TIDM0MC2 
 
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

 

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

 

Rule 8.3 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 
(a)   Full name of discloser:                       Barclays PLC. 
(b)   Owner or controller of interest and short 
      positions disclosed, if different from 1(a): 
(c)   Name of offeror/offeree in relation to whose  SIBANYE GOLD LTD 
      relevant securities this form relates: 
(d)   If an exempt fund manager connected with an 
      offeror/offeree, state this 
      and specify identity of 
      offeror/offeree: 
(e)   Date position held/dealing undertaken:        03 June 2019 
(f)   In addition to the company in 1(c)            YES: 
      above, is the discloser making 
      disclosures in respect of any 
      other party to the offer? 
                                                    LONMIN PLC 
 
 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 
Class of                    Ordinary NPV 
relevant 
security: 
                            Interests                Short Positions 
                            Number            (%)    Number     (%) 
(1)         Relevant 
            securities 
            owned 
            and/or          2,099,112         0.09%  3,923,972  0.16% 
            controlled: 
(2)         Cash-settled 
            derivatives: 
                            12,076,438        0.51%  2,403,500  0.10% 
(3)         Stock-settled 
            derivatives 
            (including 
            options) 
            and agreements  0                 0.00%  0          0.00% 
            to 
            purchase/sell: 
            TOTAL:          14,175,550        0.60%  6,327,472  0.27% 
Class of                    Convertible Bond 
relevant                    XS1689727920 
security: 
                            Interests                Short Positions 
                            Number            (%)    Number     (%) 
(1)         Relevant 
            securities 
            owned 
            and/or          4,800,000         1.25%  0          0.00% 
            controlled: 
(2)         Cash-settled 
            derivatives: 
                            0                 0.00%  0          0.00% 
(3)         Stock-settled 
            derivatives 
            (including 
            options) 
            and agreements  0                 0.00%  0          0.00% 
            to 
            purchase/sell: 
            TOTAL:          4,800,000         1.25%  0          0.00% 
 
 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other employee options)

 
Class of relevant security in relation 
to which subscription right  exists: 
Details, including nature of the rights 
concerned and relevant  percentages: 
 
 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 
Class of relevant   Purchase/sale  Number of   Price per unit 
security                           securities 
ADR                 Purchase       250         3.8820 USD 
ADR                 Purchase       289         4.0400 USD 
ADR                 Purchase       400         4.0350 USD 
ADR                 Purchase       500         4.0500 USD 
ADR                 Purchase       1,300       3.9384 USD 
ADR                 Purchase       1,300       4.0450 USD 
ADR                 Purchase       1,800       4.0533 USD 
ADR                 Purchase       3,000       4.0306 USD 
ADR                 Purchase       3,000       4.0326 USD 
ADR                 Purchase       3,800       3.9647 USD 
ADR                 Purchase       5,900       4.0457 USD 
ADR                 Purchase       8,156       4.0447 USD 
ADR                 Purchase       10,592      3.9976 USD 
ADR                 Purchase       14,100      4.0417 USD 
ADR                 Purchase       15,344      4.0409 USD 
ADR                 Purchase       26,500      4.0441 USD 
ADR                 Purchase       37,600      4.0248 USD 
ADR                 Purchase       40,400      4.0351 USD 
ADR                 Purchase       57,700      4.0194 USD 
ADR                 Purchase       63,757      3.9103 USD 
ADR                 Purchase       72,337      3.9596 USD 
ADR                 Purchase       121,550     4.0125 USD 
ADR                 Purchase       125,000     3.9863 USD 
ADR                 Sale           100         3.9850 USD 
ADR                 Sale           239         3.9774 USD 
ADR                 Sale           289         4.0400 USD 
ADR                 Sale           1,201       3.9837 USD 
ADR                 Sale           1,620       3.9833 USD 
ADR                 Sale           2,000       4.0600 USD 
ADR                 Sale           4,050       3.9596 USD 
ADR                 Sale           5,700       4.0397 USD 
ADR                 Sale           5,900       3.9908 USD 
ADR                 Sale           6,800       4.0054 USD 
ADR                 Sale           7,600       3.9778 USD 
ADR                 Sale           8,100       3.9737 USD 
ADR                 Sale           20,800      4.0453 USD 
ADR                 Sale           21,400      4.0390 USD 
ADR                 Sale           25,540      3.9811 USD 
ADR                 Sale           36,200      4.0079 USD 
ADR                 Sale           44,700      4.0256 USD 
ADR                 Sale           63,757      3.9103 USD 
ADR                 Sale           74,800      3.9900 USD 
ADR                 Sale           84,229      3.9640 USD 
ADR                 Sale           119,550     4.0117 USD 
 
