TIDMRR. TIDM42SB
RNS Number : 9746B
Rolls-Royce Holdings plc
13 October 2020
Rolls-Royce Holdings plc
TR-1: S tandard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible)(i)
1a. Identity of the issuer or the Rolls-Royce Holdings plc
underlying issuer of existing shares
to which voting rights are attached
(ii) :
----------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer
----
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights
----
An acquisition or disposal of financial instruments X
----
An event changing the breakdown of voting rights
----
Other (please specify)(iii) :
----
3. Details of person subject to the notification obligation (iv)
Name The Goldman Sachs Group, Inc.
City and country of registered office Corporation Trust Center, 1209 Orange
(if applicable) Street,
Wilmington DE 19801, USA
4. Full name of shareholder(s) (if different from 3.) (v)
Name Goldman Sachs International
----------------------------------------------
City and country of registered office Plumtree Court, 25 Shoe Lane, London
(if applicable) EC4A 4AU, UK
----------------------------------------------
5. Date on which the threshold was 08/10/2020
crossed or reached (vi) :
----------------------------------------------
6. Date on which issuer notified (DD/MM/YYYY): 12/10/2020
----------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting rights
to shares (total instruments 8.B) of issuer (vii)
of 8. A) (total of 8.B
1 + 8.B 2)
------------------ ---------------------- --------------- --------------------
Resulting situation
on the date
on which threshold
was crossed
or reached 0.66% 6.64% 7.30% 1,930,995,313
------------------ ---------------------- --------------- --------------------
Position of
previous notification
(if
applicable) 0.78% 6.32% 7.10%
------------------ ---------------------- --------------- --------------------
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached (viii)
A: Voting rights attached to shares
Class/type of Number of voting rights % of voting rights
shares (ix)
ISIN code (if
possible)
Direct Indirect Direct Indirect
(Art 9 of (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
Directive 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
2004/109/EC) (DTR5.2.1) (DTR5.2.1)
(DTR5.1)
-----------------------------
GB00B63H8491 12,700,587 0.66%
-------------------- ----------------------------- ------------------------- ---------------------
US7757812067 75,408 0.004%
-------------------- ----------------------------- ------------------------- ---------------------
SUBTOTAL 8. A 12,775,995 0.66%
--------------------------------------------------- ------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion Period rights that may rights
(x) (xi) be acquired if
the instrument
is
exercised/converted.
----------- ------------------------------- -------------------------------- ---------------------
Securities
Lending Open 66,091,262 3.42%
----------- ------------------------------- -------------------------------- ---------------------
Future 16/04/2021 1,951,224 0.10%
----------- ------------------------------- -------------------------------- ---------------------
SUBTOTAL 8. B 1 68,042,486 3.52%
------------------------------- -------------------------------- ---------------------
B 2: Financial Instruments with similar economic effect according to
Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical or Number of % of voting
financial date (x) Conversion cash voting rights rights
instrument Period (xi) settlement
(xii)
--------------- -------------------- --------------------- --------------------
Refer to the
annexure
--------------- -------------------- --------------------- --------------------
SUBTOTAL 8.B.2 60,106,893 3.11%
--------------------- --------------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer (xiii)
Full chain of controlled undertakings through which the voting rights X
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (xiv) (please add additional
rows as necessary)
Name (xv) % of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is
is higher than the instruments if it higher than the
notifiable threshold equals or is higher notifiable threshold
than the notifiable
threshold
----------------------- --------------------- ------------------------
The Goldman Sachs
Group, Inc.
----------------------- --------------------- ------------------------
Goldman Sachs (UK)
L.L.C.
----------------------- --------------------- ------------------------
Goldman Sachs Group
UK Limited
----------------------- --------------------- ------------------------
Goldman Sachs
International 6.52% 7.03%
--------------------- ------------------------
The Goldman Sachs
Group, Inc.
--------------------- ------------------------
IMD Holdings LLC
--------------------- ------------------------
United Capital Financial
Partners, Inc.
--------------------- ------------------------
United Capital Financial
Advisers, LLC
--------------------- ------------------------
The Goldman Sachs
Group, Inc.
--------------------- ------------------------
Goldman Sachs &
Co. LLC
--------------------- ------------------------
The Goldman Sachs
Group, Inc.
--------------------- ------------------------
GSAM Holdings LLC
--------------------- ------------------------
Goldman Sachs Asset
Management, L.P.
--------------------- ------------------------
The Goldman Sachs
Group, Inc.
--------------------- ------------------------
Goldman, Sachs &
Co. Wertpapier GmbH
--------------------- ------------------------
The Goldman Sachs
Group, Inc.
--------------------- ------------------------
Folio Financial,
Inc.
