Statement of Changes in Beneficial Ownership (4)
07 Settembre 2021 - 10:26PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
|
1. Name and Address of Reporting Person
*
Shaffer Robert P |
2. Issuer Name and Ticker or Trading Symbol
FIFTH THIRD BANCORP
[
FITB
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
EVP |
|
(Last)
(First)
(Middle)
38 FOUNTAIN SQUARE PLAZA |
3. Date of Earliest Transaction
(MM/DD/YYYY)
9/2/2021 |
|
(Street)
CINCINNATI, OH 45263
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
| Common Stock | 9/2/2021 | | M | | 17731 | A | $14.36 | 68739.68 | D | |
| Common Stock | 9/2/2021 | | F | | 11359 | D | $38.69 | 57380.68 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Stock Appreciation Right | $14.36 | 9/2/2021 | | M | | | 17731 | 4/17/2012 (1) | 4/17/2022 | Common Stock | 17731.0 | $0 (2) | 0 | D | |
| Explanation of Responses: |
| (1) | Indicates grant date. Stock appreciation rights are exercisable as follows: 25% one year from grant date, 50% two years from grant date, 75% three years from grant date, and 100% four years from grant date. |
| (2) | Granted pursuant to Fifth Third Bancorp Incentive Compensation Plan. No consideration paid. |
Reporting Owners
|
| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Shaffer Robert P
38 FOUNTAIN SQUARE PLAZA
CINCINNATI, OH 45263 |
|
| EVP |
|
Signatures
|
| Christopher R. England, as Attorney-in-Fact for Robert P. Shaffer | | 9/7/2021 |
| **Signature of Reporting Person | Date |
Grafico Azioni Fifth Third Bancorp (NASDAQ:FITB)
Storico
Da Mar 2024 a Apr 2024
Grafico Azioni Fifth Third Bancorp (NASDAQ:FITB)
Storico
Da Apr 2023 a Apr 2024
