TIDMBARC TIDMSHB

RNS Number : 0658J

Barclays PLC

08 December 2022

 
 FORM 8.5 (EPT/NON-RI) 
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY 
  AN 
 EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY 
  ("RI") STATUS 
 (OR WHERE RI STATUS IS NOT APPLICABLE) 
                      Rule 8.5 of the Takeover Code (the "Code") 
 1.                                                        KEY INFORMATION 
 (a)      Name of exempt principal trader:                          BARCLAYS CAPITAL 
                                                                     SECURITIES LTD 
         -------------------------------------------------------- 
 (b)      Name of offeror/offeree in relation to                    SHAFTESBURY PLC 
           whose 
                                                                   ----------------------- 
          relevant securities this form relates: 
-------  --------------------------------------------------------  -----------  ------ 
 (c)      Name of the party to the offer with which                 Capital & Counties 
           exempt                                                    Properties plc 
                                                                   ----------------------- 
          principal trader is connected 
-------  --------------------------------------------------------  -----------  ------ 
 (d)      Date position held/dealing undertaken:                    07 December 2022 
-------  --------------------------------------------------------  ----------------------- 
 (e)      In addition to the company in 1(b) above,                       YES: 
           is the exempt principal 
          trader making disclosures in respect of                   CAPITAL & COUNTIES 
           any other party to the offer?                             PROPERTIES PLC 
-------  --------------------------------------------------------  ----------------------- 
 2.                                                        POSITIONS OF THE EXEMPT 
                                                            PRINCIPAL TRADER 
 (a)      Interests and short positions in the relevant securities 
           of the offeror or offeree 
          to which the disclosure relates following the dealing 
           (if any) 
 Class of relevant security:              25p ordinary 
                                         ------------------------  ------------------- 
                                                 Interests           Short Positions 
                                         ------------------------  ------------------- 
                                              Number        (%)       Number      (%) 
---------------------------------------  ---------------  -------  -----------  ------ 
 (1)      Relevant securities 
           owned 
  and/or controlled:                        1,129,188      0.29%    1,139,726    0.30% 
 
 (2)      Cash-settled derivatives: 
                                             867,789       0.23%     985,150     0.26% 
 
 (3)      Stock-settled 
           derivatives (including 
           options) 
  and agreements 
   to purchase/sell:                        303930.98      0.08%        0        0.00% 
 
 
  TOTAL:                                    2,300,908      0.60%    2,124,876    0.55% 
 
 (b)      Rights to subscribe for new securities (including directors 
           and other executive 
  options) 
 Class of relevant security in relation 
  to 
                                                          ------- 
 which subscription right exists 
--------------------------------------------------------  -------------------------------- 
 Details, including nature of the rights 
                                                          ------- 
 concerned and relevant percentages: 
--------------------------------------------------------  -------------------------------- 
 
 
 
 3.                                 DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL 
                                     TRADER 
 (a)            Purchases and sales 
-------------  ------------------------------------  --------------  -------------- 
   Class of       Purchase/sale     Total number      Highest price   Lowest price 
   relevant                               of             per unit        per unit 
   security                          securities       paid/received   paid/received 
-------------    --------------    --------------    --------------  -------------- 
  25p ordinary       Purchase           371,041          3.5787 GBP      3.5399 GBP 
                 ----------------  ----------------  --------------  -------------- 
  25p ordinary         Sale             408,178          3.5760 GBP      3.5435 GBP 
                 ----------------  ----------------  --------------  -------------- 
 
