TIDMBARC 
 
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

 

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

 

Rule 8.3 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 
(a) Full name of discloser:                                 Barclays PLC. 
(b) Owner or controller of interests and short positions 
disclosed, if different from 1(a): The naming of nominee 
or vehicle companies is insufficient. For a trust, the 
trustee(s), settlor and beneficiaries must be named. 
(c) Name of offeror/offeree in relation to whose relevant   NORTONLIFELOCK INC 
securities this form relates: Use a separate form for each 
offeror/offeree 
(d) If an exempt fund manager connected with an 
offeror/offeree, state this and specify identity of 
offeror/offeree: 
(e) Date position held/dealing undertaken: For an opening   25 Jan 2022 
position disclosure, state the latest practicable date 
prior to the disclosure 
(f) In addition to the company in 1(c) above, is the        YES: AVAST PLC 
discloser making disclosures in respect of any other party 
to the offer? If it is a cash offer or possible cash 
offer, state "N/A" 
 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 
Class of relevant security:       USD 0.01 common 
                                  Interests                    Short Positions 
                                  Number           (%)         Number      (%) 
           Relevant securities 
(1)        owned 
           and/or controlled:     1,305,773        0.22%       588,495     0.10% 
 
           Cash-settled 
(2)        derivatives: 
                                  402,807          0.07%       1,510,550   0.26% 
 
           Stock-settled 
           derivatives 
(3)        (including options) 
           and agreements to 
           purchase/sell:         0                0.00%       0           0.00% 
 
(4) 
           TOTAL:                 1,708,580        0.29%       2,099,045   0.36% 
 
                                  Convertible Bond 
Class of relevant security:       US668771AA66 
                                  Interests                    Short Positions 
                                  Number           (%)         Number      (%) 
           Relevant securities 
(1)        owned 
           and/or controlled:     390,000          0.07%       0           0.00% 
 
           Cash-settled 
(2)        derivatives: 
                                  0                0.00%       0           0.00% 
 
           Stock-settled 
           derivatives 
(3)        (including options) 
           and agreements to 
           purchase/sell:         0                0.00%       0           0.00% 
 
(4) 
           TOTAL:                 390,000          0.07%       0           0.00% 
 
 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other employee options)

