Statement of Changes in Beneficial Ownership (4)
22 Marzo 2023 - 11:15PM
Edgar (US Regulatory)
FORM 4
☐ Check this
box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Benioff Marc |
2. Issuer Name and Ticker or Trading
Symbol Salesforce, Inc. [ CRM ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
Chair and CEO |
(Last)
(First)
(Middle)
415 MISSION STREET, 3RD FLOOR |
3. Date of Earliest Transaction (MM/DD/YYYY)
3/21/2023
|
(Street)
SAN FRANCISCO, CA 94105 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
(City)
(State)
(Zip)
|
Rule 10b5-1(c) Transaction Indication
☐ Check this box to indicate
that a transaction was made pursuant to a contract, instruction or
written plan that is intended to satisfy the affirmative defense
conditions of Rule 10b5-1(c). See Instruction 10. |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
3/21/2023 |
|
M(1) |
|
725 |
A |
$75.57 |
27754334 |
D (2) |
|
Common Stock |
3/21/2023 |
|
S(1) |
|
207 |
D |
$185.7605 (3) |
27754127 |
D (2) |
|
Common Stock |
3/21/2023 |
|
S(1) |
|
308 |
D |
$186.5921 (4) |
27753819 |
D (2) |
|
Common Stock |
3/21/2023 |
|
S(1) |
|
66 |
D |
$187.7533 (5) |
27753753 |
D (2) |
|
Common Stock |
3/21/2023 |
|
S(1) |
|
144 |
D |
$188.7804 (6) |
27753609 |
D (2) |
|
Common Stock |
3/21/2023 |
|
G(7) |
V |
82000 |
D |
$0 |
27671609 |
D (2) |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Non-qualified Stock Option (Right to
Buy) |
$75.57 |
3/21/2023 |
|
M (1) |
|
|
725 |
11/22/2017 (8) |
11/22/2023 |
Common Stock |
725 |
$0 |
111907 |
D |
|
Explanation of
Responses: |
(1) |
This transaction was
effected automatically pursuant to a Rule 10b5-1 trading plan
adopted by the reporting person at least 90 days prior to the
trading date. |
(2) |
Other than the shares
subject to the transactions reported in this Form 4 (which are held
in the reporting person's name), shares are held in the Marc R.
Benioff Revocable Trust. |
(3) |
Weighted average price.
These shares were sold in multiple transactions at prices ranging
from $185.1900 to $186.1300 inclusive. The reporting person
undertakes to provide the issuer, any security holder of the
issuer, or the staff of the Securities and Exchange Commission,
upon request, full information regarding the number of shares sold
at each separate price within the range set forth
above. |
(4) |
Weighted average price.
These shares were sold in multiple transactions at prices ranging
from $186.2200 to $187.1800 inclusive. The reporting person
undertakes to provide the issuer, any security holder of the
issuer, or the staff of the Securities and Exchange Commission,
upon request, full information regarding the number of shares sold
at each separate price within the range set forth
above. |
(5) |
Weighted average price.
These shares were sold in multiple transactions at prices ranging
from $187.2700 to $188.1100 inclusive. The reporting person
undertakes to provide the issuer, any security holder of the
issuer, or the staff of the Securities and Exchange Commission,
upon request, full information regarding the number of shares sold
at each separate price within the range set forth
above. |
(6) |
Weighted average price.
These shares were sold in multiple transactions at prices ranging
from $188.3900 to $189.2100 inclusive. The reporting person
undertakes to provide the issuer, any security holder of the
issuer, or the staff of the Securities and Exchange Commission,
upon request, full information regarding the number of shares sold
at each separate price within the range set forth
above. |
(7) |
Gifts to charitable
organizations. |
(8) |
Option vests over four years
at the rate of 25% on November 22, 2017, the first anniversary of
the holder's date of grant, with the balance vesting in equal
monthly installments over the remaining 36 months. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Benioff Marc
415 MISSION STREET
3RD FLOOR
SAN FRANCISCO, CA 94105 |
X |
|
Chair and CEO |
|
Signatures
|
/s/ Ariel Gaknoki, Attorney-in-Fact for Marc
Benioff |
|
3/22/2023 |
**Signature of Reporting
Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
Grafico Azioni Salesforce (NYSE:CRM)
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