Current Report Filing (8-k)
13 Gennaio 2023 - 12:46PM
Edgar (US Regulatory)
WELLS FARGO &
COMPANY/MN0000072971falseNYSE5.85% Fixed-to-Floating Rate
Non-Cumulative Perpetual Class A Preferred Stock, Series Q6.625%
Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred
Stock, Series
R00000729712023-01-132023-01-130000072971us-gaap:CommonStockMember2023-01-132023-01-130000072971wfc:A7.5NonCumulativePerpetualConvertibleClassAPreferredStockSeriesLMember2023-01-132023-01-130000072971wfc:FixedtoFloatingRate5.85NonCumulativePerpetualClassAPFDStockSeriesQMember2023-01-132023-01-130000072971wfc:FixedtoFloatingRate6.625NonCumulativePerpetualClassAPFDStockSeriesRMember2023-01-132023-01-130000072971wfc:NonCumulativePerpetualClassAPreferredStockSeriesYMember2023-01-132023-01-130000072971wfc:NonCumulativePerpetualClassAPreferredStockSeriesZMember2023-01-132023-01-130000072971wfc:NonCumulativePerpetualClassAPreferredStockSeriesAAMember2023-01-132023-01-130000072971wfc:NonCumulativePerpetualClassAPreferredStockSeriesCCMember2023-01-132023-01-130000072971wfc:NonCumulativePerpetualClassAPreferredStockSeriesDDMember2023-01-132023-01-130000072971wfc:GuaranteeofMediumTermNotesSeriesAdueOctober302028ofWellsFargoFinanceLLCMember2023-01-132023-01-13
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of
1934
Date of Report (date of earliest event reported): January 13,
2023
WELLS FARGO & COMPANY
(Exact name of registrant as specified in its charter)
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Delaware |
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001-02979 |
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No. |
41-0449260 |
(State or Other Jurisdiction
of Incorporation) |
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(Commission File
Number) |
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(IRS Employer
Identification No.) |
420 Montgomery Street, San Francisco, California 94104
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code:
1-866-249-3302
Check the appropriate box below if the Form
8-K filing is intended to simultaneously satisfy the filing
obligation of the registrant under any of the following
provisions:
☐ Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
☐ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
☐ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
☐ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the
Act:
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Title of Each Class
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Trading Symbol
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Name of Each Exchange
on Which Registered
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Common Stock, par value $1-2/3
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WFC
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New York Stock
Exchange
(NYSE)
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7.5% Non-Cumulative Perpetual Convertible Class A Preferred Stock,
Series L
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WFC.PRL
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NYSE
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Depositary Shares, each representing a 1/1000th interest in a share
of 5.85% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A
Preferred Stock, Series Q
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WFC.PRQ
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NYSE
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Depositary Shares, each representing a 1/1000th interest in a share
of 6.625% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A
Preferred Stock, Series R
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WFC.PRR
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NYSE
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Depositary Shares, each representing a 1/1000th interest in a share
of Non-Cumulative Perpetual Class A Preferred Stock, Series
Y
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WFC.PRY
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NYSE
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Depositary Shares, each representing a 1/1000th interest in a share
of Non-Cumulative Perpetual Class A Preferred Stock, Series
Z
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WFC.PRZ
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NYSE
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Depositary Shares, each representing a 1/1000th interest in a share
of Non-Cumulative Perpetual Class A Preferred Stock, Series
AA
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WFC.PRA
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NYSE
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Depositary Shares, each representing a 1/1000th interest in a share
of Non-Cumulative Perpetual Class A Preferred Stock, Series
CC |
WFC.PRC
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NYSE
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Depositary Shares, each representing a 1/1000th interest in a share
of Non-Cumulative Perpetual Class A Preferred Stock, Series
DD |
WFC.PRD
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NYSE
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Guarantee of Medium-Term Notes, Series A, due October 30, 2028 of
Wells Fargo Finance LLC
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WFC/28A
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NYSE
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Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act (17 CFR
230.405) or Rule 12b-2 of the Exchange Act (17 CFR
240.12b‑2).
Emerging growth company
☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act.
o
Item 2.02 Results of Operations and
Financial Condition.
On January 13, 2023, Wells Fargo & Company (the “Company”)
issued a news release regarding its results of operations and
financial condition for the quarter ended December 31, 2022,
and posted on its website its 4Q22 Quarterly Supplement, which
contains certain additional information about the Company’s
financial results for the quarter ended December 31, 2022. The
news release is included as Exhibit 99.1 and the 4Q22
Quarterly Supplement is included as Exhibit 99.2 to this
report, and each is incorporated by reference into this Item 2.02.
The information included in Exhibit 99.1 and Exhibit 99.2 is
considered to be “filed” for purposes of Section 18 under the
Securities Exchange Act of 1934.
Item 7.01 Regulation FD Disclosure.
On January 13, 2023, the Company intends to host a live
conference call that will also be available by webcast to discuss
the Company’s fourth quarter 2022 financial results and other
matters relating to the Company. In connection therewith, the
Company has posted on its website presentation materials containing
certain historical and forward-looking information relating to the
Company. The presentation materials are included as Exhibit 99.3 to
this report and are incorporated by reference into this Item 7.01.
Except for the “2023 net interest income considerations” portion on
page 17 of the presentation materials, which portion shall be
considered “filed,” the rest of Exhibit 99.3 shall not be
considered “filed” for purposes of Section 18 under the
Securities Exchange Act of 1934 and shall not be deemed to be
incorporated by reference into the filings of the Company under the
Securities Act of 1933.
Item 9.01 Financial Statements and
Exhibits.
(d) Exhibits
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Exhibit No. |
Description |
Location |
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Filed herewith |
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Filed herewith |
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Furnished herewith, except for
the “2023 net interest income
considerations” portion on
page 17, which portion is
deemed filed herewith
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104 |
Cover Page Interactive Data File |
Embedded within the Inline XBRL document
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly
authorized.
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Dated: |
January 13, 2023 |
WELLS FARGO & COMPANY |
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By: |
/s/ MUNEERA S. CARR |
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Muneera S. Carr |
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Executive Vice President,
Chief Accounting Officer and Controller
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Grafico Azioni Wells Fargo (NYSE:WFC)
Storico
Da Mar 2023 a Apr 2023
Grafico Azioni Wells Fargo (NYSE:WFC)
Storico
Da Apr 2022 a Apr 2023
