4d Pharma PLC Holding(s) in Company

Data : 05/11/2019 @ 18:36
Fonte : UK Regulatory (RNS & others)
Titolo : 4d Pharma Plc (DDDD)
Quotazione : 41.0  1.0 (2.50%) @ 17:35
Quotazione 4d Pharma Grafico

4d Pharma PLC Holding(s) in Company


RNS Number : 3831S

4d Pharma PLC

05 November 2019

TR-1: Standard form for notification of major holdings

 1a. Identity of the issuer or the                       4d Pharma PLC 
  underlying issuer of existing shares                    LEI: 213800O49VYSXWE2ZD52 
  to which voting rights are attached(ii) 
 1b. Please indicate if the issuer is a non-UK issuer (please mark with 
  an "X" if appropriate) 
 Non-UK issuer 
 2. Reason for the notification (please mark the appropriate box or boxes 
  with an "X") 
 An acquisition or disposal of voting rights                                                             X 
 An acquisition or disposal of financial instruments 
 An event changing the breakdown of voting rights 
 Other (please specify)(iii) : 
 3. Details of person subject to the notification obligation(iv) 
 Name                                                    Invesco Ltd. 
 City and country of registered office                   1555 Peachtree Street NE, Suite 1800, 
  (if applicable)                                         Atlanta, GA 30309 United States 
 4. Full name of shareholder(s) (if different from 3.)(v) 
 City and country of registered office 
  (if applicable) 
 5. Date on which the threshold was                      01-11-2019 
  crossed or reached(vi) : 
 6. Date on which issuer notified (DD/MM/YYYY):          05-11-2019 
 7. Total positions of person(s) subject to the notification obligation 
                                     % of voting         % of voting rights     Total of both    Total number 
                                    rights attached       through financial      in % (8.A +      of voting rights 
                                   to shares (total          instruments             8.B)         of issuer(vii) 
                                       of 8. A)             (total of 8.B 
                                                             1 + 8.B 2) 
                               -----------------------  --------------------  ----------------  ------------------ 
 Resulting situation 
  on the date 
  on which threshold 
  was crossed 
  or reached                         Less than 5%                 0             Less than 5%        65,493,842 
                               -----------------------  --------------------  ----------------  ------------------ 
 Position of 
  previous notification 
  applicable)                           13.99%                    0                13.99% 
                               -----------------------  --------------------  ----------------  ------------------ 
 8. Notified details of the resulting situation on the date on which the 
  threshold was crossed or reached(viii) 
 A: Voting rights attached to shares 
 Class/type of       Number of voting rights(ix)                        % of voting rights 
  ISIN code (if 
                            Direct                   Indirect                         Direct                       Indirect 
                      (Art 9 of Directive      (Art 10 of Directive             (Art 9 of Directive          (Art 10 of Directive 
                          2004/109/EC)             2004/109/EC)                2004/109/EC) (DTR5.1)             2004/109/EC) 
                            (DTR5.1)                (DTR5.2.1)                                                    (DTR5.2.1) 
                                                        0                                                        Less than 5% 
                    ----------------------  -------------------------  -----------------------------------  --------------------- 
 SUBTOTAL 8. A                              0                                                 Less than 5% 
                    -------------------------------------------------  ---------------------------------------------------------- 
 B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC 
  (DTR5.3.1.1 (a)) 
 Type of financial   Expiration            Exercise/                  Number of voting                       % of voting 
  instrument          date(x)               Conversion Period(xi)      rights that may                        rights 
                                                                       be acquired if 
                                                                       the instrument 
                    --------------------  -------------------------  -------------------------------------  --------------------- 
                                           SUBTOTAL 8. B 1 
                                          -------------------------  -------------------------------------  --------------------- 
 B 2: Financial Instruments with similar economic effect according to 
  Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) 
 Type of           Expiration              Exercise/                Physical or           Number of          % of voting 
 financial          date(x)                Conversion               cash                   voting rights      rights 
 instrument                                Period (xi)              settlement(xii) 
                  ----------------------  -----------------------  --------------------  ----------------- 
                                                                    SUBTOTAL 8.B.2 
                                                                   --------------------  ----------------- 
 9. Information in relation to the person subject to the notification 
  obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is not controlled 
  by any natural person or legal entity and does not control any other 
  undertaking(s) holding directly or indirectly an interest in the 
  (underlying) issuer(xiii) 
 Full chain of controlled undertakings through which the voting rights                    X 
  and/or the 
  financial instruments are effectively held starting with the ultimate 
  controlling natural person or legal entity(xiv) (please add additional 
  rows as necessary) 
         Name(xv)             % of voting rights        % of voting rights        Total of both if 
                                  if it equals           through financial         it equals or is 
                                  or is higher           instruments if it         higher than the 
                              than the notifiable       equals or is higher      notifiable threshold 
                                   threshold            than the notifiable 
                           ------------------------  ------------------------  ---------------------- 
 Invesco Asset 
  Management Limited.                 0%                         0                       0% 
                           ------------------------  ------------------------  ---------------------- 
 10. In case of proxy voting, please identify: 
 Name of the proxy holder                                            Invesco (UK) Ltd. 
 The number and % of voting rights                                          N/A 
 The date until which the voting rights                                     N/A 
  will be held 
 11. Additional information(xvi) 
 Place of completion   Henley-on-Thames 
 Date of completion       05-11-2019 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.



(END) Dow Jones Newswires

November 05, 2019 12:36 ET (17:36 GMT)

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