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FORM 8.3 - Amendment to section 2a and 3b
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Replaces form released 13:54 on 19 Nov
2024
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8383M
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FORM 8.3
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE
BY
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A
PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR
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MORE
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Rule 8.3 of the Takeover Code
(the "Code")
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1
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KEY
INFORMATION
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(a)
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Full name of discloser:
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Barclays PLC.
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(b)
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Owner or controller of interest and short
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positions disclosed, if different from 1(a):
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(c)
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Name of offeror/offeree in relation to whose
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ANGLOGOLD ASHANTI PLC
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relevant securities this form relates:
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(d)
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If
an exempt fund manager connected with an
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offeror/offeree, state this and specify identity
of
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offeror/offeree:
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(e)
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Date position held/dealing undertaken:
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18-Nov-24
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(f)
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In
addition to the company in 1(c) above, is the discloser
making
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YES:
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disclosures in respect of any other party to the
offer?
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CENTAMIN PLC
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2
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POSITIONS OF THE PERSON MAKING THE
DISCLOSURE
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(a)
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Interests and short positions in the relevant securities of
the offeror or offeree
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to
which the disclosure relates following the dealing(if
any)
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Class of relevant security:
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USD
1 ordinary
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Interests
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Short
Positions
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Number
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(%)
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Number
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(%)
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-1
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Relevant securities owned
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3,624,787
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0.86%
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3,442,239
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0.81%
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and/or controlled:
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-2
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Cash-settled derivatives:
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2,799,493
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0.66%
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2,087,301
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0.49%
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and/or controlled:`
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-3
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Stock-settled derivatives (including
options)
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130,000
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0.03%
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160,000
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0.03%
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and
agreements to purchase/sell:
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TOTAL:
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6,554,280
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1.55%
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5,689,540
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1.33%
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(b)
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Rights to subscribe for new securities (including directors
and other executive
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options)
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Class of relevant security in relation to
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which subscription right exists
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Details, including nature of the rights
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concerned and relevant percentages:
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3
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DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
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(a)
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Purchases and sales
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Class of
relevant
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Purchase/sale
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Number of
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Price per
unit
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security
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securities
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USD 1
ordinary
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Purchase
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157,699
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24.8065 USD
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USD 1
ordinary
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Purchase
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134,680
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24.8015 USD
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USD 1
ordinary
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Purchase
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95,822
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24.8092 USD
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USD 1
ordinary
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Purchase
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28,047
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24.8100 USD
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USD 1
ordinary
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Purchase
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25,163
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24.8095 USD
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USD 1
ordinary
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Purchase
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21,103
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24.8195 USD
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USD 1
ordinary
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Purchase
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11,105
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24.7754 USD
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USD 1
ordinary
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Purchase
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10,284
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24.7650 USD
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USD 1
ordinary
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Purchase
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9,900
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24.8200 USD
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USD 1
ordinary
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Purchase
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8,459
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24.8171 USD
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USD 1
ordinary
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Purchase
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8,288
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24.7733 USD
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USD 1
ordinary
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Purchase
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6,700
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24.8547 USD
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USD 1
ordinary
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Purchase
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6,622
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24.8135 USD
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USD 1
ordinary
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Purchase
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6,092
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24.7620 USD
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USD 1
ordinary
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Purchase
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4,438
