Amended Statement of Beneficial Ownership (3/a)
10 Novembre 2021 - 11:21PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Duggirala Amala |
2. Date of Event Requiring Statement (MM/DD/YYYY)
12/8/2020
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3. Issuer Name and Ticker or Trading Symbol
REGIONS FINANCIAL CORP [RF]
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(Last)
(First)
(Middle)
P. O. BOX 10247 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
SEVP / |
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(Street)
BIRMINGHAM, AL 35202-0247
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
12/18/2020
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Stock Option (Obligation to Sell) | (1) | (1) | Common Stock | 10000 | $17.00 | D | |
| Stock Option (Obligation to Sell) | (2) | (2) | Common Stock | 10000 | $18.00 | D | |
| Stock Option (Obligation to Sell) | (3) | (3) | Common Stock | 10000 | $17.00 | D | |
| Stock Option (Obligation to Sell) | (4) | (4) | Common Stock | 10000 | $19.00 | D | |
| Explanation of Responses: |
| (1) | One hundred short call option contracts each representing the obligation to sell 100 shares of Regions Financial Corporation common stock at the strike price indicated above with such obligation expiring on January 15, 2021. |
| (2) | One hundred short call option contracts each representing the obligation to sell 100 shares of Regions Financial Corporation common stock at the strike price indicated above with such obligation expiring on February 19, 2021. |
| (3) | One hundred short call option contracts each representing the obligation to sell 100 shares of Regions Financial Corporation common stock at the strike price indicated above with such obligation expiring on May 21, 2021. |
| (4) | One hundred short call option contracts each representing the obligation to sell 100 shares of Regions Financial Corporation common stock at the strike price indicated above with such obligation expiring on May 21, 2021. |
Remarks:
This Form 3 amendment is being filed to report certain option contracts held (as further described in Table II above and the related footnotes) that were not reported on the Reporting Person's Form 3 originally filed on December 18, 2020. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Duggirala Amala
P. O. BOX 10247
BIRMINGHAM, AL 35202-0247 |
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| SEVP |
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Signatures
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| Lachelle S. Koon - Attorney-in-Fact | | 11/10/2021 |
| **Signature of Reporting Person | Date |
Grafico Azioni Regions Financial (NYSE:RF)
Storico
Da Mar 2024 a Apr 2024
Grafico Azioni Regions Financial (NYSE:RF)
Storico
Da Apr 2023 a Apr 2024
