TIDMRR. TIDM42SB

RNS Number : 9746B

Rolls-Royce Holdings plc

13 October 2020

Rolls-Royce Holdings plc

TR-1: S tandard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and 
  to the FCA in Microsoft Word format if possible)(i) 
 
 1a. Identity of the issuer or the                                      Rolls-Royce Holdings plc 
  underlying issuer of existing shares 
  to which voting rights are attached 
  (ii) : 
                                                             ---------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer (please mark with 
  an "X" if appropriate) 
 Non-UK issuer 
                                                                                                       ---- 
 2. Reason for the notification (please mark the appropriate box or boxes 
  with an "X") 
 An acquisition or disposal of voting rights 
                                                                                                       ---- 
 An acquisition or disposal of financial instruments                                                     X 
                                                                                                       ---- 
 An event changing the breakdown of voting rights 
                                                                                                       ---- 
 Other (please specify)(iii) : 
                                                                                                       ---- 
 3. Details of person subject to the notification obligation (iv) 
 Name                                                         The Goldman Sachs Group, Inc. 
 City and country of registered office                        Corporation Trust Center, 1209 Orange 
  (if applicable)                                              Street, 
                                                               Wilmington DE 19801, USA 
 4. Full name of shareholder(s) (if different from 3.) (v) 
 Name                                                         Goldman Sachs International 
                                                             ---------------------------------------------- 
 City and country of registered office                        Plumtree Court, 25 Shoe Lane, London 
  (if applicable)                                              EC4A 4AU, UK 
                                                             ---------------------------------------------- 
 5. Date on which the threshold was                           08/10/2020 
  crossed or reached (vi) : 
                                                             ---------------------------------------------- 
 6. Date on which issuer notified (DD/MM/YYYY):               12/10/2020 
                                                             ---------------------------------------------- 
 7. Total positions of person(s) subject to the notification obligation 
                              % of voting       % of voting rights     Total of both    Total number 
                            rights attached      through financial       in % (8.A +     of voting rights 
                            to shares (total        instruments             8.B)         of issuer (vii) 
                                of 8. A)           (total of 8.B 
                                                     1 + 8.B 2) 
                          ------------------  ----------------------  ---------------  -------------------- 
 Resulting situation 
  on the date 
  on which threshold 
  was crossed 
  or reached                     0.66%                 6.64%               7.30%           1,930,995,313 
                          ------------------  ----------------------  ---------------  -------------------- 
 Position of 
  previous notification 
  (if 
  applicable)                    0.78%                 6.32%               7.10% 
                          ------------------  ----------------------  ---------------  -------------------- 
 
 
 
 8. Notified details of the resulting situation on the date on which 
  the threshold was crossed or reached (viii) 
 A: Voting rights attached to shares 
 Class/type of       Number of voting rights                              % of voting rights 
 shares               (ix) 
 ISIN code (if 
 possible) 
                           Direct                    Indirect                      Direct                  Indirect 
                          (Art 9 of            (Art 10 of Directive          (Art 9 of Directive     (Art 10 of Directive 
                          Directive                2004/109/EC)             2004/109/EC) (DTR5.1)        2004/109/EC) 
                         2004/109/EC)               (DTR5.2.1)                                            (DTR5.2.1) 
                           (DTR5.1) 
                                          ----------------------------- 
   GB00B63H8491                                     12,700,587                                              0.66% 
                    --------------------  -----------------------------  -------------------------  --------------------- 
   US7757812067                                       75,408                                                0.004% 
                    --------------------  -----------------------------  -------------------------  --------------------- 
 
 SUBTOTAL 8. A                           12,775,995                                            0.66% 
                    ---------------------------------------------------  ------------------------------------------------ 
 
 B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC 
  (DTR5.3.1.1 (a)) 
 Type of financial   Expiration   Exercise/                        Number of voting                  % of voting 
  instrument          date         Conversion Period                rights that may                   rights 
                      (x)          (xi)                             be acquired if 
                                                                    the instrument 
                                                                    is 
                                                                    exercised/converted. 
                    -----------  -------------------------------  --------------------------------  --------------------- 
 Securities 
  Lending            Open                                                    66,091,262                     3.42% 
                    -----------  -------------------------------  --------------------------------  --------------------- 
 Future              16/04/2021                                               1,951,224                     0.10% 
                    -----------  -------------------------------  --------------------------------  --------------------- 
 
                                  SUBTOTAL 8. B 1                            68,042,486                     3.52% 
                                 -------------------------------  --------------------------------  --------------------- 
 