 
 (b)            Cash-settled derivative transactions 
-------------  --------------------------------------------------------- 
   Class of         Product       Nature of        Number     Price per 
                                    dealing          of 
   relevant       description                    reference       unit 
   security                                      securities 
-------------    ------------    -----------    -----------  ----------- 
  25p ordinary         SWAP        Decreasing      2,185      3.5578 GBP 
                                      Long 
                 --------------  -------------  -----------  ----------- 
  25p ordinary         CFD         Decreasing      2,650      3.5997 GBP 
                                      Long 
                 --------------  -------------  -----------  ----------- 
  25p ordinary         SWAP        Decreasing      2,830      3.5428 GBP 
                                      Long 
                 --------------  -------------  -----------  ----------- 
  25p ordinary         CFD         Decreasing      26,075     3.5673 GBP 
                                      Long 
                 --------------  -------------  -----------  ----------- 
  25p ordinary         SWAP        Decreasing       838       3.5596 GBP 
                                      Short 
                 --------------  -------------  -----------  ----------- 
  25p ordinary         SWAP        Decreasing       893       3.5659 GBP 
                                      Short 
                 --------------  -------------  -----------  ----------- 
  25p ordinary         SWAP        Decreasing       912       3.5686 GBP 
                                      Short 
                 --------------  -------------  -----------  ----------- 
  25p ordinary         SWAP        Decreasing      1,135      3.5348 GBP 
                                      Short 
                 --------------  -------------  -----------  ----------- 
  25p ordinary         SWAP        Decreasing      1,477      3.5541 GBP 
                                      Short 
                 --------------  -------------  -----------  ----------- 
  25p ordinary         SWAP        Decreasing      1,887      3.5506 GBP 
                                      Short 
                 --------------  -------------  -----------  ----------- 
  25p ordinary         SWAP        Decreasing      1,947      3.5501 GBP 
                                      Short 
                 --------------  -------------  -----------  ----------- 
  25p ordinary         SWAP        Decreasing      2,015      3.5590 GBP 
                                      Short 
                 --------------  -------------  -----------  ----------- 
  25p ordinary         SWAP        Decreasing      2,143      3.5664 GBP 
                                      Short 
                 --------------  -------------  -----------  ----------- 
  25p ordinary         SWAP        Decreasing      2,346      3.5574 GBP 
                                      Short 
                 --------------  -------------  -----------  ----------- 
  25p ordinary         SWAP        Decreasing      3,064      3.5514 GBP 
                                      Short 
                 --------------  -------------  -----------  ----------- 
  25p ordinary         SWAP        Decreasing      5,879      3.5519 GBP 
                                      Short 
                 --------------  -------------  -----------  ----------- 
  25p ordinary         SWAP        Decreasing      13,533     3.5580 GBP 
                                      Short 
                 --------------  -------------  -----------  ----------- 
  25p ordinary         SWAP        Decreasing      29,903     3.5760 GBP 
                                      Short 
                 --------------  -------------  -----------  ----------- 
  25p ordinary         SWAP        Decreasing      31,158     3.5762 GBP 
                                      Short 
                 --------------  -------------  -----------  ----------- 
  25p ordinary         SWAP        Increasing       119       3.5120 GBP 
                                      Short 
                 --------------  -------------  -----------  ----------- 
  25p ordinary         SWAP        Increasing       500       3.5579 GBP 
                                      Short 
                 --------------  -------------  -----------  ----------- 
  25p ordinary         SWAP        Increasing      2,254      3.5463 GBP 
                                      Short 
                 --------------  -------------  -----------  ----------- 
  25p ordinary         SWAP        Increasing      2,269      3.5685 GBP 
                                      Short 
                 --------------  -------------  -----------  ----------- 
  25p ordinary         SWAP        Increasing      2,560      3.5759 GBP 
                                      Short 
                 --------------  -------------  -----------  ----------- 
  25p ordinary         SWAP        Increasing      3,241      3.5689 GBP 
                                      Short 
                 --------------  -------------  -----------  ----------- 
  25p ordinary         SWAP        Increasing      7,960      3.5760 GBP 
                                      Short 
                 --------------  -------------  -----------  ----------- 
  25p ordinary         SWAP        Increasing      9,907      3.5479 GBP 
                                      Short 
                 --------------  -------------  -----------  ----------- 
  25p ordinary         SWAP        Increasing      16,000     3.5613 GBP 
                                      Short 
                 --------------  -------------  -----------  ----------- 
 
