TIDMSCE

RNS Number : 3686W

Surface Transforms PLC

22 April 2021

Surface Transforms plc

("Surface Transforms" or the "Company")

PDMR Dealing

Surface Transforms plc (AIM: SCE) announces that Steve Harvey, a PDMR, purchased 33,665 ordinary shares of 1p each in the Company ("Ordinary Shares") pursuant to the open offer and excess open offer in May 2020.

Mr. Harvey remains beneficially interested in 153,665 Ordinary Shares, as announced on 19 April 2021 following his recent exercise of options.

For Enquiries please contact

 
                                    +44 151 356 
     Surface Transforms plc.               2141 
     David Bundred, Chairman 
     Kevin Johnson, CEO 
     Michael Cunningham CFO 
 
 
     Zeus Capital Limited (Nominated Advisor and        +44 203 829 
      Joint Broker)                                            5000 
     David Foreman / Dan Bate / Jordan Warburton 
      (Corporate Finance) 
     Dominic King (Corporate Broking) 
 
 
                                                        +44 20 7220 
     finnCap Ltd (Joint Broker)                                0500 
     Ed Frisby / Giles Rolls (Corporate Finance) 
     Richard Chambers (ECM) 
 

The notifications below are made in accordance with the requirements of the EU Market Abuse Regulation as it forms part of UK domestic law by virtue of the European Union (Withdrawal) Act 2018.

Notification and public disclosure of transactions by Persons Discharging Managerial Responsibilities ("PDMR") and persons closely associated with them ("PCA")

 
     Notification of a Transaction pursuant to Article 19(1) of Regulation 
      (EU) No. 596/2014 
     1        Details of the person discharging managerial responsibilities/person 
               closely associated 
-------  ---------------------------------------------------------------------------------------------- 
     a.       Name                                     Steven Harvey 
                                                  ----------------------------------------------------- 
     2        Reason for notification 
         ---------------------------------------  ----------------------------------------------------- 
     a.       Position/Status                          PDMR 
         ---------------------------------------  ----------------------------------------------------- 
     b.       Initial notification/                    Initial Notification 
               Amendment 
         ---------------------------------------  ----------------------------------------------------- 
     3        Details of the issuer, emission allowance market participant, 
               auction platform, auctioneer or auction monitor 
         ---------------------------------------------------------------------------------------------- 
     a.       Name                                     Surface Transforms plc 
         --------------------------------------- 
     b.       LEI                                      213800GQHNJPE5O8XO79 
         ---------------------------------------  ----------------------------------------------------- 
     4        Details of the transaction(s): section to be repeated for 
               (i) each type of instrument; (ii) each type of transaction; 
               (iii) each date; and (iv) each place where transactions have 
               been conducted 
-------  ---------------------------------------------------------------------------------------------- 
     a.       Description of                           Ordinary Shares of 1p each 
               the financial 
               instrument, type 
               of instrument 
                                                        ISIN: GB0002892528 
               Identification 
               Code 
         ---------------------------------------  ----------------------------------------------------- 
     b.       Nature of the                            Purchase of 7,155 shares at 13p pursuant 
               transaction                              to the open offer that was announced on 9 
                                                        April 2020, the new shares being admitted 
                                                        to trading on AIM on 4 May 2020. 
         ---------------------------------------  ----------------------------------------------------- 
     c.                   Price(s) and volume(s)            Price(s)       Volume(s) 
                                                             13.0p          7,155 
                            *    Transaction                           -------------- 
         ---------------------------------------  ----------------------------------------------------- 
     d.   Aggregated information                            Price(s)       Aggregated       Aggregated 
                                                                             volume(s)        Total 
            *    Transaction                                 13.0p          7,155            GBP930.15 
                                                                       ---------------  --------------- 
 
 
           - 
         ---------------------------------------  ----------------------------------------------------- 
     e.       Date of the transaction                  4 May 2020 
         ---------------------------------------  ----------------------------------------------------- 
     f.       Place of the transaction                 London Stock Exchange 
         ---------------------------------------  ----------------------------------------------------- 
 
 
     Notification of a Transaction pursuant to Article 19(1) of Regulation 
      (EU) No. 596/2014 
     1        Details of the person discharging managerial responsibilities/person 
               closely associated 
-------  --------------------------------------------------------------------------------------------------------- 
     a.       Name                                     Steven Harvey 
                                                  ---------------------------------------------------------------- 
     2        Reason for notification 
         ---------------------------------------  ---------------------------------------------------------------- 
     a.       Position/Status                          PDMR 
         ---------------------------------------  ---------------------------------------------------------------- 
     b.       Initial notification/                    Initial Notification 
               Amendment 
         ---------------------------------------  ---------------------------------------------------------------- 
     3        Details of the issuer, emission allowance market participant, 
               auction platform, auctioneer or auction monitor 
         --------------------------------------------------------------------------------------------------------- 
     a.       Name                                     Surface Transforms plc 
         --------------------------------------- 
     b.       LEI                                      213800GQHNJPE5O8XO79 
         ---------------------------------------  ---------------------------------------------------------------- 
     4        Details of the transaction(s): section to be repeated for 
               (i) each type of instrument; (ii) each type of transaction; 
               (iii) each date; and (iv) each place where transactions have 
               been conducted 
-------  --------------------------------------------------------------------------------------------------------- 
     a.       Description of                           Ordinary Shares of 1p each 
               the financial 
               instrument, type 
               of instrument 
                                                        ISIN: GB0002892528 
               Identification 
               Code 
         ---------------------------------------  ---------------------------------------------------------------- 
     b.       Nature of the                            Purchase of 26,510 shares at 13p pursuant 
               transaction                              to the excess open offer that was announced 
                                                        on 4 May 2020, the new shares being admitted 
                                                        to trading on AIM on 26 May 2020 
         ---------------------------------------  ---------------------------------------------------------------- 
     c.                   Price(s) and volume(s)            Price(s)       Volume(s) 
                                                             13.0p          26,510 
                            *    Transaction                           -------------- 
         ---------------------------------------  ---------------------------------------------------------------- 
     d.   Aggregated information                            Price(s)       Aggregated volume(s)       Aggregated 
                                                                                                        Total 
            *    Transaction                                 13.0p          26,510                     GBP3,446.30 
                                                                       -------------------------  ---------------- 
 
 
           - 
         ---------------------------------------  ---------------------------------------------------------------- 
     e.       Date of the transaction                  26 May 2020 
         ---------------------------------------  ---------------------------------------------------------------- 
     f.       Place of the transaction                 London Stock Exchange 
         ---------------------------------------  ---------------------------------------------------------------- 
 

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END

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April 22, 2021 12:39 ET (16:39 GMT)

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