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RNS Number : 9441Y

4d Pharma PLC

14 September 2020

14 September 2020

4D pharma plc

(the "Company" or "4D")

Block Listing Six Monthly Return

 
 Name of applicant:                                      4D Pharma plc 
 Name of scheme:                                         Block Admission for February 2020 warrants 
                                                        -------------------------------------------------------------- 
 Period of return:               From:                   10 March 2020            To:       9 September 2020 
                                ----------------------  -----------------------  --------  --------------------------- 
 Number of securities originally admitted at date of     22,000,000 Ordinary Shares of 0.25p each on 10 March 2020 
 admission: 
                                                        -------------------------------------------------------------- 
 Balance of unallotted securities under scheme(s) from   22,000,000 Ordinary shares 
 previous return: 
                                                        -------------------------------------------------------------- 
 Plus: The amount by which the block scheme(s) has       0 Ordinary shares 
 been increased since the date of the last 
 return (if any increase has been applied for): 
                                                        -------------------------------------------------------------- 
 Less: Number of securities issued/allotted under        0 Ordinary shares 
 scheme(s) during period: 
                                                        -------------------------------------------------------------- 
 Equals: Balance under scheme(s) not yet                 22,000,000 Ordinary shares 
 issued/allotted at end of period: 
                                                        -------------------------------------------------------------- 
 
 
 
 Name of contact:               Duncan Peyton 
 Telephone number of contact:   Company Secretary (0113 895 0130) 
                               ---------------------------------- 
 

Contact Information:

4D

Duncan Peyton, Chief Executive Officer +44 (0)113 895 0130

Investor Relations ir@4dpharmaplc.com

N+1 Singer - Nominated Adviser and Joint Broker +44 (0)20 7496 3000

Aubrey Powell / Justin McKeegan / Iqra Amin (Corporate Finance)

Tom Salvesen (Corporate Broking)

Bryan Garnier & Co. Limited - Joint Broker +44 (0)20 7332 2500

Dominic Wilson / Phil Walker

Image Box Communications

Neil Hunter / Michelle Boxall +44 (0)20 8943 4685

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END

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September 14, 2020 11:30 ET (15:30 GMT)

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