 B 2: Financial Instruments with similar economic effect according to 
  Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) 
 Type of         Expiration       Exercise/             Physical or            Number of             % of voting 
 financial        date (x)         Conversion            cash                   voting rights         rights 
 instrument                        Period (xi)           settlement 
                                                         (xii) 
                ---------------  --------------------  ---------------------  -------------------- 
 Refer to the 
  annexure 
                ---------------  --------------------  ---------------------  -------------------- 
 
 
                                                        SUBTOTAL 8.B.2             60,106,893               3.11% 
                                                       ---------------------  -------------------- 
 
 
 
 
 9. Information in relation to the person subject to the notification 
  obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is not controlled 
  by any natural person or legal entity and does not control any other 
  undertaking(s) holding directly or indirectly an interest in the 
  (underlying) issuer (xiii) 
 Full chain of controlled undertakings through which the voting rights                            X 
  and/or the 
  financial instruments are effectively held starting with the ultimate 
  controlling natural person or legal entity (xiv) (please add additional 
  rows as necessary) 
         Name (xv)             % of voting rights      % of voting rights       Total of both if 
                                 if it equals or        through financial        it equals or is 
                               is higher than the       instruments if it        higher than the 
                              notifiable threshold     equals or is higher     notifiable threshold 
                                                       than the notifiable 
                                                            threshold 
                            -----------------------  ---------------------  ------------------------ 
 The Goldman Sachs 
  Group, Inc. 
                            -----------------------  ---------------------  ------------------------ 
 Goldman Sachs (UK) 
  L.L.C. 
                            -----------------------  ---------------------  ------------------------ 
 Goldman Sachs Group 
  UK Limited 
                            -----------------------  ---------------------  ------------------------ 
 Goldman Sachs 
  International                                              6.52%                    7.03% 
                                                     ---------------------  ------------------------ 
 
 The Goldman Sachs 
  Group, Inc. 
                                                     ---------------------  ------------------------ 
 IMD Holdings LLC 
                                                     ---------------------  ------------------------ 
 United Capital Financial 
  Partners, Inc. 
                                                     ---------------------  ------------------------ 
 United Capital Financial 
  Advisers, LLC 
                                                     ---------------------  ------------------------ 
 
 The Goldman Sachs 
  Group, Inc. 
                                                     ---------------------  ------------------------ 
 Goldman Sachs & 
  Co. LLC 
                                                     ---------------------  ------------------------ 
 
 The Goldman Sachs 
  Group, Inc. 
                                                     ---------------------  ------------------------ 
 GSAM Holdings LLC 
                                                     ---------------------  ------------------------ 
 Goldman Sachs Asset 
  Management, L.P. 
                                                     ---------------------  ------------------------ 
 
 The Goldman Sachs 
  Group, Inc. 
                                                     ---------------------  ------------------------ 
 Goldman, Sachs & 
  Co. Wertpapier GmbH 
                                                     ---------------------  ------------------------ 
 
 The Goldman Sachs 
  Group, Inc. 
                                                     ---------------------  ------------------------ 
 Folio Financial, 
  Inc. 
                                                     ---------------------  ------------------------ 
 Folio Investments 
  Inc. 
                                                     ---------------------  ------------------------ 
 
 10. In case of proxy voting, please identify: 
 Name of the proxy holder                             N/A 
                                                     ----------------------------------------------- 
 The number and % of voting rights                    N/A 
  held 
                                                     ----------------------------------------------- 
 The date until which the voting rights               N/A 
  will be held 
                                                     ----------------------------------------------- 
 
 11. Additional information (xvi) 
 Please note, the total amount of voting rights has been rounded to 2 
  decimal places therefore there is a possibility of a rounding error. 
 
  General email contact: 
  gs-regops-emea-position-enquiries@gs.com 
 
 
 
 Place of completion   London 
 Date of completion    12/10/2020 
                      ----------- 
 

Annexure

 
 B 2: Financial Instruments with similar economic effect according to Art. 
  13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) 
 
