TIDMBOKU

RNS Number : 9120C

Boku Inc

04 October 2018

TR-1: Standard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and 
  to the FCA in Microsoft Word format if possible)(i) 
 
 1a. Identity of the issuer or the                                              BOKU, INC 
  underlying issuer of existing shares 
  to which voting rights are attached(ii) 
  : 
                                                             ----------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer (please mark with 
  an "X" if appropriate) 
 Non-UK issuer                                                                                            x 
                                                                                                        ---- 
 2. Reason for the notification (please mark the appropriate box or boxes 
  with an "X") 
 An acquisition or disposal of voting rights                                                              x 
                                                                                                        ---- 
 An acquisition or disposal of financial instruments 
                                                                                                        ---- 
 An event changing the breakdown of voting rights 
                                                                                                        ---- 
 Other (please specify)(iii) : 
                                                                                                        ---- 
 3. Details of person subject to the notification obligation(iv) 
 Name                                                         Index Venture Associates IV Limited 
 City and country of registered office                        St. Helier, Jersey, Channel Islands 
  (if applicable) 
 4. Full name of shareholder(s) (if different from 3.)(v) 
 Name                                                         Index Ventures IV (Jersey) L.P. and 
                                                               Index Ventures IV Parallel Entrepreneur 
                                                               Fund (Jersey) L.P. 
                                                             ----------------------------------------------- 
 City and country of registered office                        St. Helier, Jersey, Channel Islands 
  (if applicable) 
                                                             ----------------------------------------------- 
 5. Date on which the threshold was                           28/09/2018 
  crossed or reached(vi) : 
                                                             ----------------------------------------------- 
 6. Date on which issuer notified (DD/MM/YYYY):               03/10/2018 
                                                             ----------------------------------------------- 
 7. Total positions of person(s) subject to the notification obligation 
                              % of voting       % of voting rights      Total of both    Total number 
                            rights attached      through financial       in % (8.A +      of voting rights 
                            to shares (total        instruments              8.B)         of issuer(vii) 
                                of 8. A)           (total of 8.B 
                                                     1 + 8.B 2) 
                          ------------------  ----------------------  ----------------  -------------------- 
 Resulting situation 
  on the date 
  on which threshold 
  was crossed 
  or reached               2.80%                                       2.80%             222,857,944 
                          ------------------  ----------------------  ----------------  -------------------- 
 Position of 
  previous notification 
  (if 
  applicable)              3.7%                                        3.7% 
                          ------------------  ----------------------  ----------------  -------------------- 
 
 
 
 8. Notified details of the resulting situation on the date on which the 
  threshold was crossed or reached(viii) 
 A: Voting rights attached to shares 
 Class/type of      Number of voting rights(ix)                              % of voting rights 
  shares 
  ISIN code (if 
  possible) 
                            Direct                      Indirect                      Direct                  Indirect 
                      (Art 9 of Directive         (Art 10 of Directive          (Art 9 of Directive     (Art 10 of Directive 
                          2004/109/EC)                2004/109/EC)             2004/109/EC) (DTR5.1)        2004/109/EC) 
                            (DTR5.1)                   (DTR5.2.1)                                            (DTR5.2.1) 
                                             ----------------------------- 
 USU7744C1063       6,250,292                                                2.80% 
                   ------------------------  -----------------------------  -------------------------  --------------------- 
 
 
 SUBTOTAL 8. A                            6,250,292                                               2.80% 
                   -------------------------------------------------------  ------------------------------------------------ 
 
 B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC 
  (DTR5.3.1.1 (a)) 
 Type of            Expiration   Exercise/                            Number of voting                  % of voting 
  financial          date(x)      Conversion Period(xi)                rights that may                   rights 
  instrument                                                           be acquired if 
                                                                       the instrument 
                                                                       is 
                                                                       exercised/converted. 
                   -----------  -----------------------------------  --------------------------------  --------------------- 
 
 
 
                                 SUBTOTAL 8. B 1 
                                -----------------------------------  --------------------------------  --------------------- 
 
 B 2: Financial Instruments with similar economic effect according to 
  Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) 
 Type of       Expiration        Exercise/               Physical or              Number of             % of voting 
  financial     date(x)           Conversion              cash                     voting rights         rights 
  instrument                      Period (xi)             settlement(xii) 
              ----------------  ----------------------  -----------------------  -------------------- 
 
 
 
                                                         SUBTOTAL 8.B.2 
                                                        -----------------------  -------------------- 
 
 
 
 
 9. Information in relation to the person subject to the notification 
  obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is not controlled                          x 
  by any natural person or legal entity and does not control any other 
  undertaking(s) holding directly or indirectly an interest in the 
  (underlying) issuer(xiii) 
 Full chain of controlled undertakings through which the voting rights 
  and/or the 
  financial instruments are effectively held starting with the ultimate 
  controlling natural person or legal entity(xiv) (please add additional 
  rows as necessary) 
     Name(xv)          % of voting rights      % of voting rights       Total of both if 
                         if it equals or        through financial        it equals or is 
                       is higher than the       instruments if it        higher than the 
                      notifiable threshold     equals or is higher     notifiable threshold 
                                               than the notifiable 
                                                    threshold 
                    -----------------------  ---------------------  ------------------------ 
 
 
 
 
 
 
 10. In case of proxy voting, please identify: 
 Name of the proxy holder                     N/A 
                                             ----------------------------------------------- 
 The number and % of voting rights            N/A 
  held 
                                             ----------------------------------------------- 
 The date until which the voting rights       N/A 
  will be held 
                                             ----------------------------------------------- 
 
 11. Additional information(xvi) 
 Index Venture Associates IV Limited acts as managing general partner 
  of Index Ventures IV (Jersey) L.P. and Index Ventures IV Parallel Entrepreneur 
  Fund (Jersey) L.P.. As of the date of this notification Index Ventures 
  IV (Jersey) L.P. holds 5,708,441 shares (2.57%) in the issuer and Index 
  Ventures IV Parallel Entrepreneur Fund (Jersey) L.P. holds 541,851 shares 
  (0.24%) in the issuer. 
 
 
 
 Place of completion   Jersey, Channel Islands 
 Date of completion    03/10/2018 
                      ------------------------ 
 

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END

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October 04, 2018 02:00 ET (06:00 GMT)

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