--------------------- ------------------------
Folio Investments
Inc.
--------------------- ------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder N/A
-----------------------------------------------
The number and % of voting rights N/A
held
-----------------------------------------------
The date until which the voting rights N/A
will be held
-----------------------------------------------
11. Additional information (xvi)
Please note, the total amount of voting rights has been rounded to 2
decimal places therefore there is a possibility of a rounding error.
General email contact:
gs-regops-emea-position-enquiries@gs.com
Place of completion London
Date of completion 12/10/2020
-----------
Annexure
B 2: Financial Instruments with similar economic effect according to Art.
13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/Conversion Physical Number of % of voting
financial date(x) period(xi) or cash voting rights rights
instrument settlement(xii)
------------ --------------------- ----------------- ---------------------------------------------- ------------
CFD 01/05/2025 Cash 9,601,525 0.50%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 19/08/2030 Cash 3,723,775 0.19%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 01/10/2030 Cash 2,850,286 0.15%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 29/10/2021 Cash 2,777,182 0.14%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 02/04/2024 Cash 2,254,859 0.12%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 23/02/2023 Cash 1,939,380 0.10%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 15/07/2025 Cash 1,770,403 0.09%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 10/12/2029 Cash 1,729,586 0.09%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 11/09/2030 Cash 1,496,678 0.08%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 10/12/2029 Cash 1,382,419 0.07%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 02/12/2022 Cash 1,117,762 0.06%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 01/10/2030 Cash 1,103,681 0.06%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 08/11/2021 Cash 1,061,766 0.05%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 12/07/2021 Cash 1,028,233 0.05%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 07/10/2030 Cash 1,027,016 0.05%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 30/09/2030 Cash 949,283 0.05%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 15/07/2025 Cash 891,864 0.05%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 02/05/2023 Cash 880,062 0.05%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 25/09/2023 Cash 868,681 0.04%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 08/07/2030 Cash 818,053 0.04%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 17/06/2030 Cash 778,135 0.04%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 03/05/2022 Cash 765,469 0.04%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 17/06/2030 Cash 719,221 0.04%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 11/09/2023 Cash 668,650 0.03%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 03/04/2030 Cash 634,453 0.03%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 19/08/2030 Cash 629,926 0.03%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 08/10/2030 Cash 548,901 0.03%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 01/10/2030 Cash 548,729 0.03%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 25/02/2030 Cash 499,089 0.03%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 15/07/2030 Cash 453,873 0.02%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 27/03/2025 Cash 441,565 0.02%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 26/08/2025 Cash 430,991 0.02%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 31/12/2030 Cash 409,962 0.02%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 01/10/2030 Cash 400,300 0.02%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 16/09/2030 Cash 382,010 0.02%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 16/09/2030 Cash 374,118 0.02%
----------------------------------- ---------------- ---------------------------------------------- ------------
Call
Warrant 31/12/2030 Cash 368,709 0.02%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 08/04/2024 Cash 363,422 0.02%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 25/02/2030 Cash 356,778 0.02%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 22/12/2020 Cash 346,147 0.02%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 03/02/2025 Cash 345,842 0.02%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 30/09/2030 Cash 313,019 0.02%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 17/06/2030 Cash 301,889 0.02%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 01/10/2030 Cash 295,077 0.02%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 23/09/2030 Cash 289,223 0.01%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 09/09/2030 Cash 269,158 0.01%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 04/03/2025 Cash 265,181 0.01%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 07/06/2021 Cash 261,825 0.01%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 30/09/2030 Cash 251,739 0.01%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 08/10/2030 Cash 231,337 0.01%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 05/07/2024 Cash 226,808 0.01%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 05/07/2024 Cash 225,007 0.01%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 08/10/2030 Cash 215,309 0.01%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 06/10/2023 Cash 204,286 0.01%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 24/09/2030 Cash 202,134 0.01%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 15/07/2030 Cash 198,389 0.01%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 25/09/2030 Cash 187,944 0.01%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 19/08/2030 Cash 176,583 0.01%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 14/05/2024 Cash 174,078 0.01%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 30/09/2030 Cash 173,203 0.01%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 31/12/2030 Cash 160,059 0.01%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 09/10/2023 Cash 159,998 0.01%
----------------------------------- ---------------- ---------------------------------------------- ------------
Call
