Current Report Filing (8-k)
26 Giugno 2020 - 02:16PM
Edgar (US Regulatory)
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0000886128
2020-06-25
2020-06-26
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event
reported): June 26, 2020
FUELCELL ENERGY, INC.
(Exact Name of Registrant as Specified
in its Charter)
Delaware
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1-14204
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06-0853042
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(State or Other Jurisdiction
of
Incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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3 Great Pasture Road
Danbury, Connecticut
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06810
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrant’s telephone
number, including area code: (203) 825-6000
Not Applicable
(Former Name or Former Address, if Changed
Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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¨
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the
Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock, $0.0001 par value per share
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FCEL
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The Nasdaq Stock Market LLC
(Nasdaq Global Market)
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Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth
company ¨
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act. ¨
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Item 7.01.
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Regulation FD Disclosure.
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On June 26, 2020, FuelCell Energy, Inc. (the “Company”)
issued a press release announcing that it expects to join the broad-market Russell3000Ò
Index at the conclusion of the 2020 Russell indexes annual reconstitution, effective after the US market opens on June 29, according
to a preliminary list of additions posted June 5. A copy of the press release is furnished herewith as Exhibit 99.1 to this Current
Report on Form 8-K.
The information furnished in this Item 7.01, including Exhibit
99.1, shall be deemed “furnished” and not “filed” for the purposes of Section 18 of the Securities Exchange
Act of 1934 (the “Exchange Act”) and is not subject to the liabilities of that section, nor shall it be incorporated
by reference into a filing under the Securities Act of 1933, or the Exchange Act, except as shall be expressly set forth by specific
reference in such a filing.
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Item 9.01.
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Financial Statements and Exhibits.
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(d) Exhibits. The following exhibits are being furnished
herewith:
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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FUELCELL ENERGY, INC.
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Date: June 26, 2020
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By:
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/s/ Michael S. Bishop
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Michael S. Bishop
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Executive Vice President and Chief Financial Officer
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