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24.7786 USD
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USD 1
ordinary
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Purchase
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2,996
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24.8407 USD
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USD 1
ordinary
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Purchase
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2,790
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24.8267 USD
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USD 1
ordinary
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Purchase
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2,682
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24.8211 USD
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USD 1
ordinary
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Purchase
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2,120
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24.7994 USD
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USD 1
ordinary
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Purchase
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1,655
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24.7404 USD
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USD 1
ordinary
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Purchase
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1,450
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24.8157 USD
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USD 1
ordinary
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Purchase
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1,200
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446.6500 ZAR
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USD 1
ordinary
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Purchase
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1,164
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24.8032 USD
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USD 1
ordinary
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Purchase
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925
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24.6324 USD
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USD 1
ordinary
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Purchase
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544
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24.8249 USD
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USD 1
ordinary
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Purchase
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526
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24.8086 USD
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USD 1
ordinary
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Purchase
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520
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24.8190 USD
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USD 1
ordinary
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Purchase
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340
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24.8349 USD
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USD 1
ordinary
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Purchase
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284
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24.8129 USD
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USD 1
ordinary
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Purchase
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235
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24.8625 USD
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USD 1
ordinary
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Purchase
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100
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24.8600 USD
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USD 1
ordinary
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Purchase
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100
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24.8000 USD
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USD 1
ordinary
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Purchase
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47
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24.7400 USD
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USD 1
ordinary
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Purchase
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24
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24.8300 USD
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USD 1
ordinary
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Purchase
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6
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24.7300 USD
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USD 1
ordinary
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Sale
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249,881
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24.7993 USD
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USD 1
ordinary
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Sale
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45,373
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24.8048 USD
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USD 1
ordinary
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Sale
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42,271
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24.7748 USD
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USD 1
ordinary
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Sale
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32,376
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24.8197 USD
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USD 1
ordinary
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Sale
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18,574
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24.7997 USD
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USD 1
ordinary
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Sale
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14,974
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24.8165 USD
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USD 1
ordinary
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Sale
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14,484
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24.8133 USD
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USD 1
ordinary
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Sale
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11,205
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24.8200 USD
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USD 1
ordinary
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Sale
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10,792
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24.7958 USD
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USD 1
ordinary
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Sale
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10,174
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24.7989 USD
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USD 1
ordinary
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Sale
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10,014
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24.7700 USD
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USD 1
ordinary
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Sale
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9,884
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24.8138 USD
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USD 1
ordinary
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Sale
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9,648
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24.8332 USD
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USD 1
ordinary
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Sale
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9,047
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24.8372 USD
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USD 1
ordinary
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Sale
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7,743
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24.8082 USD
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USD 1
ordinary
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Sale
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6,700
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24.8547 USD
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USD 1
ordinary
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Sale
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6,079
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24.8029 USD
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USD 1
ordinary
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Sale
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5,206
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24.7944 USD
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USD 1
ordinary
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Sale
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4,984
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24.9779 USD
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USD 1
ordinary
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Sale
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3,941
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24.9864 USD
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USD 1
