Current Report Filing (8-k)
23 Ottobre 2020 - 12:01PM
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
____________________________
FORM 8-K
____________________________
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
October 22, 2020
Date of Report (Date of earliest event
reported)
____________________________
CAPITAL ONE FINANCIAL CORPORATION
(Exact name of registrant as specified
in its charter)
____________________________
Delaware
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001-13300
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54-1719854
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(State or other jurisdiction of incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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1680
Capital One Drive,
McLean,
Virginia
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22102
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s
telephone number, including area code: (703) 720-1000
(Not applicable)
(Former name
or former address, if changed since last report)
____________________________
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction
A.2. below):
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☐
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Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section
12(b) of the Act:
Title of Each Class
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Trading Symbol(s)
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Name of Each Exchange on Which Registered
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Common Stock (par value $.01 per share)
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COF
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New York Stock Exchange
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Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series F
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COF PRF
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New York Stock Exchange
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Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series G
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COF PRG
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New York Stock Exchange
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Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series H
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COF PRH
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New York Stock Exchange
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Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series I
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COF PRI
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New York Stock Exchange
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Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series J
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COF PRJ
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New York Stock Exchange
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Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series K
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COF PRK
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New York Stock Exchange
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0.800% Senior Notes Due 2024
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COF24
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New York Stock Exchange
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1.650% Senior Notes Due 2029
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COF29
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New York Stock Exchange
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Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 8.01 Other Events.
On October 22, 2020, Capital One Financial Corporation (the
“Company”) issued a press release announcing that it will redeem all outstanding shares of its Fixed Rate Non-Cumulative
Perpetual Preferred Stock, Series F, $0.01 par value per share (“Series F Preferred Stock”) and the corresponding depositary
shares representing fractional interests in the Series F Preferred Stock (“Series F Depositary Shares”).
The Series F Depositary Shares (NYSE: COF PRF, CUSIP: 14040H881),
each representing a 1/40th interest in a share of Series F Preferred Stock, will be redeemed simultaneously with the redemption
of the Series F Preferred Stock at a redemption price of $25 per depositary share (equivalent to $1,000 per share of preferred
stock). All 20,000,000 outstanding Series F Depositary Shares will be redeemed on the dividend payment date of December 1, 2020.
Regular dividends on the outstanding shares of the Series F
Preferred Stock will be paid separately on December 1, 2020 to holders of record as of the close of business on November 16, 2020,
in the customary manner. On and after the redemption date, all dividends on the shares of Series F Preferred Stock will cease to
accrue.
A copy of the press release is attached as Exhibit 99.1 hereto
and incorporated by reference into this Item 8.01.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act
of 1934, the Company has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly
authorized.
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CAPITAL ONE FINANCIAL CORPORATION
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Date: October 22, 2020
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By:
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/s/ Matthew W. Cooper
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Name:
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Matthew W. Cooper
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Title:
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General Counsel
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Grafico Azioni Capital One Financial (NYSE:COF)
Storico
Da Feb 2024 a Mar 2024
Grafico Azioni Capital One Financial (NYSE:COF)
Storico
Da Mar 2023 a Mar 2024