Current Report Filing (8-k)
23 Febbraio 2023 - 12:01PM
Edgar (US Regulatory)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): February 22,
2023
REGIONS
FINANCIAL CORPORATION
(Exact name of registrant as specified in its charter)
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Delaware |
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001-34034 |
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63-0589368 |
(State or other jurisdiction
of incorporation) |
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(Commission
File Number) |
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(IRS Employer
Identification No.) |
1900 Fifth Avenue North
Birmingham, Alabama 35203
(Address, including zip code, of principal executive
office)
Registrant’s telephone number, including area code:
(800) 734-4667
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
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☐ |
Written communication pursuant to Rule 425 under the Securities Act
(17 CFR 230.425) |
☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12) |
☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the
Act:
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Title of each class |
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Trading Symbol(s) |
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Name of each exchange on which registered |
Common Stock, $.01 par value |
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RF |
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New York Stock Exchange |
Depositary Shares, each representing a 1/40th Interest in a Share
of |
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6.375% Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred
Stock, Series B |
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RF PRB |
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New York Stock Exchange |
Depositary Shares, each representing a 1/40th Interest in a Share
of |
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5.700% Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred
Stock, Series C |
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RF PRC |
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New York Stock Exchange |
Depositary Shares, each representing a 1/40th Interest in a Share
of |
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4.45% Non-Cumulative Perpetual Preferred Stock, Series
E |
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RF PRE |
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New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (17
CFR 230.405) or Rule 12b-2 of the Securities Exchange Act of 1934
(17 CFR 240.12b-2).
Emerging growth company
☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act.
¨
Item 7.01 Regulation FD
Disclosure.
Regions Financial Corporation (“Regions” or the “Company”)
executives will make various presentations regarding, among other
things, the Company’s operations and performance, to institutional
investors at various meetings and events during the months of
February and March 2023.
A copy of the materials to be used at these various meetings and
events (the “Presentation Materials”) is being furnished as Exhibit
99.1 to this report, substantially in the form intended to be used.
Exhibit 99.1 is incorporated by reference under this Item 7.01.
Such Presentation Materials are also available on Regions’ website
at www.regions.com.
In accordance with general instruction B.2. of Form 8-K, this
information is being furnished and shall not be deemed filed for
purposes of Section 18 of the Securities Exchange Act of 1934, as
amended (the “Exchange Act”), or otherwise subject to the
liabilities of that section, nor shall it be deemed incorporated by
reference in any filing under the Securities Act of 1933, as
amended, or the Exchange Act, except as may be expressly set forth
by specific reference in any such filing.
Item 9.01 Financial Statements and
Exhibits.
(d) Exhibits.
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Exhibit Number |
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Description of Exhibit |
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99.1 |
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Copy of Presentation
Materials
that Regions Financial Corporation intends to provide to
institutional investors at various meetings during the months of
February and March 2023.
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104 |
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Cover Page Interactive Data (embedded within the Inline XBRL
document). |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly
authorized.
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REGIONS FINANCIAL CORPORATION |
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By: |
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/s/ Karin K. Allen |
Name: |
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Karin K. Allen |
Title: |
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Executive Vice President and Assistant Controller (Chief Accounting
Officer and Authorized Officer) |
Date: February 22, 2023
Grafico Azioni Regions Financial (NYSE:RF)
Storico
Da Mag 2023 a Giu 2023
Grafico Azioni Regions Financial (NYSE:RF)
Storico
Da Giu 2022 a Giu 2023