FORM 8.3 - Amendment to section 2a and 3b
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Replaces form released 15:15 on 18 Nov
2024
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6693M
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FORM 8.3
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE
BY
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A
PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR
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MORE
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Rule 8.3 of the Takeover Code
(the "Code")
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1
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KEY
INFORMATION
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(a)
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Full name of discloser:
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Barclays PLC.
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(b)
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Owner or controller of interest and short
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positions disclosed, if different from 1(a):
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(c)
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Name of offeror/offeree in relation to whose
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ANGLOGOLD ASHANTI PLC
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relevant securities this form relates:
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(d)
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If
an exempt fund manager connected with an
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offeror/offeree, state this and specify identity
of
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offeror/offeree:
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(e)
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Date position held/dealing undertaken:
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15-Nov-24
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(f)
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In
addition to the company in 1(c) above, is the discloser
making
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YES:
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disclosures in respect of any other party to the
offer?
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CENTAMIN PLC
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2
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POSITIONS OF THE PERSON MAKING THE
DISCLOSURE
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(a)
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Interests and short positions in the relevant securities of
the offeror or offeree
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to
which the disclosure relates following the dealing(if
any)
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Class of relevant security:
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USD
1 ordinary
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Interests
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Short
Positions
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Number
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(%)
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Number
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(%)
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-1
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Relevant securities owned
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and/or controlled:
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3,658,928
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0.86%
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3,475,465
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0.82%
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-2
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Cash-settled derivatives:
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and/or controlled:
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2,880,056
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0.68%
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1,825,527
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0.43%
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-3
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Stock-settled derivatives (including
options)
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and
agreements to purchase/sell:
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130,000
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0.03%
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160,000
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0.03%
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TOTAL:
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6,668,984
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2.09%
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5,460,992
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1.29%
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(b)
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Rights to subscribe for new securities (including directors
and other executive
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options)
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Class of relevant security in relation to
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which subscription right exists
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Details, including nature of the rights
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concerned and relevant percentages:
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3
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DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
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(a)
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Purchases and sales
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Class of
relevant
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Purchase/sale
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Number of
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Price per
unit
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security
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securities
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USD 1
ordinary
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Purchase
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365,803
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440.7600 ZAR
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USD 1
ordinary
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Purchase
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40,066
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23.8500 USD
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USD 1
ordinary
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Purchase
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33,656
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24.0539 USD
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USD 1
ordinary
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Purchase
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29,221
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23.7892 USD
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USD 1
ordinary
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Purchase
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20,185
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23.7768 USD
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USD 1
ordinary
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Purchase
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18,676
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24.0414 USD
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USD 1
ordinary
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Purchase
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10,202
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23.8185 USD
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USD 1
ordinary
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Purchase
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9,179
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23.8655 USD
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USD 1
ordinary
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Purchase
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7,656
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23.8003 USD
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USD 1
ordinary
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Purchase
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6,736
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23.9146 USD
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USD 1
ordinary
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Purchase
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5,428
