Statement of Changes in Beneficial Ownership (4)
06 Aprile 2022 - 12:14AM
Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Danella Katherine
R |
2. Issuer Name and Ticker or Trading
Symbol REGIONS FINANCIAL CORP [ RF ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
SEVP |
(Last)
(First)
(Middle)
P. O. BOX 10247 |
3. Date of Earliest Transaction (MM/DD/YYYY)
4/1/2022
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(Street)
BIRMINGHAM, AL 35202-0247
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
4/1/2022 |
|
M |
|
9940.0000 |
A |
$0 (1) |
26409.0000 |
D |
|
Common Stock |
4/1/2022 |
|
M |
|
9344.0000 |
A |
$0.0000 (2) |
35753.0000 |
D |
|
Common Stock |
4/1/2022 |
|
F |
|
8554.0000 |
D |
$21.4700 |
27199.0000 |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Restricted Stock Units |
(3) |
4/1/2022 |
|
A |
|
10999.0000 |
|
(4) |
(4) |
Common Stock |
10999.0000 |
$0.0000 |
48255.7100 (5) |
D |
|
Restricted Stock Units |
(3) |
4/1/2022 |
|
M |
|
|
9940.0000 |
(1) |
(1) |
Common Stock |
9940.0000 |
$0.0000 |
38315.7100 (5) |
D |
|
Explanation of
Responses: |
(1) |
Restricted stock units
vested and were settled in shares of common stock on a 1-for-1
basis on April 1, 2022. |
(2) |
Performance share units
vested and were settled in shares of common stock at a conversion
rate of .94 shares of common stock for each performance share unit.
The number of performance share units earned was based on the
issuer meeting certain performance thresholds and goals during the
period from January 1, 2019 through December 31, 2021. |
(3) |
Each restricted stock unit
represents a contingent right to receive one share of common stock
and a contingent right to receive cash on cash dividends that have
been reinvested in restricted stock units. |
(4) |
The restricted stock units
vest on April 1, 2025, subject to a service requirement. The number
of shares to be delivered upon vesting is contingent on the issuer
meeting certain performance thresholds during the period from
January 1, 2022 through December 31, 2024. |
(5) |
Includes quarterly cash
dividends that were reinvested in restricted stock
units. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Danella Katherine R
P. O. BOX 10247
BIRMINGHAM, AL 35202-0247 |
|
|
SEVP |
|
Signatures
|
Lachelle S. Koon -
Attorney-in-Fact |
|
4/5/2022 |
**Signature of Reporting
Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
Grafico Azioni Regions Financial (NYSE:RF)
Storico
Da Lug 2022 a Ago 2022
Grafico Azioni Regions Financial (NYSE:RF)
Storico
Da Ago 2021 a Ago 2022