ordinary
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Sale
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3,721
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24.7657 USD
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USD 1
ordinary
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Sale
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3,620
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24.7568 USD
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USD 1
ordinary
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Sale
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3,160
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24.8350 USD
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USD 1
ordinary
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Sale
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2,668
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24.8010 USD
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USD 1
ordinary
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Sale
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2,120
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24.7994 USD
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USD 1
ordinary
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Sale
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1,971
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24.8000 USD
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USD 1
ordinary
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Sale
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1,612
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24.9252 USD
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USD 1
ordinary
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Sale
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1,256
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24.7808 USD
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USD 1
ordinary
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Sale
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1,202
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24.7901 USD
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USD 1
ordinary
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Sale
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1,200
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446.6500 ZAR
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USD 1
ordinary
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Sale
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1,075
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24.8527 USD
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USD 1
ordinary
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Sale
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551
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24.7558 USD
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USD 1
ordinary
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Sale
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526
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24.8086 USD
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USD 1
ordinary
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Sale
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502
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24.7952 USD
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USD 1
ordinary
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Sale
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500
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24.8110 USD
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|
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USD 1
ordinary
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Sale
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467
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24.8212 USD
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|
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USD 1
ordinary
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Sale
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420
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24.8128 USD
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|
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USD 1
ordinary
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Sale
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412
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24.7800 USD
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|
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USD 1
ordinary
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Sale
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400
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24.8300 USD
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|
|
|
USD 1
ordinary
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Sale
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400
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24.7925 USD
|
|
|
|
USD 1
ordinary
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Sale
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400
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24.7987 USD
|
|
|
|
USD 1
ordinary
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Sale
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400
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24.5700 USD
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|
|
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USD 1
ordinary
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Sale
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377
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24.8099 USD
|
|
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USD 1
ordinary
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Sale
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340
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24.8349 USD
|
|
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|
USD 1
ordinary
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Sale
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311
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24.7654 USD
|
|
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|
USD 1
ordinary
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Sale
|
303
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24.7405 USD
|
|
|
|
USD 1
ordinary
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Sale
|
300
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24.7933 USD
|
|
|
|
USD 1
ordinary
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Sale
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252
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24.8759 USD
|
|
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|
USD 1
ordinary
|
Sale
|
238
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24.7573 USD
|
|
|
|
USD 1
ordinary
|
Sale
|
237
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24.8094 USD
|
|
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USD 1
ordinary
|
Sale
|
210
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24.8267 USD
|
|
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|
USD 1
ordinary
|
Sale
|
203
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24.7895 USD
|
|
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USD 1
ordinary
|
Sale
|
200
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24.8150 USD
|
|
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USD 1
ordinary
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Sale
|
97
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24.8800 USD
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USD 1
ordinary
|
Sale
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24
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24.8100 USD
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(b)
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Cash-settled derivative transactions
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Class of
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Product
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Nature of
dealing
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Number of
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Price per
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relevant
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description
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reference
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unit
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security
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securities
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USD 1
ordinary
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SWAP
|
Decreasing Long
|
5,115
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445.0190 ZAR
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USD 1
ordinary
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SWAP
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Decreasing Long
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4,480
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445.2442 ZAR
|
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USD 1
ordinary
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SWAP
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Decreasing Long
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7,115
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445.4735 ZAR
|
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USD 1
ordinary
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SWAP
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Decreasing Long
|
3,200
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445.9201 ZAR
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USD 1
ordinary
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SWAP
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Decreasing Long