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23.9725 USD
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USD 1
ordinary
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Purchase
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3,565
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23.8291 USD
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USD 1
ordinary
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Purchase
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2,300
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23.7300 USD
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USD 1
ordinary
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Purchase
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1,970
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23.8112 USD
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USD 1
ordinary
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Purchase
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1,752
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23.7813 USD
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USD 1
ordinary
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Purchase
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1,681
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24.0399 USD
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USD 1
ordinary
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Purchase
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1,304
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23.8092 USD
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USD 1
ordinary
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Purchase
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1,252
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23.8300 USD
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USD 1
ordinary
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Purchase
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1,186
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23.7890 USD
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USD 1
ordinary
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Purchase
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942
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23.8310 USD
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USD 1
ordinary
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Purchase
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810
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24.1513 USD
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USD 1
ordinary
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Purchase
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800
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24.0021 USD
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USD 1
ordinary
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Purchase
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522
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23.7624 USD
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USD 1
ordinary
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Purchase
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433
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24.1492 USD
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USD 1
ordinary
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Purchase
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324
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23.7894 USD
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USD 1
ordinary
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Purchase
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321
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23.8600 USD
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USD 1
ordinary
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Purchase
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313
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23.7462 USD
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USD 1
ordinary
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Purchase
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300
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23.8150 USD
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USD 1
ordinary
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Purchase
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244
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23.8119 USD
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USD 1
ordinary
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Purchase
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196
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23.8316 USD
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USD 1
ordinary
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Purchase
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194
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23.8225 USD
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USD 1
ordinary
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Purchase
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107
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23.7779 USD
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USD 1
ordinary
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Purchase
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100
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23.8050 USD
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USD 1
ordinary
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Purchase
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100
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23.7600 USD
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USD 1
ordinary
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Purchase
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84
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23.7900 USD
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USD 1
ordinary
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Purchase
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72
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23.8100 USD
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USD 1
ordinary
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Purchase
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46
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23.7800 USD
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USD 1
ordinary
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Purchase
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43
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23.7500 USD
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USD 1
ordinary
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Purchase
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27
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23.7807 USD
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USD 1
ordinary
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Purchase
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5
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23.8420 USD
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USD 1
ordinary
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Purchase
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4
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23.7950 USD
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USD 1
ordinary
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Purchase
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2
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23.8200 USD
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USD 1
ordinary
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Sale
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365,803
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440.7600 ZAR
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USD 1
ordinary
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Sale
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53,839
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23.9296 USD
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USD 1
ordinary
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Sale
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32,704
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23.7862 USD
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USD 1
ordinary
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Sale
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17,050
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24.1332 USD
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USD 1
ordinary
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Sale
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16,083
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23.8288 USD