 
Class of relevant security in relation to which subscription right exists: 
Details, including nature of the rights concerned and relevant percentages: 
 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 
Class of relevant    Purchase/sale    Number of     Price per unit 
security                              securities 
USD 0.01 common      Purchase         1             25.5600 USD 
USD 0.01 common      Purchase         2             25.3000 USD 
USD 0.01 common      Purchase         3             25.5233 USD 
USD 0.01 common      Purchase         5             25.4060 USD 
USD 0.01 common      Purchase         7             25.4628 USD 
USD 0.01 common      Purchase         7             25.4485 USD 
USD 0.01 common      Purchase         15            25.4440 USD 
USD 0.01 common      Purchase         22            25.4081 USD 
USD 0.01 common      Purchase         31            25.3951 USD 
USD 0.01 common      Purchase         100           25.4150 USD 
USD 0.01 common      Purchase         100           25.4500 USD 
USD 0.01 common      Purchase         100           25.5200 USD 
USD 0.01 common      Purchase         100           25.5450 USD 
USD 0.01 common      Purchase         101           25.4385 USD 
USD 0.01 common      Purchase         108           25.4732 USD 
USD 0.01 common      Purchase         110           25.4372 USD 
USD 0.01 common      Purchase         187           25.4400 USD 
USD 0.01 common      Purchase         200           25.4950 USD 
USD 0.01 common      Purchase         240           25.5183 USD 
USD 0.01 common      Purchase         300           25.4700 USD 
USD 0.01 common      Purchase         311           25.4242 USD 
USD 0.01 common      Purchase         400           25.3800 USD 
USD 0.01 common      Purchase         400           25.4475 USD 
USD 0.01 common      Purchase         433           25.4685 USD 
USD 0.01 common      Purchase         449           25.5300 USD 
USD 0.01 common      Purchase         483           25.5077 USD 
USD 0.01 common      Purchase         492           25.4720 USD 
USD 0.01 common      Purchase         500           25.4840 USD 
USD 0.01 common      Purchase         500           25.4200 USD 
USD 0.01 common      Purchase         632           25.4514 USD 
USD 0.01 common      Purchase         900           25.3683 USD 
USD 0.01 common      Purchase         1,030         25.4145 USD 
USD 0.01 common      Purchase         1,200         25.4800 USD 
USD 0.01 common      Purchase         2,877         25.5403 USD 
USD 0.01 common      Purchase         2,998         25.4853 USD 
USD 0.01 common      Purchase         4,289         25.4534 USD 
USD 0.01 common      Purchase         5,865         25.4336 USD 
USD 0.01 common      Purchase         6,412         25.4031 USD 
USD 0.01 common      Purchase         6,893         25.3907 USD 
USD 0.01 common      Purchase         9,314         25.6465 USD 
USD 0.01 common      Purchase         15,054        25.4409 USD 
USD 0.01 common      Purchase         15,406        25.5534 USD 
USD 0.01 common      Purchase         43,017        25.4471 USD 
USD 0.01 common      Purchase         46,986        25.5010 USD 
USD 0.01 common      Purchase         54,546        25.5000 USD 
USD 0.01 common      Purchase         110,933       25.4718 USD 
USD 0.01 common      Purchase         118,744       25.4226 USD 
USD 0.01 common      Purchase         365,200       25.4606 USD 
USD 0.01 common      Sale             14            25.4492 USD 
USD 0.01 common      Sale             26            25.4026 USD 
USD 0.01 common      Sale             38            25.4511 USD 
USD 0.01 common      Sale             41            25.4441 USD 
USD 0.01 common      Sale             41            25.4004 USD 
USD 0.01 common      Sale             44            25.4678 USD 
USD 0.01 common      Sale             76            25.3751 USD 
USD 0.01 common      Sale             87            25.4028 USD 
USD 0.01 common      Sale             96            25.4340 USD 
USD 0.01 common      Sale             100           25.2800 USD 
USD 0.01 common      Sale             100           25.5550 USD 
USD 0.01 common      Sale             100           25.5400 USD 
USD 0.01 common      Sale             108           25.5250 USD 
USD 0.01 common      Sale             123           25.3764 USD 
USD 0.01 common      Sale             134           25.4500 USD 
USD 0.01 common      Sale             183           25.4700 USD 
USD 0.01 common      Sale             200           25.4550 USD 
USD 0.01 common      Sale             213           25.5063 USD 
USD 0.01 common      Sale             288           25.4302 USD 
USD 0.01 common      Sale             341           25.5053 USD 
USD 0.01 common      Sale             529           25.4070 USD 
USD 0.01 common      Sale             572           25.5208 USD 
USD 0.01 common      Sale             660           25.5240 USD 
USD 0.01 common      Sale             856           25.5302 USD 
USD 0.01 common      Sale             918           25.4819 USD 
USD 0.01 common      Sale             987           25.5358 USD 
USD 0.01 common      Sale             1,600         25.5228 USD 
USD 0.01 common      Sale             1,649         25.4514 USD 
USD 0.01 common      Sale             1,700         25.4600 USD 
USD 0.01 common      Sale             1,988         25.5122 USD 
USD 0.01 common      Sale             2,132         25.4387 USD 
USD 0.01 common      Sale             2,400         25.4587 USD 
USD 0.01 common      Sale             2,925         25.5273 USD 
USD 0.01 common      Sale             5,120         25.4945 USD 
USD 0.01 common      Sale             5,177         25.5021 USD 
USD 0.01 common      Sale             5,211         25.4524 USD 
USD 0.01 common      Sale             5,330         25.4875 USD 
USD 0.01 common      Sale             5,642         25.4667 USD 
USD 0.01 common      Sale             6,260         25.3805 USD 
USD 0.01 common      Sale             6,500         25.5257 USD 
USD 0.01 common      Sale             7,162         25.4334 USD 
USD 0.01 common      Sale             7,301         25.4660 USD 
USD 0.01 common      Sale             8,134         25.4534 USD 
USD 0.01 common      Sale             8,492         25.4709 USD 
USD 0.01 common      Sale             8,532         25.5036 USD 
USD 0.01 common      Sale             8,538         25.6559 USD 
USD 0.01 common      Sale             9,834         25.4113 USD 
USD 0.01 common      Sale             12,260        25.5050 USD 
USD 0.01 common      Sale             14,311        25.4588 USD 
USD 0.01 common      Sale             16,300        25.3300 USD 
USD 0.01 common      Sale             23,739        25.4562 USD 
USD 0.01 common      Sale             25,524        25.4615 USD 
USD 0.01 common      Sale             25,680        25.4638 USD 
USD 0.01 common      Sale             29,970        25.5002 USD 
USD 0.01 common      Sale             32,296        25.5025 USD 
USD 0.01 common      Sale             34,745        25.4371 USD 
USD 0.01 common      Sale             42,802        25.4578 USD 
USD 0.01 common      Sale             60,189        25.4769 USD 
USD 0.01 common      Sale             62,713        25.4652 USD 
USD 0.01 common      Sale             69,801        25.5000 USD 
USD 0.01 common      Sale             133,755       25.4180 USD 
USD 0.01 common      Sale             136,646       25.4592 USD 
 

