Statement of Changes in Beneficial Ownership (4)
14 Settembre 2021 - 6:24PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Curless Michael S |
2. Issuer Name and Ticker or Trading Symbol
Prologis, Inc.
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PLD
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Chief Customer Officer |
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(Last)
(First)
(Middle)
C/O PROLOGIS, INC., PIER 1, BAY 1 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
9/10/2021 |
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(Street)
SAN FRANCISCO, CA 94111
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| LTIP Units | $0.00 (1) | 6/3/2021 | 6/3/2021 | G |
V
| | 96003 | (1) | (1) | Common Stock | 96003 | $0.01 | 685658 | D | |
| LTIP Units | $0.00 (1) | 6/3/2021 | 6/3/2021 | A |
V
| 96003 | | (1) | (1) | Common Stock | 96003 | $0.01 | 96003 | I | By Curless LLC (2) |
| LTIP Units | $0.00 (1) | 9/10/2021 | 9/10/2021 | M | | | 80000 | (3) | (3) | Common Stock | 80000 | $0.01 | 605658 | D | |
| Explanation of Responses: |
| (1) | Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each vested LTIP Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in Prologis, L.P. (a "Common Unit"). Each Common Unit acquired upon conversion of a vested LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of Common Stock of the Company (the "Common Stock"), except that the Company may, at its election, acquire each Common Unit so presented for one share of Common Stock. The rights to convert vested LTIP Units into Common Units and redeem Common Units have no expiration dates. |
| (2) | Represents LTIP Units transferred to a Limited Liability Company (LLC) where the reporting person is the sole member. |
| (3) | Conversion of LTIP Units (the "LTIP Units") of Prologis, L.P. into common units of Prologis, L.P. (the "Common Units") and redemption of
Common Units for cash. The units have no exercisable date or expiration date. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Curless Michael S
C/O PROLOGIS, INC., PIER 1, BAY 1
SAN FRANCISCO, CA 94111 |
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| Chief Customer Officer |
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Signatures
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| /s/ Tammy Colvocoresses, attorney in fact for Michael S. Curless | | 9/14/2021 |
| **Signature of Reporting Person | Date |
Grafico Azioni Prologis (NYSE:PLD)
Storico
Da Mar 2024 a Apr 2024
Grafico Azioni Prologis (NYSE:PLD)
Storico
Da Apr 2023 a Apr 2024