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USD 1
ordinary
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Sale
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14,163
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23.8426 USD
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USD 1
ordinary
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Sale
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9,900
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23.8194 USD
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USD 1
ordinary
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Sale
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7,030
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23.8200 USD
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USD 1
ordinary
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Sale
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7,004
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23.8782 USD
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USD 1
ordinary
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Sale
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5,114
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24.0478 USD
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USD 1
ordinary
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Sale
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5,101
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23.7714 USD
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USD 1
ordinary
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Sale
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3,524
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23.8300 USD
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USD 1
ordinary
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Sale
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3,140
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23.7886 USD
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USD 1
ordinary
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Sale
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2,273
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23.8245 USD
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USD 1
ordinary
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Sale
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1,970
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23.8112 USD
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USD 1
ordinary
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Sale
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1,953
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23.8914 USD
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USD 1
ordinary
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Sale
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1,600
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23.7300 USD
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USD 1
ordinary
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Sale
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1,434
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24.0587 USD
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USD 1
ordinary
|
Sale
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1,397
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24.1101 USD
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USD 1
ordinary
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Sale
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1,370
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23.7924 USD
|
USD 1
ordinary
|
Sale
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1,308
|
24.0613 USD
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USD 1
ordinary
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Sale
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1,185
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23.7760 USD
|
USD 1
ordinary
|
Sale
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1,160
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24.0461 USD
|
USD 1
ordinary
|
Sale
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916
|
24.0104 USD
|
USD 1
ordinary
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Sale
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900
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24.1788 USD
|
USD 1
ordinary
|
Sale
|
876
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23.7813 USD
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USD 1
ordinary
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Sale
|
546
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23.8623 USD
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USD 1
ordinary
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Sale
|
528
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24.0358 USD
|
USD 1
ordinary
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Sale
|
437
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23.9575 USD
|
USD 1
ordinary
|
Sale
|
408
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23.7792 USD
|
USD 1
ordinary
|
Sale
|
400
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23.8100 USD
|
USD 1
ordinary
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Sale
|
351
|
23.8098 USD
|
USD 1
ordinary
|
Sale
|
330
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24.1651 USD
|
USD 1
ordinary
|
Sale
|
324
|
23.7894 USD
|
USD 1
ordinary
|
Sale
|
321
|
23.8600 USD
|
USD 1
ordinary
|
Sale
|
300
|
23.7700 USD
|
USD 1
ordinary
|
Sale
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300
|
23.7883 USD
|
USD 1
ordinary
|
Sale
|
213
|
23.7648 USD
|
USD 1
ordinary
|
Sale
|
100
|
23.8500 USD
|
USD 1
ordinary
|
Sale
|
100
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24.1800 USD
|
USD 1
ordinary
|
Sale
|
96
|
23.8193 USD
|
USD 1
ordinary
|
Sale
|
24
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23.9054 USD
|
USD 1
ordinary
|
Sale
|
19
|
24.3000 USD
|
USD 1
ordinary
|
Sale
|
12
|
23.7937 USD
|
USD 1
ordinary
|
Sale
|
2
|
23.7350 USD
|
USD 1
ordinary
|
Sale
|
1
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23.9800 USD
|
|
|
|
|
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(b)
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Cash-settled derivative transactions
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Class of
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Product
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Nature of
dealing
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Number of
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Price per
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relevant
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description
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reference
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unit
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security
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|
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securities
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USD 1
ordinary
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SWAP
|
Decreasing Short
|
75
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435.3054 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
625
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435.3057 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
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55,086
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436.6599 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
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16,116
|
437.0195 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
4,886
|
437.1721 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
10,226
|
437.5772 ZAR
|
USD 1
ordinary
|
SWAP
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Decreasing Short
|
38,900
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437.7210 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
15,043
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437.7955 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
16,672
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438.0889 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
2,997
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438.0928 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
5,708
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438.1148 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
5,451
|
438.1609 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
682
|
438.6759 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
3,303
|
438.7065 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
15,148
|
438.7718 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
7
|
439.1717 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
856
|
439.1809 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
1
|
439.4689 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
