Surface Transforms PLC Exercise of Options (9517V)
19 Aprile 2021 - 06:46PM
UK Regulatory
TIDMSCE
RNS Number : 9517V
Surface Transforms PLC
19 April 2021
Surface Transforms plc
("Surface Transforms" or the "Company")
Exercise of Options
Surface Transforms (AIM: SCE) announces that the Company was
notified on 16 April 2021 that Steve Harvey, who is a PDMR, has
exercised options over a total of 70,000 ordinary shares of 1p each
in the Company ("Ordinary Shares"). The options were exercised at a
price of 15.25p per Ordinary Share. Mr. Harvey intends to register
the Ordinary Shares in his ISA. Following the option exercise Mr.
Harvey will be beneficially interested in 153,665 Ordinary
Shares.
Admission and Total Voting Rights
The new Ordinary Shares will, when issued, rank pari passu in
all respects with the existing Ordinary Shares of the Company.
Application will be made for the 70,000 new Ordinary Shares to be
admitted to trading on AIM and dealings are expected to commence at
8.00 a.m. on 23 April 2021. Following Admission, the total number
of voting rights in the Company will be 195,108,319 and
shareholders may use this figure as the denominator for the
calculations by which they will determine if they are required to
notify their interest in, or a change to their interest in, the
Company under the FCA's Disclosure Guidance and Transparency
Rules.
For enquiries, please contact:
Surface Transforms plc. +44 151 356 2141
David Bundred, Chairman
Kevin Johnson, CEO
Michael Cunningham CFO
Zeus Capital Limited (Nominated Advisor and Joint Broker) +44 203 829 5000
Dan Bate / David Foreman / Jordan Warburton (Corporate
Finance)
Dominic King (Corporate Broking)
finnCap Ltd (Joint Broker) +44 20 7220 0500
Ed Frisby / Giles Rolls (Corporate Finance)
Richard Chambers (ECM)
For further Company details, visit www.surfacetransforms.com
Notification and public disclosure of transactions by Persons
Discharging Managerial Responsibilities ("PDMR") and persons
closely associated with them ("PCA")
Notification of a Transaction pursuant to Article 19(1) of Regulation
(EU) No. 596/2014
1 Details of the person discharging managerial responsibilities/person
closely associated
--- --------------------------------------------------------------------------------------------------
a. Name Mr. Steve Harvey
-----------------------------------------------------
2 Reason for notification
------------------------------------------- -----------------------------------------------------
a. Position/Status PDMR
------------------------------------------- -----------------------------------------------------
b. Initial notification/ Initial Notification
Amendment
------------------------------------------- -----------------------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
--------------------------------------------------------------------------------------------------
a. Name Surface Transforms plc
-------------------------------------------
b. LEI 213800GQHNJPE5O8XO79
------------------------------------------- -----------------------------------------------------
Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions have
been conducted
--- --------------------------------------------------------------------------------------------------
a. Description of Ordinary Shares of 1p each
the financial
instrument, type
of instrument
ISIN: GB0002892528
Identification
Code
------------------------------------------- -----------------------------------------------------
b. Nature of the Exercise of Options for Ordinary Shares in
transaction the Company
------------------------------------------- -----------------------------------------------------
c. Price(s) and volume(s) Price(s) Volume(s)
* Transaction 1 (Purchase) 15.25p 70,000
----------
------------------------------------------- -----------------------------------------------------
d. Aggregated information Price(s) Aggregated volume(s) Aggregated Total
* Transaction 1 15.25p 70,000 GBP10,675
--------------------- -----------------
(purchase)
------------------------------------------- -----------------------------------------------------
e. Date of the transaction 16/04/2021
------------------------------------------- -----------------------------------------------------
f. Place of the transaction London Stock Exchange
------------------------------------------- -----------------------------------------------------
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END
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April 19, 2021 12:46 ET (16:46 GMT)
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