TIDMBARC TIDMSHB

RNS Number : 7345O

Barclays PLC

02 February 2023

 
                                                FORM 8.5 (EPT/NON-RI) 
                             PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN 
                           EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") 
                                                        STATUS 
                                       (OR WHERE RI STATUS IS NOT APPLICABLE) 
                                     Rule 8.5 of the Takeover Code (the "Code") 
 1.              KEY INFORMATION 
 (a)             Name of exempt principal trader:                      BARCLAYS CAPITAL SECURITIES 
                                                                        LTD 
 (b)             Name of offeror/offeree in relation                   SHAFTESBURY PLC 
                  to whose 
 
                  relevant securities this form 
                  relates: 
                ----------------------------------------------------  ---------------------------------------------- 
 (c)             Name of the party to the offer                        Capital & Counties Properties 
                  with which exempt                                     plc 
 
                  principal trader is connected 
                ----------------------------------------------------  ---------------------------------------------- 
 (d)             Date position held/dealing undertaken:                01 Feb 2023 
                ----------------------------------------------------  ---------------------------------------------- 
 (e)             In addition to the company in                         YES: 
                  1(b) above, is the exempt principal 
                                                                        CAPITAL & COUNTIES PROPERTIES 
                  trader making disclosures in                          PLC 
                  respect of any other party to 
                  the offer? 
                ----------------------------------------------------  ---------------------------------------------- 
 2.              POSITIONS OF THE EXEMPT PRINCIPAL TRADER 
 (a)             Interests and short positions in the relevant securities 
                  of the offeror or offeree 
                 to which the disclosure relates following the dealing 
                  (if any) 
 Class of relevant security:                                           25p ordinary 
                                                                             Interests            Short Positions 
                                                                                              ---------------------- 
                                                                         Number       (%)       Number        (%) 
                                                                                   ---------  ----------  ---------- 
 (1) Relevant securities owned and/or 
  controlled:                                                          1,524,590     0.40%      864,416      0.22% 
                                                                      -----------  ---------  ----------  ---------- 
 (2) Cash-settled derivatives:                                          721,842      0.19%     1,473,823     0.38% 
                                                                      -----------  ---------  ----------  ---------- 
 (3) Stock-settled derivatives (including 
  options) and agreements to purchase/sell:                            55,260.18     0.01%         0         0.00% 
                                                                                              ----------  ---------- 
 
 
   TOTAL:                                                              2,301,692     0.59%     2,338,239     0.61% 
                                                                                              ----------  ---------- 
 
 (b)             Rights to subscribe for new securities (including directors 
                  and other executive options) 
 Class of relevant security in relation 
  to 
 
  which subscription right exists 
 Details, including nature of the rights 
 
  concerned and relevant percentages: 
                                                                      ---------------------------------------------- 
 3.              DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER 
 (a)             Purchase 
                  and sales 
     Class       Purchase/sale      Total number         Highest                   Lowest price per unit 
  of relevant                            of             price per 
                                                           unit                        paid/received 
    security                         securities 
                                                      paid/received 
 25p ordinary       Purchase           24990           3.9480 GBP                       3.9309 GBP 
                ---------------  -----------------  ----------------  ---------------------------------------------- 
 25p ordinary         Sale             17774           3.9481 GBP                       3.9235 GBP 
                ---------------  -----------------  ----------------  ---------------------------------------------- 
 
 (b)             Cash-settled derivative transactions 
     Class          Product          Nature of          Number of                        Price per 
       of          description        dealing 
                                                        reference                           unit 
    relevant 
                                                        securities 
    security 
 25p ordinary         SWAP           Decreasing           1,804                         3.9356 GBP 
                                        Long 
                ---------------  -----------------  ----------------  ---------------------------------------------- 
 25p ordinary         SWAP           Decreasing             4                           3.9160 GBP 
                                        Short 
                ---------------  -----------------  ----------------  ---------------------------------------------- 
 25p ordinary         SWAP           Decreasing            15                           3.9380 GBP 
                                        Short 
                ---------------  -----------------  ----------------  ---------------------------------------------- 
 25p ordinary         SWAP           Decreasing            20                           3.9250 GBP 
                                        Short 
                ---------------  -----------------  ----------------  ---------------------------------------------- 
 25p ordinary         SWAP           Decreasing            21                           3.9359 GBP 
                                        Short 
                ---------------  -----------------  ----------------  ---------------------------------------------- 
 25p ordinary         SWAP           Decreasing            152                          3.9309 GBP 
                                        Short 
                ---------------  -----------------  ----------------  ---------------------------------------------- 
 25p ordinary         SWAP           Decreasing            342                          3.9306 GBP 
                                        Short 
                ---------------  -----------------  ----------------  ---------------------------------------------- 
 25p ordinary         SWAP           Decreasing           1,295                         3.9405 GBP 
                                        Short 
                ---------------  -----------------  ----------------  ---------------------------------------------- 
 25p ordinary         CFD            Decreasing           1,530                         3.9378 GBP 
                                        Short 
                ---------------  -----------------  ----------------  ---------------------------------------------- 
 25p ordinary         SWAP           Decreasing           3,098                         3.9479 GBP 
                                        Short 
                ---------------  -----------------  ----------------  ---------------------------------------------- 
 25p ordinary         SWAP           Increasing           1,352                         3.9186 GBP 
                                        Short 
                ---------------  -----------------  ----------------  ---------------------------------------------- 
 25p ordinary         SWAP           Increasing           4,147                         3.9309 GBP 
                                        Short 
                ---------------  -----------------  ----------------  ---------------------------------------------- 
 25p ordinary         SWAP           Increasing           6,449                         3.9261 GBP 
                                        Short 
                ---------------  -----------------  ----------------  ---------------------------------------------- 
 25p ordinary         SWAP           Increasing           9,627                         3.9480 GBP 
                                        Short 
                ---------------  -----------------  ----------------  ---------------------------------------------- 
 