618
|
439.9023 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
74
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439.9463 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
9,015
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440.7297 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
5,708
|
440.7600 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
365,803
|
440.8040 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
3,900
|
440.8349 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Long
|
75
|
435.3054 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Long
|
625
|
435.3057 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Long
|
16,116
|
436.9452 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Long
|
4,886
|
437.0978 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Long
|
14,106
|
437.1426 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Long
|
14,493
|
437.1738 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Long
|
10,226
|
437.5028 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Long
|
2,860
|
437.5373 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Long
|
15,500
|
437.5376 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Long
|
8,900
|
437.6645 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Long
|
9,900
|
437.7960 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Long
|
1,740
|
437.8549 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Long
|
5,168
|
437.8996 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Long
|
2,997
|
438.0184 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Long
|
5,708
|
438.0404 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Long
|
5,451
|
438.0864 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Long
|
4,018
|
438.3268 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Long
|
3,303
|
438.6319 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Long
|
25,575
|
438.7281 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Long
|
838
|
438.8127 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Long
|
7
|
439.1717 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Long
|
1
|
439.4689 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Long
|
618
|
439.9023 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Long
|
74
|
439.9463 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Long
|
9,015
|
440.6547 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Long
|
25,316
|
440.6562 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Long
|
5,708
|
440.6850 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Long
|
3,900
|
440.7600 ZAR
|
USD 1
ordinary
|
CFD
|
Increasing Long
|
14,106
|
437.0967 ZAR
|
USD 1
ordinary
|
CFD
|
Increasing Long
|
14,493
|
437.1498 ZAR
|
USD 1
ordinary
|
CFD
|
Increasing Long
|
5,168
|
437.8536 ZAR
|
USD 1
ordinary
|
CFD
|
Increasing Long
|
4,018
|
438.2259 ZAR
|
USD 1
ordinary
|
CFD
|
Increasing Long
|
25,575
|
438.6710 ZAR
|
USD 1
ordinary
|
CFD
|
Increasing Long
|
838
|
438.7556 ZAR
|
USD 1
ordinary
|
CFD
|
Increasing Long
|
25,316
|
440.6099 ZAR
|
USD 1
ordinary
|
CFD
|
Decreasing Long
|
55,086
|
436.7166 ZAR
|
USD 1
ordinary
|
CFD
|
Decreasing Long
|
15,043
|
437.8415 ZAR
|
USD 1
ordinary
|
CFD
|
Decreasing Long
|
16,672
|
438.1348 ZAR
|
USD 1
ordinary
|
CFD
|
Decreasing Long
|
682
|
438.7219 ZAR
|
USD 1
ordinary
|
CFD
|
Decreasing Long
|
15,148
|
438.8179 ZAR
|
USD 1
ordinary
|
CFD
|
Decreasing Long
|
856
|
439.2380 ZAR
|
USD 1
ordinary
|
CFD
|
Decreasing Long
|
365,803
|
440.8040 ZAR
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(c)
|
Stock-settled derivative transactions (including
options)
|
|
(i)
|
Writing, selling, purchasing or varying
|
|
Class
|
Product
|
Writing,
|
Number
|
Exercise
|
Type
|
Expiry
|
Option
|
of
|
description
|
purchasing,
|
of
|
price
|
|
date
|
money
|
relevant
|
|
selling,
|
securities
|
per unit
|
|
|
paid/
|
security
|
|
varying etc
|
to which
|
|
|
|
received
|
|
|
|
option
|
|
|
|
per unit
|
|
|
|
relates
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii)
|
Exercising
|
|
|
|
|
|
|
Class of
relevant
|
Product
description
|
Exercising/ exercised
against
|
Number of
|
Exercise price
per
|
security
|
|
|
securities
|
unit
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(d)
|
Other dealings (including subscribing for new
securities)
|
|
Class of
relevant
|
Nature of
Dealings
|
Details
|
Price per unit
(if
|
security
|
|
|
applicable)
|
|
|
|
|
4
|
OTHER INFORMATION
|
(a)
|
Indemnity and other dealings arrangements
|
|
Details of any indemnity or option arrangement, or any
agreement or understanding,
|
|
|
formal or informal, relating to relevant securities which may
be an inducement to deal
|
|
|
or
refrain from dealing entered into by the exempt principal trader
making the disclosure and any party
|
|
to
the offer or any person acting in concert with a party to the
offer:
|
|
|
|
NONE
|
(b)
|
Agreements, arrangements or understandings relating to options
or derivatives
|
|
Details of any agreement, arrangement or understanding, formal
or informal, between
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the
person making the disclosure and any other person relating
to:
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(i) the voting rights of any relevant securities under
any option; or
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(ii) the voting rights of future acquisition or disposal of
any relevant securities to which
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any
derivative is referenced:
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NONE
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(c)
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Attachments
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Is
a Supplemental Form 8 (Open Positions) attached?
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YES
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Date of disclosure:
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22-Nov-24
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Contact name:
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Large Holdings Regulatory
Operations
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Telephone number:
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020 3134
7213
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DETAILS OF OPEN OPTION AND
DERIVATIVE POSITIONS, AGREEMENTS TO
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PURCHASE OR SELL
ETC.
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Note 5(i) on Rule 8 of the
Takeover Code (the "Code")
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1
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KEY
INFORMATION
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Identity of the person whose
positions/dealings
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Barclays PLC.
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are
being disclosed:
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Name of offeror/offeree in relation to whose
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ANGLOGOLD ASHANTI PLC
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relevant securities this from relates:
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2
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OPTIONS AND DERIVATIVES
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Class of relevant
security
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Product
description
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Writing, purchasing, selling,
varying etc
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Number of securities to which
option relates
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Exercise price per
unit
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Type
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Expiry date
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USD 1
ordinary
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Put
Options
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Purchased
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-160,000
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22
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American
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21-Mar-25
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USD 1
ordinary
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Put
Options
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Written
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130,000
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15
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American
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17-Jan-25
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3
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AGREEMENTS TO PURCHASE OR SELL ETC.
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Full details should be given so that the nature of the
interest or position can be fully understood:
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