 
 (c)             Stock-settled derivative transactions (including options) 
 (i)             Writing, selling, purchasing or varying 
     Class         Product        Writing,         Number       Exercise      Type       Expiry        Option 
      of         description     purchasing,         of          price                    date         money 
 relevant                         selling,       securities     per unit                               paid/ 
 security                          varying           to                                               received 
                                     etc            which 
                                                   option                                             per unit 
                                                  relates 
                -------------  --------------  -------------  -----------  ---------  ------------  ----------- 
 
 
 (ii)            Exercising 
 Class of relevant              Product description                 Exercising/        Number        Exercise 
                                                                 exercised against      of            price per 
   security                                                                            securities       unit 
--------------  -------------  --------------  -------------                          ------------  ----------- 
 
 
 (d)             Other dealings (including subscribing for new securities) 
     Class                         Nature                             Details             Price 
  of relevant                    of Dealings                                             per unit 
                                                                                           (if 
   security                                                                            applicable) 
--------------  -------------  --------------  -------------                          ------------  ----------- 
 
 4.                                                            OTHER INFORMATION 
 (a)             Indemnity and other dealings arrangements 
 Details of any indemnity or option arrangement, or any agreement 
  or understanding, 
 formal or informal, relating to relevant securities which may 
  be an inducement to deal 
 or refrain from dealing entered into by the exempt principal 
  trader making the disclosure and any party 
 to the offer or any person acting in concert with a party to 
  the offer: 
--------------------------------------------------------------------------------------------------------------- 
                                                      NONE 
--------------------------------------------------------------------------------------------------------------- 
 (b)             Agreements, arrangements or understandings relating 
                  to options or derivatives 
 Details of any agreement, arrangement or understanding, formal 
  or informal, between 
 the exempt principal trader making the disclosure and any other 
  person relating to: 
 (i) the voting rights of any relevant securities under any 
  option; or 
 (ii) the voting rights of future acquisition or disposal of 
  any relevant securities to which 
 any derivative is referenced: 
-------------------------------------------------------------------------  ---------  ------------  ----------- 
                                                      NONE 
--------------------------------------------------------------------------------------------------------------- 
 (c)             Attachments 
 Is a Supplemental Form 8 (Open                                                      YES 
  Positions) attached? 
                                                              ------------------------------------------------- 
 Date of disclosure:                                           8 Dec 
                                                                2022 
 Contact name:                                                 Large Holdings Regulatory Operations 
 Telephone number:                                             020 3134 7213 
                                                              ----------------------  ------------  ----------- 
                                                                           SUPPLEMENTAL FORM 8 (OPEN POSITIONS) 
                          DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS 
                                                       TO 
                                             PURCHASE OR SELL ETC. 
                             Note 5(i) on Rule 8 of the Takeover Code (the "Code") 
 1.                                                            KEY INFORMATION 
 Identity of the person whose                                  BARCLAYS CAPITAL SECURITIES 
  positions/dealings                                            LTD 
 are being disclosed: 
------------------------------------------------------------ 
 Name of offeror/offeree in relation                           SHAFTESBURY PLC 
  to whose 
                                                              ------------------------------------------------- 
 relevant securities this from 
  relates: 
------------------------------------------------------------  -----------  ---------  ------------  ----------- 
 2.                                                            OPTIONS AND DERIVATIVES 
            Class                   Product       Writing,       Number     Exercise      Type         Expiry 
              of                  description    purchasing,       of        price                      date 
                   relevant                        selling,    securities     per 
                                                                              unit 
                   security                        varying      to which 
                                                      etc 
                                                                 option 
                                                                relates 
   ---------------------------------------------------------  -----------  ---------  ------------  ----------- 
         25p ordinary           Exchangeable        Long       303930.98         n/a       n/a         30 Mar 
                                     Bond                                                               2026 
                               --------------  -------------  -----------  ---------  ------------  ----------- 
 3.                                                            AGREEMENTS TO PURCHASE OR SELL 
                                                                ETC. 
 Full details should be given so that the nature of the interest 
  or position can be fully 
 understood: 
---------------------------------------------  -------------  -----------  ---------  ------------  ----------- 
 
 
 
 
 
 
 

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END

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December 08, 2022 04:44 ET (09:44 GMT)

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