Spectra Systems Corporation Holding(s) in Company (0199T)
11 Novembre 2019 - 4:30PM
UK Regulatory
TIDMSPSY TIDMSPSC
RNS Number : 0199T
Spectra Systems Corporation
11 November 2019
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer
and to the FCA in Microsoft Word format if possible)(i)
1a. Identity of the issuer or Spectra Systems Corporation
the underlying issuer of existing
shares to which voting rights
are attached(ii) :
-------------------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark
with an "X" if appropriate)
Non-UK issuer
------------------
2. Reason for the notification (please mark the appropriate box
or boxes with an "X")
An acquisition or disposal of voting rights ü
------------------
An acquisition or disposal of financial instruments
------------------
An event changing the breakdown of voting rights
------------------
Other (please specify)(iii) :
------------------
3. Details of person subject to the notification obligation(iv)
Name Sandon Capital Investments Ltd
City and country of registered Sydney, Australia
office (if applicable)
4. Full name of shareholder(s) (if different from 3.)(v)
Name WH Ireland Ltd Clients Settlement
Acc. (4,155,000)
Macquarie (100,000)
-------------------------------------------------------------
City and country of registered
office (if applicable)
-------------------------------------------------------------
5. Date on which the threshold 13 September 2019
was crossed or reached(vi) :
-------------------------------------------------------------
6. Date on which issuer notified 11 November 2019
(DD/MM/YYYY):
-------------------------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting Total of both Total number of
rights attached rights through in % (8.A + voting rights of
to shares (total financial instruments 8.B) issuer(vii)
of 8. A) (total of
8.B 1 + 8.B
2)
-------------------- ----------------------- ---------------- ------------------
Resulting
situation
on the date
on which threshold
was crossed
or reached 9.27% 9.27% 4,255,000
-------------------- ----------------------- ---------------- ------------------
Position of
previous notification
(if
applicable)
-------------------- ----------------------- ---------------- ------------------
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached(viii)
A: Voting rights attached to shares
Class/type Number of voting rights(ix) % of voting rights
of
shares
ISIN code (if
possible)
-----------------------------------------
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of (Art 9 of Directive (Art 10 of
2004/109/EC) Directive 2004/109/EC) Directive
(DTR5.1) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.2.1) (DTR5.2.1)
---------------------- ----------------- ------------------------------ -----------------
US84756T1060 4,255,000 9.27%
---------------------- ----------------- ------------------------------ -----------------
SUBTOTAL 8.
A
----------------------------------------- -------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date(x) Conversion rights that may rights
Period(xi) be acquired if
the instrument
is
exercised/converted.
--------------------- ------------------ ------------------------------ -----------------
SUBTOTAL 8. B
1
---------------------------------------- ------------------------------ -----------------
B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical Number % of voting
financial date(x) Conversion or cash of voting rights
instrument Period (xi) settlement(xii) rights
---------------------- ------------------ ----------------- -----------
SUBTOTAL
8.B.2
----------------- -----------
9. Information in relation to the person subject to the notification
obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control
any other undertaking(s) holding directly or indirectly an
interest in the (underlying) issuer(xiii)
Full chain of controlled undertakings through which the voting
rights and/or the financial instruments are effectively held
starting with the ultimate controlling natural person or legal
entity(xiv) (please add additional rows as necessary)
Name(xv) % of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is higher
is higher than instruments if than the notifiable
the notifiable it equals or is threshold
threshold higher than the
notifiable threshold
---------------------- ------------------------- ------------------------
Sandon Capital
Investments Ltd 9.27% 9.27%
---------------------- ------------------------- ------------------------
Mercantile Investment
Company Ltd 9.27% 9.27%
---------------------- ------------------------- ------------------------
WH Ireland Ltd
Client Settlement
Account 9.05% 9.05%
---------------------- ------------------------- ------------------------
Macquarie 0.2% 0.2%
---------------------- ------------------------- ------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
---------------------------------------------------
The number and % of voting rights
held
---------------------------------------------------
The date until which the voting
rights will be held
---------------------------------------------------
11. Additional information(xvi)
Sandon Capital Investments Ltd acquired its interest in Spectra
Systems Corporation following its takeover of Mercantile Investment
Company Ltd on 13 September 2019, when Sandon Capital Investments
Ltd shares were issued to Mercantile Investment Company Ltd shareholders
as consideration.
Place of completion Sydney, Australia
Date of completion 11 November 2019
------------------
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
END
HOLBUBDBUDBBGCB
(END) Dow Jones Newswires
November 11, 2019 10:30 ET (15:30 GMT)
Grafico Azioni Spectra Systems (LSE:SPSY)
Storico
Da Mar 2024 a Apr 2024
Grafico Azioni Spectra Systems (LSE:SPSY)
Storico
Da Apr 2023 a Apr 2024