: 1,326,592 0.35% 1,273,125 0.33%
(2) Cash-settled
derivatives:
977,025 0.25% 1,114,461 0.29%
(3) Stock-settled
derivatives (including
options)
and agreements
to purchase/sell: 331,561.07 0.09% 0 0.00%
TOTAL: 2,635,178 0.69% 2,387,586 0.62%
(b) Rights to subscribe for new securities (including directors
and other executive
options)
Class of relevant security
in relation to
-----------
which subscription right exists
--------------------------------------------------------- -------------------------------------------------------
Details, including nature
of the rights
-----------
concerned and relevant percentages:
--------------------------------------------------------- -------------------------------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT
PRINCIPAL TRADER
(a) Purchases and sales
-------------- ----------------------------------------- ----------- ---------- -------------- --------------
Class Purchase/sale Total Highest Lowest
of relevant number price per price per
of unit unit
security securities paid/received paid/received
-------------------------------------------- ----------- ----------- ---------- -------------- --------------
25p ordinary Purchase 89,599 3.6158 3.542 GBP
GBP
---------------------------- ----------------------- -------------- --------------
25p ordinary Sale 329,116 3.6158 3.5549
GBP GBP
---------------------------- ----------------------- -------------- --------------
(b) Cash-settled derivative transactions
------------- ---------------------------------------------------------
Class of Product Nature of Number Price per
dealing of
relevant description reference unit
security securities
------------- ------------ ----------- ----------- -----------
25p ordinary CFD Decreasing 5,037 3.5559 GBP
Long
-------------- ------------- ----------- -----------
25p ordinary CFD Decreasing 28,202 3.5837 GBP
Long
-------------- ------------- ----------- -----------
25p ordinary CFD Decreasing 28,290 3.5774 GBP
Long
-------------- ------------- ----------- -----------
25p ordinary SWAP Decreasing 24 3.5820 GBP
Short
-------------- ------------- ----------- -----------
25p ordinary SWAP Decreasing 200 3.5990 GBP
Short
-------------- ------------- ----------- -----------
25p ordinary SWAP Decreasing 249 3.5784 GBP
Short
-------------- ------------- ----------- -----------
25p ordinary SWAP Decreasing 359 3.5460 GBP
Short
-------------- ------------- ----------- -----------
25p ordinary SWAP Decreasing 387 3.5785 GBP
Short
-------------- ------------- ----------- -----------
25p ordinary SWAP Decreasing 1,008 3.5721 GBP
Short
-------------- ------------- ----------- -----------
25p ordinary SWAP Decreasing 1,049 3.5719 GBP
Short
-------------- ------------- ----------- -----------
25p ordinary SWAP Decreasing 2,692 3.5572 GBP
Short
-------------- ------------- ----------- -----------
25p ordinary SWAP Decreasing 3,785 3.5689 GBP
Short
-------------- ------------- ----------- -----------
25p ordinary SWAP Decreasing 13,485 3.5839 GBP
Short
-------------- ------------- ----------- -----------
25p ordinary SWAP Decreasing 20,516 3.5527 GBP
Short
-------------- ------------- ----------- -----------
25p ordinary SWAP Decreasing 32,251 3.5731 GBP
Short
-------------- ------------- ----------- -----------
25p ordinary SWAP Decreasing 154,108 3.5840 GBP
Short
-------------- ------------- ----------- -----------
25p ordinary SWAP Increasing 3,000 3.5727 GBP
Short
-------------- ------------- ----------- -----------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per paid/
unit
security varying to which received
etc
option per unit
relates
------------- ------------ ----------- --------- ----- ------- ----------
25p ordinary Exchangeable Short 27630.09 n/a n/a 30 Mar 81.50 GBP
Bond 2026
------------- ------------ ----------- --------- ----- ------- ----------
(ii) Exercising
Class of Product description Exercising/ Number Exercise
relevant exercised against of price per
security securities unit
-------------- -------------- ------------- ------------ -----------
(d) Other dealings (including subscribing for
new securities)
Class Nature of Details Price
of relevant Dealings per unit
(if
security applicable)
-------------- -------------- ------------- ------------ -----------
4. OTHER INFORMATION
(a) Indemnity and other dealings
arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may
be an inducement to deal
or refrain from dealing entered into by the exempt principal
trader making the disclosure and any party
to the offer or any person acting in concert with
a party to the offer:
------------------------------------------------------------------------------------ -----------
NONE
-------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under
any option; or
(ii) the voting rights of future acquisition or disposal of
any relevant securities to which
any derivative is
referenced:
------------------------------- ------------- ----------- --------- ------------ -----------
NONE
-------------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open YES
Positions) attached?
-------------------------------------------------
Date of disclosure: 1 Dec
2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
---------------------- ------------ -----------
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS
TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1 KEY INFORMATION
---------------------------------------------- -------------------------------------------------
Identity of the person whose BARCLAYS CAPITAL SECURITIES LTD
positions/dealings
-------------------------------------------------
are being disclosed:
------------------------------- ------------- ----------- --------- ------------ -----------
Name of offeror/offeree in SHAFTESBURY PLC
relation to whose
-------------------------------------------------
relevant securities this from
relates:
---------------------------------------------- ----------- --------- ------------ -----------
2 OPTIONS AND DERIVATIVES
---------------------------------------------- -------------------------------------------------
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per
unit
security varying to which
etc
option
relates
------------------------------------------- ----------- --------- ------------ -----------
25p ordinary Exchangeable Long 331561.07 n/a n/a 30-Mar-26
Bond
--------------- -------------- ------------- ----------- --------- ------------ -----------
3 AGREEMENTS TO PURCHASE OR SELL
ETC.
---------------------------------------------- -------------------------------------------------
Full details should be given so that the nature of
the interest or position can be fully
understood:
--------------- ---------------------------- ----------- --------- ------------ -----------
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END
FEOEAFAFEDEAFFA
(END) Dow Jones Newswires
December 01, 2022 06:31 ET (11:31 GMT)
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