Statement of Changes in Beneficial Ownership (4)
16 Luglio 2021 - 10:17PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Greer Valerie E |
2. Issuer Name and Ticker or Trading
Symbol ALLIANCE DATA SYSTEMS CORP [ ADS ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
EVP, Chief Comm'l Off'r, Card |
(Last)
(First)
(Middle)
5 HILLMAN DRIVE, SUITE 103 |
3. Date of Earliest Transaction (MM/DD/YYYY)
7/15/2021
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(Street)
CHADDS FORD, PA 19317
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
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1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
7/15/2021 |
|
F(1) |
|
2693 |
D |
$101.11 |
41358 (2) |
D |
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
Shares withheld by the
Company to satisfy the Reporting Person's tax withholding
obligation upon the vesting of restricted stock units. |
(2) |
The total number of
securities beneficially owned includes: (a) 4,004 unrestricted
shares; (b) 13,599 unvested units from an award of 20,296
time-based restricted stock units granted 7/15/20; (c) 14,847
unvested time-based restricted stock units granted 2/16/21; and (d)
8,908 unvested performance-based restricted stock units granted
2/16/21. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Greer Valerie E
5 HILLMAN DRIVE, SUITE 103
CHADDS FORD, PA 19317 |
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|
EVP, Chief Comm'l Off'r, Card |
|
Signatures
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Cynthia L. Hageman, Attorney in
Fact |
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7/16/2021 |
**Signature of Reporting
Person |
Date |
Grafico Azioni Alliance Data Systems (NYSE:ADS)
Storico
Da Lug 2022 a Ago 2022
Grafico Azioni Alliance Data Systems (NYSE:ADS)
Storico
Da Ago 2021 a Ago 2022