Current Report Filing (8-k)
28 Aprile 2023 - 10:19PM
Edgar (US Regulatory)
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| Title of
each class |
Capital stock, par value $.20 per
share |
| Trading symbol |
IBM |
|
Common Stock |
UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
WASHINGTON, D.C. 20549
FORM
8-K
CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report:
April 25, 2023
(Date of earliest event reported)
INTERNATIONAL BUSINESS MACHINES CORPORATION
(Exact name of registrant as specified in its charter)
|
New York |
|
1-2360 |
|
13-0871985 |
|
(State of Incorporation) |
|
(Commission File Number) |
|
(IRS employer Identification No.) |
|
One New Orchard Road
|
|
|
|
Armonk,
New York |
|
10504 |
|
(Address of principal executive offices) |
|
(Zip
Code) |
914-499-1900
(Registrant’s telephone number)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
|
¨ |
Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425) |
|
¨ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12) |
|
¨ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b)) |
|
¨ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the
Act:
|
Title of each class |
|
Trading symbol(s) |
|
Name of each exchange
on which registered |
|
Capital stock, par value $.20 per share |
|
IBM |
|
New
York Stock Exchange |
|
|
|
|
|
NYSE
Chicago |
|
1.250% Notes due 2023 |
|
IBM 23A |
|
New
York Stock Exchange |
|
1.125% Notes due 2024 |
|
IBM 24A |
|
New
York Stock Exchange |
|
2.875% Notes due 2025 |
|
IBM 25A |
|
New
York Stock Exchange |
|
0.950% Notes due 2025 |
|
IBM 25B |
|
New
York Stock Exchange |
|
0.875% Notes due 2025 |
|
IBM 25C |
|
New
York Stock Exchange |
|
0.300% Notes due 2026 |
|
IBM 26B |
|
New
York Stock Exchange |
|
1.250% Notes due 2027 |
|
IBM 27B |
|
New
York Stock Exchange |
|
3.375% Notes due 2027 |
|
IBM 27F |
|
New York Stock Exchange |
|
0.300% Notes due 2028 |
|
IBM 28B |
|
New York Stock Exchange |
|
1.750% Notes due 2028 |
|
IBM 28A |
|
New
York Stock Exchange |
|
1.500% Notes due 2029 |
|
IBM 29 |
|
New
York Stock Exchange |
|
0.875% Notes due 2030 |
|
IBM 30A |
|
New York Stock Exchange |
|
1.750% Notes due 2031 |
|
IBM 31 |
|
New York Stock Exchange |
|
0.650% Notes due 2032 |
|
IBM 32A |
|
New York Stock Exchange |
|
1.250% Notes due 2034 |
|
IBM 34 |
|
New York Stock Exchange |
|
3.750% Notes due 2035 |
|
IBM 35 |
|
New York Stock Exchange |
|
4.875% Notes due 2038 |
|
IBM 38 |
|
New York Stock Exchange |
|
1.200% Notes due 2040 |
|
IBM 40 |
|
New York Stock Exchange |
|
4.000% Notes due 2043 |
|
IBM 43 |
|
New York Stock Exchange |
|
7.00% Debentures due 2025 |
|
IBM 25 |
|
New
York Stock Exchange |
|
6.22% Debentures due 2027 |
|
IBM 27 |
|
New
York Stock Exchange |
|
6.50% Debentures due 2028 |
|
IBM 28 |
|
New
York Stock Exchange |
|
5.875% Debentures due 2032 |
|
IBM 32D |
|
New
York Stock Exchange |
|
7.00% Debentures due 2045 |
|
IBM 45 |
|
New
York Stock Exchange |
|
7.125% Debentures due 2096 |
|
IBM 96 |
|
New
York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
¨
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act. ¨
Item 5.07. Submission of Matters to a Vote of Security
Holders.