 Type of       Expiration    Exercise/Conversion    Physical           Number of                                       % of voting 
 financial      date(x)       period(xi)             or cash            voting rights                                   rights 
 instrument                                          settlement(xii) 
              ------------  ---------------------  -----------------  ----------------------------------------------  ------------ 
 CFD           01/05/2025                            Cash                                            9,601,525         0.50% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           19/08/2030                            Cash                                            3,723,775         0.19% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           01/10/2030                            Cash                                            2,850,286         0.15% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           29/10/2021                            Cash                                            2,777,182         0.14% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           02/04/2024                            Cash                                            2,254,859         0.12% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           23/02/2023                            Cash                                            1,939,380         0.10% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           15/07/2025                            Cash                                            1,770,403         0.09% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           10/12/2029                            Cash                                            1,729,586         0.09% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           11/09/2030                            Cash                                            1,496,678         0.08% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           10/12/2029                            Cash                                            1,382,419         0.07% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           02/12/2022                            Cash                                            1,117,762         0.06% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           01/10/2030                            Cash                                            1,103,681         0.06% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           08/11/2021                            Cash                                            1,061,766         0.05% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          12/07/2021                            Cash                                            1,028,233         0.05% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           07/10/2030                            Cash                                            1,027,016         0.05% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           30/09/2030                            Cash                                               949,283        0.05% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           15/07/2025                            Cash                                               891,864        0.05% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           02/05/2023                            Cash                                               880,062        0.05% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           25/09/2023                            Cash                                               868,681        0.04% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           08/07/2030                            Cash                                               818,053        0.04% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           17/06/2030                            Cash                                               778,135        0.04% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           03/05/2022                            Cash                                               765,469        0.04% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           17/06/2030                            Cash                                               719,221        0.04% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           11/09/2023                            Cash                                               668,650        0.03% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           03/04/2030                            Cash                                               634,453        0.03% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           19/08/2030                            Cash                                               629,926        0.03% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           08/10/2030                            Cash                                               548,901        0.03% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           01/10/2030                            Cash                                               548,729        0.03% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           25/02/2030                            Cash                                               499,089        0.03% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           15/07/2030                            Cash                                               453,873        0.02% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           27/03/2025                            Cash                                               441,565        0.02% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           26/08/2025                            Cash                                               430,991        0.02% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          31/12/2030                            Cash                                               409,962        0.02% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           01/10/2030                            Cash                                               400,300        0.02% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           16/09/2030                            Cash                                               382,010        0.02% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           16/09/2030                            Cash                                               374,118        0.02% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Call 
  Warrant      31/12/2030                            Cash                                               368,709        0.02% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           08/04/2024                            Cash                                               363,422        0.02% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           25/02/2030                            Cash                                               356,778        0.02% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          22/12/2020                            Cash                                               346,147        0.02% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          03/02/2025                            Cash                                               345,842        0.02% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           30/09/2030                            Cash                                               313,019        0.02% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           17/06/2030                            Cash                                               301,889        0.02% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           01/10/2030                            Cash                                               295,077        0.02% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           23/09/2030                            Cash                                               289,223        0.01% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           09/09/2030                            Cash                                               269,158        0.01% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          04/03/2025                            Cash                                               265,181        0.01% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           07/06/2021                            Cash                                               261,825        0.01% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           30/09/2030                            Cash                                               251,739        0.01% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           08/10/2030                            Cash                                               231,337        0.01% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          05/07/2024                            Cash                                               226,808        0.01% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          05/07/2024                            Cash                                               225,007        0.01% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           08/10/2030                            Cash                                               215,309        0.01% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           06/10/2023                            Cash                                               204,286        0.01% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           24/09/2030                            Cash                                               202,134        0.01% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           15/07/2030                            Cash                                               198,389        0.01% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           25/09/2030                            Cash                                               187,944        0.01% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           19/08/2030                            Cash                                               176,583        0.01% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           14/05/2024                            Cash                                               174,078        0.01% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           30/09/2030                            Cash                                               173,203        0.01% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          31/12/2030                            Cash                                               160,059        0.01% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           09/10/2023                            Cash                                               159,998        0.01% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Call 