|
12,181
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446.2434 ZAR
|
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USD 1
ordinary
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SWAP
|
Decreasing Long
|
12,453
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446.3438 ZAR
|
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USD 1
ordinary
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SWAP
|
Decreasing Long
|
752
|
446.5740 ZAR
|
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USD 1
ordinary
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SWAP
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Decreasing Long
|
11,038
|
446.6500 ZAR
|
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USD 1
ordinary
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SWAP
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Decreasing Long
|
21,000
|
446.7291 ZAR
|
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|
USD 1
ordinary
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SWAP
|
Decreasing Long
|
4,016
|
447.4747 ZAR
|
|
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|
USD 1
ordinary
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SWAP
|
Decreasing Long
|
11,130
|
447.5085 ZAR
|
|
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|
USD 1
ordinary
|
SWAP
|
Decreasing Long
|
193,369
|
447.8696 ZAR
|
|
|
|
USD 1
ordinary
|
SWAP
|
Decreasing Long
|
3,303
|
447.9818 ZAR
|
|
|
|
USD 1
ordinary
|
SWAP
|
Decreasing Long
|
4,879
|
448.6669 ZAR
|
|
|
|
USD 1
ordinary
|
SWAP
|
Decreasing Long
|
2,725
|
448.7009 ZAR
|
|
|
|
USD 1
ordinary
|
SWAP
|
Decreasing Long
|
694
|
449.9468 ZAR
|
|
|
|
USD 1
ordinary
|
SWAP
|
Decreasing Long
|
491
|
450.0483 ZAR
|
|
|
|
USD 1
ordinary
|
SWAP
|
Decreasing Long
|
22,418
|
451.4485 ZAR
|
|
|
|
USD 1
ordinary
|
CFD
|
Decreasing Long
|
90
|
445.6498 ZAR
|
|
|
|
USD 1
ordinary
|
CFD
|
Decreasing Long
|
6,313
|
446.3317 ZAR
|
|
|
|
USD 1
ordinary
|
CFD
|
Decreasing Long
|
1,114
|
448.3197 ZAR
|
|
|
|
USD 1
ordinary
|
CFD
|
Decreasing Long
|
19,650
|
448.5734 ZAR
|
|
|
|
USD 1
ordinary
|
CFD
|
Decreasing Long
|
6,636
|
448.8152 ZAR
|
|
|
|
USD 1
ordinary
|
CFD
|
Decreasing Long
|
991
|
450.2499 ZAR
|
|
|
|
USD 1
ordinary
|
SWAP
|
Increasing Long
|
90
|
445.5919 ZAR
|
|
|
|
USD 1
ordinary
|
SWAP
|
Increasing Long
|
6313
|
446.2737 ZAR
|
|
|
|
USD 1
ordinary
|
CFD
|
Increasing Long
|
4879
|
448.6085 ZAR
|
|
|
|
USD 1
ordinary
|
CFD
|
Increasing Long
|
193369
|
447.8113] ZAR
|
|
|
|
|
|
|
|
|
|
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|
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|
(c)
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Stock-settled derivative transactions (including
options)
|
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(i)
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Writing, selling, purchasing or varying
|
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Class
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Product
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Writing,
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Number
|
Exercise
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Type
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Expiry
|
Option
|
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of
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description
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purchasing,
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of
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price
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date
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money
|
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relevant
|
|
selling,
|
securities
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per unit
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paid/
|
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|
security
|
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varying etc
|
to which
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received
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option
|
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per unit
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|
relates
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(ii)
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Exercising
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Class of
relevant
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Product
description
|
Exercising/ exercised
against
|
Number of
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Exercise price
per
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|
security
|
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|
securities
|
unit
|
|
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(d)
|
Other dealings (including subscribing for new
securities)
|
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|
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Class of
relevant
|
Nature of
Dealings
|
Details
|
Price per unit
(if
|
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|
|
security
|
|
|
applicable)
|
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|
4
|
OTHER INFORMATION
|
|
|
|
(a)
|
Indemnity and other dealings arrangements
|
|
|
|
|
Details of any indemnity or option arrangement, or any
agreement or understanding,
|
|
|
|
|
|
formal or informal, relating to relevant securities which may
be an inducement to deal
|
|
|
|
|
|
or
refrain from dealing entered into by the exempt principal trader
making the disclosure and any party
|
|
|
|
|
to
the offer or any person acting in concert with a party to the
offer:
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NONE
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(b)
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Agreements, arrangements or understandings relating to options
or derivatives
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Details of any agreement, arrangement or understanding, formal
or informal, between
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the
person making the disclosure and any other person relating
to:
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(i) the voting rights of any relevant securities under
any option; or
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(ii) the voting rights of future acquisition or disposal of
any relevant securities to which
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any
derivative is referenced:
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NONE
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(c)
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Attachments
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Is
a Supplemental Form 8 (Open Positions) attached?
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YES
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Date of disclosure:
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22-Nov-24
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Contact name:
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Large Holdings Regulatory
Operations
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Telephone number:
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020 3134
7213
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DETAILS OF OPEN OPTION AND
DERIVATIVE POSITIONS, AGREEMENTS TO
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PURCHASE OR SELL
ETC.
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Note 5(i) on Rule 8 of the
Takeover Code (the "Code")
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1
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KEY
INFORMATION
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Identity of the person whose
positions/dealings
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Barclays PLC.
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are
being disclosed:
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Name of offeror/offeree in relation to whose
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ANGLOGOLD ASHANTI PLC
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relevant securities this from relates:
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2
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OPTIONS AND DERIVATIVES
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Class of relevant
security
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Product
description
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Writing, purchasing, selling,
varying etc
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Number of securities to which
option relates
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Exercise price per
unit
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Type
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Expiry date
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USD 1
ordinary
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Put
Options
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Purchased
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-160,000
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22
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American
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21-Mar-25
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USD 1
ordinary
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Put
Options
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Written
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130,000
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15
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American
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17-Jan-25
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3
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AGREEMENTS TO PURCHASE OR SELL ETC.
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Full details should be given so that the nature of the
interest or position can be fully understood:
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