 

(b) Cash-settled derivative transactions

 
Class of       Product      Nature of dealing  Number of   Price per 
relevant       description                     reference   unit 
security                                       securities 
Ordinary NPV   CFD          Long               7,312       13.9161 ZAR 
Ordinary NPV   CFD          Long               52,161      14.0428 ZAR 
Ordinary NPV   CFD          Long               54,484      13.8300 ZAR 
Ordinary NPV   CFD          Long               76,584      14.2250 ZAR 
Ordinary NPV   CFD          Long               260,600     14.0442 ZAR 
Ordinary NPV   CFD          Long               361,605     14.2227 ZAR 
Ordinary NPV   CFD          Long               499,716     14.0121 ZAR 
Ordinary NPV   CFD          Short              10,578      13.8973 ZAR 
Ordinary NPV   CFD          Short              54,484      13.8300 ZAR 
Ordinary NPV   CFD          Short              140,362     13.9499 ZAR 
Ordinary NPV   CFD          Short              546,340     13.9937 ZAR 
Ordinary NPV   CFD          Short              609,385     14.0301 ZAR 
 
 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 
Class of   Product          Writing,      Number         Exercise price  Type            Expiry date  Option money 
relevant   descriptione.g.  purchasing,   of securities  per unit        e.g. American,               paid/ 
security   call             selling,      to                             European etc.                received 
           option           varying etc.  which option                                                per unit 
                                          relates 
 
 

(ii) Exercise

 
Class of relevant   Product      Exercising/  Number         Exercise price 
security            description  exercised    of securities  per unit 
                    e.g. call    against 
                    option 
 
 

(d) Other dealings (including subscribing for new securities)

 
Class of relevant   Nature of dealing   Details  Price per unit (if 
security            e.g. subscription,           applicable) 
                    conversion 
 
 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 
Details of any indemnity or option arrangement, 
or any agreement or  understanding, 
formal or informal, relating to relevant securities 
which may be an inducement to 
deal or refrain from dealing entered  into 
by the person making the disclosure and 
any party to the offer  or any person acting 
in concert with a party to the offer: 
Irrevocable commitments and letters of intent 
should not be  included. If there 
are no such agreements, arrangements or  understandings, state "none" 
None 
 
 

(b) Agreements, arrangements or understandings relating to options or derivatives

 
Details of any agreement, arrangement or 
understanding, formal or  informal, 
between the person making the disclosure 
and any other  person relating to: 
(i) the voting rights of any relevant securities under any option;  or 
(ii) the voting rights or future acquisition or disposal of any 
relevant securities to which any derivative is referenced: 
If there are no such agreements, arrangements 
or  understandings, state "none" 
None 
 
 

(c) Attachments

 
Is a Supplemental Form 8 (Open   NO 
Positions) attached? 
Date of disclosure:              4 Jun 2019 
Contact name:                    Large Holdings Regulatory Operations 
Telephone number:                020 3134 7213 
 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 
 
 

View source version on businesswire.com: https://www.businesswire.com/news/home/20190604005552/en/

 
This information is provided by Business Wire 
 
 

(END) Dow Jones Newswires

June 04, 2019 07:11 ET (11:11 GMT)