|
(a) |
International Business Machines Corporation (IBM) held its
Annual Meeting of Stockholders on April 25, 2023. Below are
the final voting results. For more information on the following
proposals, see IBM’s proxy statement dated March 6, 2023, the
relevant portions of which are incorporated herein by
reference. |
|
(b) |
Election of Directors for a Term of
One Year: |
|
DIRECTOR |
|
FOR |
|
|
AGAINST |
|
|
ABSTAIN |
|
|
BROKER
NON-VOTES |
|
|
T. Buberl |
|
|
512,938,059 |
|
|
|
29,221,306 |
|
|
|
4,831,260 |
|
|
|
164,794,901 |
|
|
D.N. Farr |
|
|
525,445,505 |
|
|
|
16,786,535 |
|
|
|
4,758,585 |
|
|
|
164,794,901 |
|
|
A. Gorsky |
|
|
530,806,363 |
|
|
|
11,360,788 |
|
|
|
4,823,474 |
|
|
|
164,794,901 |
|
|
M. Howard |
|
|
534,179,037 |
|
|
|
8,574,849 |
|
|
|
4,236,739 |
|
|
|
164,794,901 |
|
|
A. Krishna |
|
|
505,873,533 |
|
|
|
34,836,666 |
|
|
|
6,280,426 |
|
|
|
164,794,901 |
|
|
A.N. Liveris |
|
|
422,010,726 |
|
|
|
120,202,024 |
|
|
|
4,777,875 |
|
|
|
164,794,901 |
|
|
F.W. McNabb III |
|
|
532,242,822 |
|
|
|
9,899,841 |
|
|
|
4,847,962 |
|
|
|
164,794,901 |
|
|
M.E. Pollack |
|
|
530,369,790 |
|
|
|
12,374,583 |
|
|
|
4,246,252 |
|
|
|
164,794,901 |
|
|
J.R. Swedish |
|
|
527,673,693 |
|
|
|
14,406,005 |
|
|
|
4,910,927 |
|
|
|
164,794,901 |
|
|
P.R. Voser |
|
|
525,560,975 |
|
|
|
16,573,474 |
|
|
|
4,856,176 |
|
|
|
164,794,901 |
|
|
F.H. Waddell |
|
|
521,167,150 |
|
|
|
20,923,516 |
|
|
|
4,899,959 |
|
|
|
164,794,901 |
|
|
A.W. Zollar |
|
|
513,705,842 |
|
|
|
28,644,752 |
|
|
|
4,640,031 |
|
|
|
164,794,901 |
|
Ratification of Appointment of Independent Registered Public
Accounting Firm:
|
For |
|
|
677,257,028 |
|
|
|
95.7 |
% |
|
Against |
|
|
30,242,880 |
|
|
|
4.3 |
% |
|
Abstain |
|
|
4,285,618 |
|
|
|
|
|
Management Proposal on Advisory Vote on Executive Compensation (Say
on Pay):
|
For |
|
|
491,622,783 |
|
|
|
91.1 |
% |
|
Against |
|
|
48,189,139 |
|
|
|
8.9 |
% |
|
Abstain |
|
|
7,178,703 |
|
|
|
|
|
|
Broker Non-Votes |
|
|
164,794,901 |
|
|
|
|
|
Management Proposal on Advisory Vote Regarding the Frequency of the
Advisory Vote on Executive Compensation:
|
1 Year |
|
|
527,777,033 |
|
|
|
97.4 |
% |
|
2 Years |
|
|
3,789,154 |
|
|
|
0.7 |
% |
|
3 Years |
|
|
10,416,940 |
|
|
|
1.9 |
% |
|
Abstain |
|
|
5,007,498 |
|
|
|
|
|
|
Broker Non-Votes |
|
|
164,794,901 |
|
|
|
|
|
|
(d) |
Based on the results of the vote regarding Frequency of the
Advisory Vote on Executive Compensation, the company will continue
to provide an advisory vote on executive compensation on an annual
basis. |
Stockholder Proposal to Have an Independent Board Chairman:
|
For |
|
|
140,148,653 |
|
|
|
25.9 |
% |
|
Against |
|
|
400,195,753 |
|
|
|
74.1 |
% |
|
Abstain |
|
|
6,646,219 |
|
|
|
|
|
|
Broker Non-Votes |
|
|
164,794,901 |
|
|
|
|
|
Stockholder Proposal Requesting a Public Report on Lobbying
Activities:
|
For |
|
|
246,734,678 |
|
|
|
48.1 |
% |
|
Against |
|
|
265,968,245 |
|
|
|
51.9 |
% |
|
Abstain |
|
|
34,287,702 |
|
|
|
|
|
|
Broker Non-Votes |
|
|
164,794,901 |
|
|
|
|
|
Stockholder Proposal Requesting a Public Report on Congruency in
China Business Operations and ESG Activities:
|
For |
|
|
37,861,833 |
|
|
|
7.1 |
% |
|
Against |
|
|
494,522,985 |
|
|
|
92.9 |
% |
|
Abstain |
|
|
14,605,807 |
|
|
|
|
|
|
Broker Non-Votes |
|
|
164,794,901 |
|
|
|
|
|
Stockholder Proposal Requesting a Public Report on Harassment and
Discrmination Prevention Efforts:
|
For |
|
|
177,324,491 |
|
|
|
33.1 |
% |
|
Against |
|
|
358,972,828 |
|
|
|
66.9 |
% |
|
Abstain |
|
|
10,693,306 |
|
|
|
|
|
|
Broker Non-Votes |
|
|
164,794,901 |
|
|
|
|
|
IBM’s web site (www.ibm.com) contains a significant amount of
information about IBM, including financial and other information
for investors (www.ibm.com/investor/). IBM encourages investors to
visit its various web sites from time to time, as information is
updated and new information is posted.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned, hereunto duly authorized.
| Date: April 28,
2023 |
|
| |
|
|
| |
By: |
/s/
Frank Sedlarcik |
| |
|
Frank
Sedlarcik |
| |
|
Vice
President, Assistant General Counsel and Secretary |
Grafico Azioni International Business M... (NYSE:IBM)
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