  Warrant      31/12/2030                            Cash                                               159,899        0.01% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           08/10/2030                            Cash                                               159,864        0.01% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           07/06/2021                            Cash                                               157,099        0.01% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           08/10/2030                            Cash                                               154,998        0.01% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          13/08/2024                            Cash                                               151,258        0.01% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           23/09/2030                            Cash                                               146,529        0.01% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          02/08/2024                            Cash                                               143,421        0.01% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           19/08/2030                            Cash                                               130,782        0.01% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           07/10/2030                            Cash                                               129,455        0.01% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          03/06/2024                            Cash                                               123,127        0.01% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           03/05/2022                            Cash                                               122,495        0.01% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           07/10/2022                            Cash                                               119,998        0.01% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           21/08/2030                            Cash                                               115,914        0.01% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           07/10/2030                            Cash                                               112,579        0.01% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           07/10/2030                            Cash                                               109,616        0.01% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           10/08/2021                            Cash                                                 95,566       0.005% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           08/07/2030                            Cash                                                 90,730       0.005% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          24/12/2020                            Cash                                                 89,488       0.005% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          03/06/2024                            Cash                                                 85,442       0.004% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          02/12/2024                            Cash                                                 81,151       0.004% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          13/08/2024                            Cash                                                 80,750       0.004% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          03/06/2024                            Cash                                                 78,559       0.004% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           28/07/2025                            Cash                                                 76,767       0.004% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           09/10/2023                            Cash                                                 74,999       0.004% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           07/10/2030                            Cash                                                 69,474       0.004% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           09/08/2023                            Cash                                                 68,975       0.004% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          31/12/2030                            Cash                                                 66,000       0.003% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           07/10/2030                            Cash                                                 64,076       0.003% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           02/10/2023                            Cash                                                 62,644       0.003% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           09/01/2025                            Cash                                                 61,191       0.003% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Put Warrant   09/10/2020                            Cash                                                 58,000       0.003% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          09/10/2020                            Cash                                                 58,000       0.003% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          15/07/2024                            Cash                                                 57,208       0.003% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          18/11/2024                            Cash                                                 57,034       0.003% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          15/07/2024                            Cash                                                 56,996       0.003% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           15/07/2030                            Cash                                                 53,737       0.003% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          04/03/2025                            Cash                                                 51,708       0.003% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          30/09/2024                            Cash                                                 51,551       0.003% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          10/10/2024                            Cash                                                 50,020       0.003% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          31/12/2030                            Cash                                                 49,179       0.003% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Call 
  Warrant      31/12/2030                            Cash                                                 49,046       0.003% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          23/08/2024                            Cash                                                 48,503       0.003% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          30/09/2024                            Cash                                                 48,382       0.003% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           02/08/2022                            Cash                                                 46,824       0.002% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           08/10/2030                            Cash                                                 44,999       0.002% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           26/02/2030                            Cash                                                 44,936       0.002% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           13/04/2028                            Cash                                                 44,075       0.002% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           02/05/2023                            Cash                                                 42,893       0.002% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          13/01/2025                            Cash                                                 41,055       0.002% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          17/11/2020                            Cash                                                 40,671       0.002% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           09/10/2023                            Cash                                                 39,999       0.002% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          03/01/2025                            Cash                                                 39,061       0.002% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           18/08/2025                            Cash                                                 38,503       0.002% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Call 
  Warrant      31/12/2030                            Cash                                                 38,490       0.002% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          11/11/2024                            Cash                                                 37,340       0.002% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           02/10/2029                            Cash                                                 36,478       0.002% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           16/09/2030                            Cash                                                 35,341       0.002% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           26/02/2030                            Cash                                                 34,078       0.002% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           25/02/2030                            Cash                                                 33,024       0.002% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          13/01/2025                            Cash                                                 30,047       0.002% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           10/12/2024                            Cash                                                 29,750       0.002% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          18/11/2024                            Cash                                                 28,969       0.002% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          01/11/2024                            Cash                                                 28,912       0.001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          11/11/2024                            Cash                                                 28,829       0.001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           29/10/2029                            Cash                                                 28,804       0.001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          03/01/2025                            Cash                                                 28,403       0.001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          31/12/2030                            Cash                                                 27,430       0.001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Call 
  Warrant      31/12/2030                            Cash                                                 27,430       0.001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          30/09/2024                            Cash                                                 27,352       0.001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          10/10/2024                            Cash                                                 25,983       0.001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          23/08/2024                            Cash                                                 25,900       0.001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          30/09/2024                            Cash                                                 25,621       0.001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Put Warrant   31/12/2030                            Cash                                                 25,000       0.001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          31/12/2030                            Cash                                                 25,000       0.001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Call Option   14/10/2020                            Cash                                                 24,097       0.001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          30/09/2024                            Cash                                                 23,924       0.001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           02/10/2023                            Cash                                                 23,012       0.001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          03/02/2025                            Cash                                                 22,871       0.001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           07/10/2030                            Cash                                                 21,077       0.001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          13/09/2024                            Cash                                                 20,977       0.001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          01/07/2024                            Cash                                                 20,609       0.001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           16/09/2030                            Cash                                                 20,200       0.001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Put Warrant   31/12/2030                            Cash                                                 20,166       0.001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          31/12/2030                            Cash                                                 20,166       0.001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          31/12/2030                            Cash                                                 20,000       0.001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Call 