Warrant 31/12/2030 Cash 159,899 0.01%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 08/10/2030 Cash 159,864 0.01%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 07/06/2021 Cash 157,099 0.01%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 08/10/2030 Cash 154,998 0.01%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 13/08/2024 Cash 151,258 0.01%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 23/09/2030 Cash 146,529 0.01%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 02/08/2024 Cash 143,421 0.01%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 19/08/2030 Cash 130,782 0.01%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 07/10/2030 Cash 129,455 0.01%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 03/06/2024 Cash 123,127 0.01%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 03/05/2022 Cash 122,495 0.01%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 07/10/2022 Cash 119,998 0.01%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 21/08/2030 Cash 115,914 0.01%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 07/10/2030 Cash 112,579 0.01%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 07/10/2030 Cash 109,616 0.01%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 10/08/2021 Cash 95,566 0.005%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 08/07/2030 Cash 90,730 0.005%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 24/12/2020 Cash 89,488 0.005%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 03/06/2024 Cash 85,442 0.004%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 02/12/2024 Cash 81,151 0.004%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 13/08/2024 Cash 80,750 0.004%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 03/06/2024 Cash 78,559 0.004%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 28/07/2025 Cash 76,767 0.004%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 09/10/2023 Cash 74,999 0.004%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 07/10/2030 Cash 69,474 0.004%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 09/08/2023 Cash 68,975 0.004%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 31/12/2030 Cash 66,000 0.003%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 07/10/2030 Cash 64,076 0.003%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 02/10/2023 Cash 62,644 0.003%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 09/01/2025 Cash 61,191 0.003%
----------------------------------- ---------------- ---------------------------------------------- ------------
Put Warrant 09/10/2020 Cash 58,000 0.003%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 09/10/2020 Cash 58,000 0.003%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 15/07/2024 Cash 57,208 0.003%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 18/11/2024 Cash 57,034 0.003%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 15/07/2024 Cash 56,996 0.003%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 15/07/2030 Cash 53,737 0.003%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 04/03/2025 Cash 51,708 0.003%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 30/09/2024 Cash 51,551 0.003%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 10/10/2024 Cash 50,020 0.003%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 31/12/2030 Cash 49,179 0.003%
----------------------------------- ---------------- ---------------------------------------------- ------------
Call
Warrant 31/12/2030 Cash 49,046 0.003%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 23/08/2024 Cash 48,503 0.003%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 30/09/2024 Cash 48,382 0.003%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 02/08/2022 Cash 46,824 0.002%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 08/10/2030 Cash 44,999 0.002%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 26/02/2030 Cash 44,936 0.002%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 13/04/2028 Cash 44,075 0.002%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 02/05/2023 Cash 42,893 0.002%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 13/01/2025 Cash 41,055 0.002%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 17/11/2020 Cash 40,671 0.002%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 09/10/2023 Cash 39,999 0.002%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 03/01/2025 Cash 39,061 0.002%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 18/08/2025 Cash 38,503 0.002%
----------------------------------- ---------------- ---------------------------------------------- ------------
Call
Warrant 31/12/2030 Cash 38,490 0.002%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 11/11/2024 Cash 37,340 0.002%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 02/10/2029 Cash 36,478 0.002%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 16/09/2030 Cash 35,341 0.002%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 26/02/2030 Cash 34,078 0.002%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 25/02/2030 Cash 33,024 0.002%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 13/01/2025 Cash 30,047 0.002%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 10/12/2024 Cash 29,750 0.002%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 18/11/2024 Cash 28,969 0.002%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 01/11/2024 Cash 28,912 0.001%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 11/11/2024 Cash 28,829 0.001%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 29/10/2029 Cash 28,804 0.001%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 03/01/2025 Cash 28,403 0.001%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 31/12/2030 Cash 27,430 0.001%
----------------------------------- ---------------- ---------------------------------------------- ------------
Call
Warrant 31/12/2030 Cash 27,430 0.001%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 30/09/2024 Cash 27,352 0.001%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 10/10/2024 Cash 25,983 0.001%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 23/08/2024 Cash 25,900 0.001%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 30/09/2024 Cash 25,621 0.001%
----------------------------------- ---------------- ---------------------------------------------- ------------
Put Warrant 31/12/2030 Cash 25,000 0.001%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 31/12/2030 Cash 25,000 0.001%
----------------------------------- ---------------- ---------------------------------------------- ------------
Call Option 14/10/2020 Cash 24,097 0.001%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 30/09/2024 Cash 23,924 0.001%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 02/10/2023 Cash 23,012 0.001%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 03/02/2025 Cash 22,871 0.001%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 07/10/2030 Cash 21,077 0.001%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 13/09/2024 Cash 20,977 0.001%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 01/07/2024 Cash 20,609 0.001%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 16/09/2030 Cash 20,200 0.001%
