TIDMSOPH
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interests and short
positions disclosed, if different from 1(a):
The naming of nominee or vehicle
companies is insufficient. For a
trust, the trustee(s), settlor and
beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose SOPHOS GROUP PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected
with an offeror/offeree,
state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 06 DEC 2019
For an opening position disclosure, state the latest
practicable date prior to the disclosure
(f) In addition to the company in NO
1(c) above, is the discloser
making disclosures in respect of
any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant 3p ordinary
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 32,790,890 6.67% 14,789,269 3.01%
(2) Cash-settled derivatives:
59,030 0.01% 30,469,755 6.19%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 32,849,920 6.68% 45,259,024 9.20%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
3p ordinary Purchase 535 5.5850 GBP
3p ordinary Purchase 568 5.5800 GBP
3p ordinary Purchase 594 5.5710 GBP
3p ordinary Purchase 648 5.5900 GBP
3p ordinary Purchase 1,121 5.5920 GBP
3p ordinary Purchase 1,255 5.5849 GBP
3p ordinary Purchase 1,327 5.5780 GBP
3p ordinary Purchase 2,346 5.5875 GBP
3p ordinary Purchase 3,433 5.5876 GBP
3p ordinary Purchase 3,453 5.5860 GBP
3p ordinary Purchase 9,682 5.6000 GBP
3p ordinary Purchase 10,162 5.5753 GBP
3p ordinary Purchase 10,582 5.5751 GBP
3p ordinary Purchase 10,592 5.5803 GBP
3p ordinary Purchase 18,912 5.5997 GBP
3p ordinary Purchase 20,011 5.5654 GBP
3p ordinary Purchase 34,714 5.5833 GBP
3p ordinary Purchase 63,773 5.5872 GBP
3p ordinary Sale 236 5.5872 GBP
3p ordinary Sale 535 5.5850 GBP
3p ordinary Sale 568 5.5800 GBP
3p ordinary Sale 594 5.5710 GBP
3p ordinary Sale 1,376 5.5815 GBP
3p ordinary Sale 1,741 5.5860 GBP
3p ordinary Sale 1,871 5.5920 GBP
3p ordinary Sale 2,116 5.5855 GBP
3p ordinary Sale 2,437 5.5822 GBP
3p ordinary Sale 4,040 5.5823 GBP
3p ordinary Sale 4,182 5.5848 GBP
3p ordinary Sale 5,194 5.5792 GBP
3p ordinary Sale 5,624 5.5760 GBP
3p ordinary Sale 5,817 5.5900 GBP
3p ordinary Sale 9,682 5.6000 GBP
3p ordinary Sale 10,112 5.5965 GBP
3p ordinary Sale 22,905 5.5828 GBP
3p ordinary Sale 27,822 5.5913 GBP
3p ordinary Sale 32,476 5.5924 GBP
3p ordinary Sale 34,935 5.5762 GBP
3p ordinary Sale 39,591 5.5857 GBP
3p ordinary Sale 155,499 5.5818 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
3p ordinary SWAP Long 2,100 5.5763 GBP
3p ordinary SWAP Long 3,573 5.6000 GBP
3p ordinary SWAP Long 5,194 5.5792 GBP
3p ordinary CFD Long 5,803 5.5995 GBP
3p ordinary SWAP Long 9,996 5.5818 GBP
3p ordinary SWAP Long 25,420 5.5846 GBP
3p ordinary CFD Long 155,499 5.5818 GBP
3p ordinary CFD Short 4,003 5.5807 GBP
3p ordinary CFD Short 8,456 5.5812 GBP
3p ordinary SWAP Short 9,000 5.5753 GBP
3p ordinary SWAP Short 60,974 5.5850 GBP
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry date Option
relevant description purchasing, of price e.g. money
security e.g. selling, securities per unit American, paid/
call varying to European received
option etc. which etc. per
option unit
relates
(ii) Exercise
Class of relevant Product Exercising/ Number Exercise price
security description exercised of securities per unit
e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant security Nature of dealing Details Price per unit (if
e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding,
formal or informal, relating to relevant
securities which may be an inducement to
deal or refrain from dealing entered into by
the person making the disclosure and any
party to the offer or any person acting
in concert with a party to the offer:
Irrevocable commitments and letters of intent
should not be included. If there
are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or
understanding, formal or informal,
between the person making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 09 DEC 2019
Contact name: Large Holdings Regulatory Operations
Telephone number*: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does
not need to be included, provided contact information has been
provided to the Panel's Market Surveillance Unit.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20191209005418/en/
This information is provided by Business Wire
(END) Dow Jones Newswires
December 09, 2019 08:01 ET (13:01 GMT)
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