Notification and public disclosure of
transactions by persons discharging managerial responsibilities and
persons closely associated with them
| 1. |
Details of the person
discharging managerial responsibilities / person closely
associated |
| (a) |
Name |
Thong Nguyen |
| 2. |
Reason for the
notification |
| (a) |
Position/status |
President, Retail
Banking and Co-Head, Consumer Banking |
| (b) |
Initial notification/ Amendment |
Initial
Notification |
| 3. |
Details of the
issuer, emission allowance market participant, auction platform,
auctioneer or auction monitor |
| (a) |
Name |
Bank of America
Corporation |
| (b) |
LEI |
9DJT3UXIJIZJI4WXO774 |
| 4. |
Details of the
transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and
(iv) each place where transactions have been conducted |
| (a) |
Description of the financial
instrument, type of instrument |
2016 Restricted Stock
Units (RSUs) (derivative security linked to the issuer’s common
stock) |
| Identification code |
N/A (No ISIN Code) |
| (b) |
Nature of the transaction |
Vesting of 2016 RSUs
(share settled) |
| (c) |
Price(s)
and volume(s) |
|
|
Price(s) |
Volume(s) |
|
|
USD 0.00 |
44,841 |
|
|
| (d) |
Aggregated
information
- Aggregated volume
- Price |
N/A |
| (e) |
Date of the transaction |
2018-02-15 |
| (f) |
Place of the transaction |
Outside a
trading venue |
| 5. |
Details of the
transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and
(iv) each place where transactions have been conducted |
| (a) |
Description of the financial
instrument, type of instrument |
Shares of common
stock |
| Identification code |
US0605051046 |
| (b) |
Nature of the transaction |
Acquisition of shares of
common stock upon vesting of 2016 RSUs (share settled) |
| (c) |
Price(s)
and volume(s) |
|
|
Price(s) |
Volume(s) |
|
|
USD 32.21 |
24,236 |
|
|
| (d) |
Aggregated
information
- Aggregated volume
- Price |
N/A |
| (e) |
Date of the transaction |
2018-02-15 |
| (f) |
Place of the transaction |
Outside a trading
venue |
| 6. |
Details of the
transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and
(iv) each place where transactions have been conducted |
| (a) |
Description of the financial
instrument, type of instrument |
Shares of common
stock |
| Identification code |
US0605051046 |
| (b) |
Nature of the transaction |
Shares returned to
issuer for taxes upon vesting of 2016 RSUs (share settled) |
| (c) |
Price(s)
and volume(s) |
|
|
Price(s) |
Volume(s) |
|
|
USD 32.21 |
20,605 |
|
|
| (d) |
Aggregated
information
- Aggregated volume
- Price |
N/A |
| (e) |
Date of the transaction |
2018-02-15 |
| (f) |
Place of the transaction |
Outside a trading
venue |
| 7. |
Details of the
transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and
(iv) each place where transactions have been conducted |
| (a) |
Description of the financial
instrument, type of instrument |
2017 Restricted Stock
Units (RSUs) (derivative security linked to the issuer’s common
stock) |
| Identification code |
N/A (No ISIN Code) |
| (b) |
Nature of the transaction |
Vesting of 2017 RSUs
(share settled) |
| (c) |
Price(s)
and volume(s) |
|
|
Price(s) |
Volume(s) |
|
|
USD 0.00 |
30,700 |
|
|
| (d) |
Aggregated
information
- Aggregated volume
- Price |
N/A |
| (e) |
Date of the transaction |
2018-02-15 |
| (f) |
Place of the transaction |
Outside a
trading venue |
| 8. |
Details of the
transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and
(iv) each place where transactions have been conducted |
| (a) |
Description of the financial
instrument, type of instrument |
Shares of common
stock |
| Identification code |
US0605051046 |
| (b) |
Nature of the transaction |
Acquisition of shares of
common stock upon vesting of 2017 RSUs (share settled) |
| (c) |
Price(s)
and volume(s) |
|
|
Price(s) |
Volume(s) |
|
|
USD 32.21 |
16,386 |
|
|
| (d) |
Aggregated
information
- Aggregated volume
- Price |
N/A |
| (e) |
Date of the transaction |
2018-02-15 |
| (f) |
Place of the transaction |
Outside a trading
venue |
| 9. |
Details of the
transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and
(iv) each place where transactions have been conducted |
| (a) |
Description of the financial
instrument, type of instrument |
Shares of common
stock |
| Identification code |
US0605051046 |
| (b) |
Nature of the transaction |
Shares returned to
issuer for taxes upon vesting of 2017 RSUs (share settled) |
| (c) |
Price(s)
and volume(s) |
|
|
Price(s) |
Volume(s) |
|
|
USD 32.21 |
14,314 |
|
|
| (d) |
Aggregated
information
- Aggregated volume
- Price |
N/A |
| (e) |
Date of the transaction |
2018-02-15 |
| (f) |
Place of the transaction |
Outside a trading
venue |