Statement of Changes in Beneficial Ownership (4)
14 Settembre 2021 - 10:21PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
|
1. Name and Address of Reporting Person
*
Fato Luciana |
2. Issuer Name and Ticker or Trading Symbol
AMERICAN INTERNATIONAL GROUP, INC.
[
AIG
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
EVP, GC, Comms & Govt Affairs |
|
(Last)
(First)
(Middle)
C/O AMERICAN INTERNATIONAL GROUP, INC., 1271 AVE OF THE AMERICAS |
3. Date of Earliest Transaction
(MM/DD/YYYY)
9/10/2021 |
|
(Street)
NEW YORK, NY 10020-1304
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
| Common Stock | 9/10/2021 | | M | | 17561.0000 (1) | A | $0.0000 | 46154.0000 | D | |
| Common Stock | 9/13/2021 | | F | | 10077.0000 (2) | D | $55.1200 (3) | 36077.0000 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Restricted Stock Units | (4) | 9/10/2021 | | M | | | 17561.0000 (1) | (1) | (1) | Common Stock | 17561.0000 | $0.0000 | 17559.0000 | D | |
| Explanation of Responses: |
| (1) | Represents AIG Common Stock underlying the Restricted Stock Units (including related dividend equivalent rights in the form of Restricted Stock Units) granted on September 10, 2020 that vested on September 10, 2021. The remaining Restricted Stock Units (including any related dividend equivalent rights in the form of Restricted Stock Units) granted on September 10, 2020 vest on September 10, 2022, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock. |
| (2) | Represents shares withheld for the payment of taxes in connection with the settlement in AIG Common Stock of the Restricted Stock Units (including dividend equivalent rights in the form of Restricted Stock Units) that vested on September 10, 2021. |
| (3) | The number of shares withheld for taxes was determined based on local withholding requirements and was based on AIG's closing share price on September 13, 2021. |
| (4) | The securities convert to AIG Common Stock on a 1-to-1 basis. |
Reporting Owners
|
| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Fato Luciana
C/O AMERICAN INTERNATIONAL GROUP, INC.
1271 AVE OF THE AMERICAS
NEW YORK, NY 10020-1304 |
|
| EVP, GC, Comms & Govt Affairs |
|
Signatures
|
| /s/ Alanna Franco, attorney-in-fact | | 9/14/2021 |
| **Signature of Reporting Person | Date |
Grafico Azioni American (NYSE:AIG)
Storico
Da Mar 2024 a Apr 2024
Grafico Azioni American (NYSE:AIG)
Storico
Da Apr 2023 a Apr 2024
