TIDMBARC TIDMBIFF

RNS Number : 0653J

Barclays PLC

08 December 2022

 
 FORM 8.5 (EPT/NON-RI) 
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN 
 EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") 
  STATUS 
 (OR WHERE RI STATUS IS NOT APPLICABLE) 
                        Rule 8.5 of the Takeover Code (the "Code") 
 1.                                                         KEY INFORMATION 
 (a)            Name of exempt principal trader:                     BARCLAYS CAPITAL 
                                                                      SECURITIES LTD 
               --------------------------------------------------- 
 (b)            Name of offeror/offeree in relation to               BIFFA PLC 
                 whose 
                                                                    ------------------- 
                relevant securities this form relates: 
-------------  ---------------------------------------------------  -----------  ------ 
 (c)            Name of the party to the offer with which            Energy Capital 
                 exempt                                               Partners, LLC 
                                                                    ------------------- 
                principal trader is connected 
-------------  ---------------------------------------------------  -----------  ------ 
 (d)            Date position held/dealing undertaken:               07 December 2022 
-------------  ---------------------------------------------------  ------------------- 
 (e)            In addition to the company in 1(b) above,            NO 
                 is the exempt principal 
                trader making disclosures in respect of 
                 any other party to the offer? 
-------------  ---------------------------------------------------  -----------  ------ 
 2.                                                         POSITIONS OF THE EXEMPT 
                                                             PRINCIPAL TRADER 
 (a)            Interests and short positions in the relevant securities 
                 of the offeror or offeree 
                to which the disclosure relates following the dealing 
                 (if any) 
 Class of relevant security:                   1p ordinary 
                                              --------------------  ------------------- 
                                                    Interests         Short Positions 
                                              --------------------  ------------------- 
                                                 Number      (%)       Number      (%) 
--------------------------------------------  -----------  -------  -----------  ------ 
 (1)            Relevant securities 
                 owned 
  and/or controlled:                           8,707,849    2.84%    1,323,878    0.43% 
 
 (2)            Cash-settled derivatives: 
                                               1,298,887    0.42%    8,655,089    2.83% 
 
 (3)            Stock-settled derivatives 
                 (including options) 
  and agreements to 
   purchase/sell:                                  0        0.00%        0        0.00% 
 
 
  TOTAL:                                       10,006,736   3.27%    9,978,967    3.26% 
 
 (b)            Rights to subscribe for new securities (including directors 
                 and other executive 
  options) 
 Class of relevant security in relation 
  to 
                                                           ------- 
 which subscription right exists 
---------------------------------------------------------  ---------------------------- 
 Details, including nature of the 
  rights 
                                                           ------- 
 concerned and relevant percentages: 
---------------------------------------------------------  ---------------------------- 
 
 
 3.                                DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL 
                                    TRADER 
 (a)           Purchases and sales 
------------  ------------------------------------  --------------  -------------- 
  Class of       Purchase/sale     Total number      Highest price   Lowest price 
   relevant                              of             per unit        per unit 
  security                          securities       paid/received   paid/received 
------------    --------------    --------------    --------------  -------------- 
  1p ordinary       Purchase           84,751           4.0769 GBP       4.074 GBP 
                ----------------  ----------------  --------------  -------------- 
  1p ordinary         Sale             75,471           4.0770 GBP       4.074 GBP 
                ----------------  ----------------  --------------  -------------- 
 