----------------------------------- ---------------- ---------------------------------------------- ------------
Put Warrant 31/12/2030 Cash 20,166 0.001%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 31/12/2030 Cash 20,166 0.001%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 31/12/2030 Cash 20,000 0.001%
----------------------------------- ---------------- ---------------------------------------------- ------------
Call
Warrant 31/12/2030 Cash 20,000 0.001%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 11/11/2024 Cash 18,962 0.001%
----------------------------------- ---------------- ---------------------------------------------- ------------
Call Option 11/11/2020 Cash 18,181 0.001%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 23/09/2030 Cash 16,681 0.001%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 29/08/2023 Cash 16,382 0.001%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 24/09/2030 Cash 15,205 0.001%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 16/09/2030 Cash 14,971 0.001%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 23/09/2030 Cash 14,965 0.001%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 11/11/2024 Cash 14,672 0.001%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 02/12/2024 Cash 14,671 0.001%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 07/10/2030 Cash 14,573 0.001%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 01/11/2024 Cash 14,556 0.001%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 31/12/2030 Cash 14,000 0.001%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 28/07/2025 Cash 12,820 0.001%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 30/09/2024 Cash 12,677 0.001%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 13/09/2024 Cash 10,524 0.001%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 17/06/2030 Cash 10,490 0.001%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 03/05/2022 Cash 10,352 0.001%
----------------------------------- ---------------- ---------------------------------------------- ------------
Call
Warrant 31/12/2030 Cash 9,380 0.0005%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 29/10/2029 Cash 9,289 0.0005%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 07/10/2030 Cash 9,220 0.0005%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 28/07/2025 Cash 9,012 0.0005%
----------------------------------- ---------------- ---------------------------------------------- ------------
Call Option 04/11/2020 Cash 8,872 0.0005%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 20/03/2029 Cash 8,716 0.0005%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 25/09/2030 Cash 7,938 0.0004%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 09/10/2023 Cash 7,591 0.0004%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 29/10/2029 Cash 7,051 0.0004%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 03/10/2024 Cash 7,043 0.0004%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 03/05/2022 Cash 6,533 0.0003%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 07/10/2030 Cash 5,492 0.0003%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 03/06/2030 Cash 5,359 0.0003%
----------------------------------- ---------------- ---------------------------------------------- ------------
Put Warrant 13/10/2020 Cash 4,922 0.0003%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 13/10/2020 Cash 4,922 0.0003%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 03/05/2022 Cash 4,854 0.0003%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 01/11/2024 Cash 4,477 0.0002%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 31/12/2030 Cash 4,000 0.0002%
----------------------------------- ---------------- ---------------------------------------------- ------------
Put Warrant 13/10/2020 Cash 3,453 0.0002%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 13/10/2020 Cash 3,453 0.0002%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 04/03/2030 Cash 3,412 0.0002%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 02/12/2024 Cash 3,194 0.0002%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 01/11/2024 Cash 3,063 0.0002%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 02/10/2023 Cash 2,979 0.0002%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 07/10/2030 Cash 2,623 0.0001%
----------------------------------- ---------------- ---------------------------------------------- ------------
Call
Warrant 31/12/2030 Cash 2,290 0.0001%
----------------------------------- ---------------- ---------------------------------------------- ------------
Put Warrant 09/10/2020 Cash 2,000 0.0001%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 23/08/2024 Cash 1,373 0.0001%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 23/08/2024 Cash 1,205 0.0001%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 07/10/2030 Cash 1,133 0.0001%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 31/12/2030 Cash 1,000 0.0001%
----------------------------------- ---------------- ---------------------------------------------- ------------
Swap 31/12/2030 Cash 1,000 0.0001%
----------------------------------- ---------------- ---------------------------------------------- ------------
Put Warrant 08/10/2020 Physical 1,000 0.0001%
----------------------------------- ---------------- ---------------------------------------------- ------------
Put Warrant 08/10/2020 Physical 1,000 0.0001%
----------------------------------- ---------------- ---------------------------------------------- ------------
Call
Warrant 31/12/2030 Cash 800 0.00004%
----------------------------------- ---------------- ---------------------------------------------- ------------
Call
Warrant 31/12/2030 Cash 800 0.00004%
----------------------------------- ---------------- ---------------------------------------------- ------------
Call Option 21/10/2020 Cash 222 0.00001%
----------------------------------- ---------------- ---------------------------------------------- ------------
CFD 19/07/2027 Cash 1 0.0000001%
----------------------------------- ---------------- ---------------------------------------------- ------------
Total Number of voting rights and percentage of
voting rights 60,106,893 3.11%
---------------------------------------------- ------------
Additional information: Please note, total amount of voting rights have
been rounded to 2 decimal places therefore there is a possibility of a
rounding error.
Name of authorised officer of issuer responsible for making notification:
N icola Carroll FCG
Date of notification: 13 October 2020
L EI: 213800EC7997ZBLZJH69
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END
HOLUORNRRWURAAA
(END) Dow Jones Newswires
October 13, 2020 12:11 ET (16:11 GMT)
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