Statement of Changes in Beneficial Ownership (4)
25 Ottobre 2021 - 10:19PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
|
1. Name and Address of Reporting Person
*
Brady Amy G. |
2. Issuer Name and Ticker or Trading Symbol
KEYCORP /NEW/
[
KEY
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Chief Information Officer |
|
(Last)
(First)
(Middle)
C/O KEYCORP, 127 PUBLIC SQUARE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
10/22/2021 |
|
(Street)
CLEVELAND, OH 44114
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
| Common Shares | 10/22/2021 | | M | | 14084 | A | $9.33 | 135955 | D | |
| Common Shares | 10/22/2021 | | M | | 10456 | A | $12.92 | 146411 | D | |
| Common Shares | 10/22/2021 | | M | | 30373 | A | $10.49 | 176784 | D | |
| Common Shares | 10/22/2021 | | S | | 66549 | D | $24.18 (1)(2) | 110235 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Options to Buy | $9.33 | 10/22/2021 | | M | | | 14084 | (3) | 3/1/2023 | Common Shares | 14084.0 | $0 | 0 | D | |
| Options to Buy | $12.92 | 10/22/2021 | | M | | | 10456 | (4) | 2/17/2024 | Common Shares | 10456.0 | $0 | 0 | D | |
| Options to Buy | $10.49 | 10/22/2021 | | M | | | 30373 | (5) | 2/15/2026 | Common Shares | 30373.0 | $0 | 0 | D | |
| Explanation of Responses: |
| (1) | The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.16 to $24.19. |
| (2) | The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
| (3) | This option vested in four equal annual installments ending on March 1, 2017. |
| (4) | This option vested in four equal annual installments ending on February 17, 2018. |
| (5) | This option vested in four equal annual installments ending on February 17, 2020. |
Reporting Owners
|
| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Brady Amy G.
C/O KEYCORP
127 PUBLIC SQUARE
CLEVELAND, OH 44114 |
|
| Chief Information Officer |
|
Signatures
|
| Carrie A. Benedict POA for Amy G. Brady | | 10/25/2021 |
| **Signature of Reporting Person | Date |
Grafico Azioni KeyCorp (NYSE:KEY)
Storico
Da Mar 2024 a Apr 2024
Grafico Azioni KeyCorp (NYSE:KEY)
Storico
Da Apr 2023 a Apr 2024