 
 (b)           Cash-settled derivative transactions 
------------  -----------------------------------------------  ----------- 
  Class of          Product        Nature of        Number      Price per 
                                     dealing           of 
  relevant        description                      reference       unit 
  security                                        securities 
------------    --------------    -----------    ------------  ----------- 
  1p ordinary          SWAP         Decreasing       1,218      4.0748 GBP 
                                       Long 
                ----------------  -------------  ------------  ----------- 
  1p ordinary          SWAP         Decreasing      47,844      4.0760 GBP 
                                       Long 
                ----------------  -------------  ------------  ----------- 
  1p ordinary          SWAP         Decreasing        36        4.0750 GBP 
                                       Short 
                ----------------  -------------  ------------  ----------- 
  1p ordinary          SWAP         Decreasing        794       4.0744 GBP 
                                       Short 
                ----------------  -------------  ------------  ----------- 
  1p ordinary          SWAP         Increasing       1,160      4.0764 GBP 
                                       Long 
                ----------------  -------------  ------------  ----------- 
  1p ordinary          SWAP         Increasing      14,962      4.0755 GBP 
                                       Long 
                ----------------  -------------  ------------  ----------- 
  1p ordinary          SWAP         Increasing       1,218      4.0748 GBP 
                                       Short 
                ----------------  -------------  ------------  ----------- 
  1p ordinary          SWAP         Increasing       3,044      4.0760 GBP 
                                       Short 
                ----------------  -------------  ------------  ----------- 
  1p ordinary          SWAP         Increasing       6,538      4.0759 GBP 
                                       Short 
                ----------------  -------------  ------------  ----------- 
  1p ordinary          CFD          Increasing      12,372      4.0743 GBP 
                                       Short 
                ----------------  -------------  ------------  ----------- 
  1p ordinary          SWAP         Increasing      27,940      4.0740 GBP 
                                       Short 
                ----------------  -------------  ------------  ----------- 
  1p ordinary          SWAP         Increasing      47,844      4.0760 GBP 
                                       Short 
                ----------------  -------------  ------------  ----------- 
 
 
 (c)             Stock-settled derivative transactions (including options) 
 (i)             Writing, selling, purchasing or varying 
     Class         Product        Writing,        Number        Exercise      Type     Expiry        Option 
      of         description     purchasing,        of            price                 date         money 
 relevant                         selling,      securities      per unit                             paid/ 
 security                          varying          to                                              received 
                                     etc           which 
                                                  option                                            per unit 
                                                  relates 
                -------------  --------------  ------------  --------------  -----  ------------  ----------- 
 
 
 (ii)            Exercising 
 Class of relevant              Product description               Exercising/        Number        Exercise 
                                                                exercised against     of            price per 
   security                                                                          securities       unit 
--------------  -------------  --------------  ------------                         ------------  ----------- 
 
 
 (d)             Other dealings (including subscribing for new securities) 
     Class                         Nature                           Details             Price 
  of relevant                    of Dealings                                           per unit 
                                                                                         (if 
   security                                                                          applicable) 
--------------  -------------  --------------  ------------                         ------------  ----------- 
 
 4.                                                           OTHER INFORMATION 
 (a)             Indemnity and other dealings arrangements 
 Details of any indemnity or option arrangement, or any agreement 
  or understanding, 
 formal or informal, relating to relevant securities which may 
  be an inducement to deal 
 or refrain from dealing entered into by the exempt principal 
  trader making the disclosure and any party 
 to the offer or any person acting in concert with a party to 
  the offer: 
------------------------------------------------------------------------------------------------------------- 
                                                     NONE 
------------------------------------------------------------------------------------------------------------- 
 (b)             Agreements, arrangements or understandings relating 
                  to options or derivatives 
 Details of any agreement, arrangement or understanding, formal 
  or informal, between 
 the exempt principal trader making the disclosure and any other 
  person relating to: 
 (i) the voting rights of any relevant securities under any 
  option; or 
 (ii) the voting rights of future acquisition or disposal of 
  any relevant securities to which 
 any derivative is referenced: 
-----------------------------------------------------------  --------------  -----  ------------  ----------- 
                                                     NONE 
------------------------------------------------------------------------------------------------------------- 
 (c)             Attachments 
 Is a Supplemental Form 8 (Open                                                     NO 
  Positions) attached? 
                                                             ------------------------------------------------ 
 Date of disclosure:                                          8 Dec 2022 
 Contact name:                                                Large Holdings Regulatory Operations 
                                                              020 3134 
 Telephone number:                                             7213 
                                                             --------------  -----  ------------  ----------- 
 

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END

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December 08, 2022 04:38 ET (09:38 GMT)

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