(b) Cash-settled derivative transactions

 
Class of       Product        Nature of dealing    Number of     Price per 
relevant       description    e.g.                 reference     unit 
security       e.g. CFD       opening/closing a    securities 
                              long/short 
                              position, 
                              increasing/reducing 
                              a long/short 
                              position 
 
 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 
Class of  Product      Writing,     Number of   Exercise  Type e.g.  Expiry  Option 
relevant  description  purchasing,  securities  price     American,  date    money 
security  e.g. call    selling,     to which    per       European           paid/ 
          option       varying      option      unit      etc.               received 
                       etc.         relates                                  per 
                                                                             unit 
 
 

(ii) Exercise

 
Class of        Product         Exercising/     Number of       Exercise price 
relevant        description     exercised       securities      per unit 
security        e.g. call       against 
                option 
 
 

(d) Other dealings (including subscribing for new securities)

 
Class of relevant       Nature of dealing      Details  Price per unit (if 
security                e.g. subscription,              applicable) 
                        conversion 
 
 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 
Details of any indemnity or option arrangement, or any agreement or 
understanding, formal or informal, relating to relevant securities which may 
be an inducement to deal or refrain from dealing entered into by the person 
making the disclosure and any party to the offer or any person acting in 
concert with a party to the offer: Irrevocable commitments and letters of 
intent should not be included. If there are no such agreements, arrangements 
or understandings, state "none" 
 
 None 
 

(b) Agreements, arrangements or understandings relating to options or derivatives

 
Details of any agreement, arrangement or understanding, formal or informal, 
between the person making the disclosure and any other person relating to: (i) 
the voting rights of any relevant securities under any option; or (ii) the 
voting rights or future acquisition or disposal of any relevant securities to 
which any derivative is referenced: If there are no such agreements, 
arrangements or understandings, state "none" 
 
 None 
 

(c) Attachments

 
Is a Supplemental Form 8 (Open Positions) attached?  NO 
 
 
Date of disclosure:   26 Jan 2022 
Contact name:         Large Holdings Regulatory Operations 
Telephone number*:    020 3134 7213 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

View source version on businesswire.com: https://www.businesswire.com/news/home/20220126005552/en/

 
    CONTACT: 

BARCLAYS PLC

 
    SOURCE: BARCLAYS PLC 
Copyright Business Wire 2022 
 

(END) Dow Jones Newswires

January 26, 2022 08:26 ET (13:26 GMT)

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