Metro Bank PLC Holding(s) in Company (6246Z)
21 Settembre 2020 - 4:01PM
UK Regulatory
TIDMMTRO TIDM80GT
RNS Number : 6246Z
Metro Bank PLC
21 September 2020
TR-1: S tandard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible) (i)
1a. Identity of the issuer or the Metro Bank plc
underlying issuer of existing shares
to which voting rights are attached
(ii) :
--------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer
----
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights X
----
An acquisition or disposal of financial instruments
----
An event changing the breakdown of voting rights
----
Other (please specify)(iii) :
----
3. Details of person subject to the notification obligation (iv)
Name JPMorgan Chase & Co.
City and country of registered office Wilmington, Delaware, USA
(if applicable)
4. Full name of shareholder(s) (if different from 3.) (v)
Name J.P. Morgan Securities plc
--------------------------------------------
City and country of registered office London, United Kingdom
(if applicable)
--------------------------------------------
5. Date on which the threshold was 16 September 2020
crossed or reached (vi) :
--------------------------------------------
6. Date on which issuer notified (DD/MM/YYYY): 18 September 2020
--------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting rights
to shares (total instruments 8.B) of issuer (vii)
of 8. A) (total of 8.B
1 + 8.B 2)
------------------ --------------------- -------------- --------------------
Resulting situation
on the date
on which threshold
was crossed
or reached 0.67% 5.93% 6.60% 172,420,458
------------------ --------------------- -------------- --------------------
Position of
previous notification
(if
applicable) 0.03% 6.57% 6.60%
------------------ --------------------- -------------- --------------------
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached (viii)
A: Voting rights attached to shares
Class/type of Number of voting rights % of voting rights
shares (ix)
ISIN code (if
possible)
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
------------------------
GB00BZ6STL67 1,153,879 0.67%
------------------------- ------------------------ --------------------- ---------------------
SUBTOTAL 8. A 1,153,879 0.67%
--------------------------------------------------- --------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (x) Conversion Period rights that may rights
(xi) be acquired if
the instrument
is
exercised/converted.
---------------- --------------------------- --------------------------- ---------------------
Right to Recall N/A N/A 4,170,000 2.42%
---------------- --------------------------- --------------------------- ---------------------
SUBTOTAL 8. B
1 4,170,000 2.42%
--------------------------- --------------------------- ---------------------
B 2: Financial Instruments with similar economic effect according to
Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial Expiration Exercise/ Physical or Number of % of voting
instrument date (x) Conversion cash voting rights rights
Period (xi) settlement
(xii)
------------ -------------- ---------------- ---------------
Cash-settled
Equity Swap 28/09/2020 28/09/2020 Cash 100,000 0.06%
------------ -------------- ---------------- ---------------
Cash-settled
Equity Swap 02/12/2020 02/12/2020 Cash 16,178 0.01%
------------ -------------- ---------------- ---------------
Cash-settled
Equity Swap 05/01/2021 05/01/2021 Cash 14,989 0.01%
------------ -------------- ---------------- ---------------
Cash-settled
Equity Swap 02/02/2021 02/02/2021 Cash 3,378 0.00%
------------ -------------- ---------------- ---------------
Cash-settled
Equity Swap 02/03/2021 02/03/2021 Cash 206 0.00%
------------ -------------- ---------------- ---------------
Cash-settled
Equity Swap 06/04/2021 06/04/2021 Cash 38 0.00%
------------ -------------- ---------------- ---------------
Cash-settled
Equity Swap 30/04/2021 30/04/2021 Cash 536,899 0.31%
------------ -------------- ---------------- ---------------
Cash-settled
Equity Swap 02/06/2021 02/06/2021 Cash 2,665 0.00%
------------ -------------- ---------------- ---------------
Cash-settled
Equity Swap 30/06/2021 30/06/2021 Cash 2,917,248 1.69%
------------ -------------- ---------------- ---------------
Cash-settled
Equity Swap 02/07/2021 02/07/2021 Cash 1,065 0.00%
------------ -------------- ---------------- ---------------
Cash-settled
Equity Swap 03/08/2021 03/08/2021 Cash 208,656 0.12%
------------ -------------- ---------------- ---------------
Cash-settled
Equity Swap 24/08/2021 24/08/2021 Cash 2,145,856 1.24%
------------ -------------- ---------------- ---------------
Cash-settled
Equity Swap 17/09/2021 17/09/2021 Cash 6,243 0.00%
------------ -------------- ---------------- ---------------
Cash-settled
Equity Swap 29/09/2021 29/09/2021 Cash 1,640 0.00%
------------ -------------- ---------------- ---------------
Cash-settled
Equity Swap 04/10/2021 04/10/2021 Cash 54,448 0.03%
------------ -------------- ---------------- ---------------
Cash-settled
Equity Swap 07/02/2022 07/02/2022 Cash 25,000 0.01%
------------ -------------- ---------------- ---------------
Cash-settled
Equity Swap 27/05/2022 27/05/2022 Cash 9 0.00%
------------ -------------- ---------------- ---------------
Cash-settled
Equity Swap 14/09/2022 14/09/2022 Cash 11,878 0.01%
------------ -------------- ---------------- ---------------
Cash-settled
Equity Swap 04/03/2025 04/03/2025 Cash 8,262 0.00%
------------ -------------- ---------------- ---------------
SUBTOTAL 8.B.2 6,054,658 3.51%
---------------------------------------------------------------- ---------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer (xiii)
Full chain of controlled undertakings through which the voting rights X
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (xiv) (please add additional
rows as necessary)
Name (xv) % of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is
is higher than the instruments if it higher than the
notifiable threshold equals or is higher notifiable threshold
than the notifiable
threshold
----------------------- --------------------- ------------------------
JPMorgan Chase
& Co.
----------------------- --------------------- ------------------------
JPMorgan Chase
Bank, National
Association
----------------------- --------------------- ------------------------
J.P. Morgan International
Finance Limited
----------------------- --------------------- ------------------------
J.P. Morgan Capital
Holdings Limited
----------------------- --------------------- ------------------------
J.P. Morgan Securities
plc 5.93% 6.60%
--------------------- ------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder N/A
-----------------------------------------------
The number and % of voting rights N/A
held
-----------------------------------------------
The date until which the voting rights N/A
will be held
-----------------------------------------------
11. Additional information (xvi)
Chain of controlled undertakings :
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)
Place of completion London, United Kingdom
Date of completion 18 September 2020
-----------------------
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END
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September 21, 2020 10:01 ET (14:01 GMT)
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