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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): January 9, 2024

 

KARTOON STUDIOS, INC.

(Exact name of registrant as specified in its charter)

 

Nevada

(State or other jurisdiction
of incorporation or organization)

001-37950

(Commission File Number)

20-4118216

(I.R.S. Employer Identification No.)

 

190 N. Canon Drive, 4th Fl., Beverly Hills, CA 90210

(Address of principal executive offices) (Zip Code)

 

(310) 273-4222

Registrant’s telephone number, including area code

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2 below):

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class Trading Symbol(s) Name of each exchange on which registered
Common Stock, par value $0.001 per share TOON NYSE American LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

 

 

   

 

 

Item 7.01     Regulation FD Disclosure

 

Kartoon Studios, Inc. (the “Company”) announces on January 9, 2024 that it has entered into an amending agreement (the “Amending Agreement”) to the exchangeable share support agreement dated April 6, 2022 (the “Support Agreement”) among the Company, 1329258 B.C. Ltd. and Wow Exchange Co. Inc. (formerly 1326919 B.C. Ltd.) (“Exchangeco”). The Amending Agreement corrects a clerical error in the Support Agreement resulting from the Company’s previously announced reverse stock split effected on February 13, 2023.

 

A copy of the Amending Agreement is available on Exchangeco’s SEDAR+ profile at www.sedarplus.ca.

 

The information contained in this Item 7.01 is being furnished and shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise be subject to the liabilities of that section. The information in this Item 7.01 shall not be incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such filing.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  KARTOON STUDIOS, INC..
   
Date: January 9, 2024 By:  /s/ Andy Heyward
  Name:  Andy Heyward
  Title: Chief Executive Officer

 

 

 

 

 

 

 

 

  

 

 

 

 

 

 

 

 

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Cover
Jan. 09, 2024
Cover [Abstract]  
Document Type 8-K
Amendment Flag false
Document Period End Date Jan. 09, 2024
Entity File Number 001-37950
Entity Registrant Name KARTOON STUDIOS, INC.
Entity Central Index Key 0001355848
Entity Tax Identification Number 20-4118216
Entity Incorporation, State or Country Code NV
Entity Address, Address Line One 190 N. Canon Drive, 4th Fl.
Entity Address, City or Town Beverly Hills
Entity Address, State or Province CA
Entity Address, Postal Zip Code 90210
City Area Code (310)
Local Phone Number 273-4222
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Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Title of 12(b) Security Common Stock, par value $0.001 per share
Trading Symbol TOON
Security Exchange Name NYSE
Entity Emerging Growth Company false

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