 (c)             Stock-settled derivative transactions (including options) 
 (i)             Writing, selling, purchasing or varying 
     Class          Product           Writing,           Number         Exercise      Type      Expiry      Option 
 
       of          description       purchasing,            of            price                   date       money 
 
    relevant                          selling,          securities         per                               paid/ 
                                                                          unit 
    security                         varying etc         to which                                           received 
 
                                                          option                                              per 
                                                                                                              unit 
                                                         relates 
 
 
 (ii)            Exercising 
     Class          Product         Exercising/         Number of                   Exercise price per 
  of relevant      description       exercised 
                                      against           securities                          unit 
    security 
 
 
 (d)             Other dealings (including subscribing for new securities) 
     Class           Nature           Details                              Price per unit (if 
  of relevant      of Dealings 
                                                                               applicable) 
    security 
 
 4.              OTHER INFORMATION 
 (a)             Indemnity and other dealings arrangements 
 Details of any indemnity or option arrangement, or any agreement 
  or understanding, 
 
  formal or informal, relating to relevant securities which may 
  be an inducement to deal or refrain from dealing entered into 
  by 
 
  the exempt principal trader making the disclosure and any party 
 
  to the offer or any person acting in concert with a party to 
  the offer: 
                                                        NONE 
 (b)             Agreements, arrangements or understandings relating to 
                  options or derivatives 
 Details of any agreement, arrangement or understanding, formal 
  or informal, between 
 
  the exempt principal trader making the disclosure and any other 
  person relating to: 
 
  (i) the voting rights of any relevant securities under any option; 
  or 
 
  (ii) the voting rights of future acquisition or disposal of any 
  relevant securities to which 
 
  any derivative is referenced: 
                                                        NONE 
 (c)             Attachments 
 Is a Supplemental Form 8 (Open Positions)                                                  Yes 
  attached? 
 Date of disclosure:                                                                    02 Feb 2023 
                                                                      ---------------------------------------------- 
 Contact name:                                                                   Large Holdings Regulatory 
                                                                                         Operations 
                                                                      ---------------------------------------------- 
 Telephone number:                                                                     020 3134 7213 
                                                                      ---------------------------------------------- 
 
                                                                                SUPPLEMENTAL FORM 8 (OPEN POSITIONS) 
                           DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO 
                                                PURCHASE OR SELL ETC. 
                                Note 5(i) on Rule 8 of the Takeover Code (the "Code") 
                                                                   1   KEY INFORMATION 
--------------------------------------------------------------------  ---------------------------------------------- 
 Identity of the person whose positions/dealings                       BARCLAYS CAPITAL SECURITIES 
                                                                        LTD 
                                                                      ---------------------------------------------- 
 are being disclosed: 
--------------------------------------------------  ----------------  -----------  ---------  ----------  ---------- 
 Name of offeror/offeree in relation                                   SHAFTESBURY PLC 
  to whose 
                                                                      ---------------------------------------------- 
 relevant securities this from relates: 
--------------------------------------------------------------------  -----------  ---------  ----------  ---------- 
                                                                   2   OPTIONS AND DERIVATIVES 
--------------------------------------------------------------------  ---------------------------------------------- 
             Class                     Product           Writing,        Number     Exercise     Type       Expiry 
               of                    description       purchasing,         of        price                   date 
                     relevant                            selling,      securities     per 
                                                                                      unit 
                     security                             varying          to 
                                                            etc           which 
                                                                         option 
                                                                        relates 
   -----------------------------------------------------------------  -----------  ---------  ----------  ---------- 
          25p ordinary              Exchangeable          Long           55260.18        n/a      n/a      30-Mar-26 
                                        Bond 
-------------------------------  -----------------  ----------------  -----------  ---------  ----------  ---------- 
                                                                   3   AGREEMENTS TO PURCHASE 
                                                                        OR SELL ETC. 
--------------------------------------------------------------------  ---------------------------------------------- 
 Full details should be given so that the nature of the interest 
  or position can be fully 
 understood: 
-------------------------------   ----------------------------------  -----------  ---------  ----------  ---------- 
 
 
 
 
 
 
 

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END

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February 02, 2023 04:40 ET (09:40 GMT)

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