  Warrant      31/12/2030                            Cash                                                 20,000       0.001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          11/11/2024                            Cash                                                 18,962       0.001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Call Option   11/11/2020                            Cash                                                 18,181       0.001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           23/09/2030                            Cash                                                 16,681       0.001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           29/08/2023                            Cash                                                 16,382       0.001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           24/09/2030                            Cash                                                 15,205       0.001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           16/09/2030                            Cash                                                 14,971       0.001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           23/09/2030                            Cash                                                 14,965       0.001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          11/11/2024                            Cash                                                 14,672       0.001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          02/12/2024                            Cash                                                 14,671       0.001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           07/10/2030                            Cash                                                 14,573       0.001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          01/11/2024                            Cash                                                 14,556       0.001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          31/12/2030                            Cash                                                 14,000       0.001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           28/07/2025                            Cash                                                 12,820       0.001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          30/09/2024                            Cash                                                 12,677       0.001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          13/09/2024                            Cash                                                 10,524       0.001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           17/06/2030                            Cash                                                 10,490       0.001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           03/05/2022                            Cash                                                 10,352       0.001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Call 
  Warrant      31/12/2030                            Cash                                                   9,380      0.0005% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           29/10/2029                            Cash                                                   9,289      0.0005% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           07/10/2030                            Cash                                                   9,220      0.0005% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           28/07/2025                            Cash                                                   9,012      0.0005% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Call Option   04/11/2020                            Cash                                                   8,872      0.0005% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           20/03/2029                            Cash                                                   8,716      0.0005% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           25/09/2030                            Cash                                                   7,938      0.0004% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           09/10/2023                            Cash                                                   7,591      0.0004% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           29/10/2029                            Cash                                                   7,051      0.0004% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          03/10/2024                            Cash                                                   7,043      0.0004% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           03/05/2022                            Cash                                                   6,533      0.0003% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           07/10/2030                            Cash                                                   5,492      0.0003% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           03/06/2030                            Cash                                                   5,359      0.0003% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Put Warrant   13/10/2020                            Cash                                                   4,922      0.0003% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          13/10/2020                            Cash                                                   4,922      0.0003% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           03/05/2022                            Cash                                                   4,854      0.0003% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          01/11/2024                            Cash                                                   4,477      0.0002% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          31/12/2030                            Cash                                                   4,000      0.0002% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Put Warrant   13/10/2020                            Cash                                                   3,453      0.0002% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          13/10/2020                            Cash                                                   3,453      0.0002% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           04/03/2030                            Cash                                                   3,412      0.0002% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          02/12/2024                            Cash                                                   3,194      0.0002% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          01/11/2024                            Cash                                                   3,063      0.0002% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           02/10/2023                            Cash                                                   2,979      0.0002% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           07/10/2030                            Cash                                                   2,623      0.0001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Call 
  Warrant      31/12/2030                            Cash                                                   2,290      0.0001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Put Warrant   09/10/2020                            Cash                                                   2,000      0.0001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          23/08/2024                            Cash                                                   1,373      0.0001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          23/08/2024                            Cash                                                   1,205      0.0001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           07/10/2030                            Cash                                                   1,133      0.0001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          31/12/2030                            Cash                                                   1,000      0.0001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Swap          31/12/2030                            Cash                                                   1,000      0.0001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Put Warrant   08/10/2020                            Physical                                               1,000      0.0001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Put Warrant   08/10/2020                            Physical                                               1,000      0.0001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Call 
  Warrant      31/12/2030                            Cash                                                      800     0.00004% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Call 
  Warrant      31/12/2030                            Cash                                                      800     0.00004% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Call Option   21/10/2020                            Cash                                                      222     0.00001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 CFD           19/07/2027                            Cash                                                          1   0.0000001% 
              -----------------------------------   ----------------  ----------------------------------------------  ------------ 
 Total Number of voting rights and percentage of 
  voting rights                                                        60,106,893                                      3.11% 
                                                                      ----------------------------------------------  ------------ 
 Additional information: Please note, total amount of voting rights have 
  been rounded to 2 decimal places therefore there is a possibility of a 
  rounding error. 
 
 
 Name of authorised officer of issuer responsible for making notification: 
  N icola Carroll FCG 
  Date of notification: 13 October 2020 
  L EI: 213800EC7997ZBLZJH69 
 

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END

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(END) Dow Jones Newswires

October 13, 2020 12:11 ET (16:11 GMT)

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