TIDMSOPH
FORM 8.3 Amendment to Sales
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose SOPHOS GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this
and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 05 December 2019
(f) In addition to the company in 1(c) NO
above, is the discloser making
disclosures in respect of any
other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant 3p ordinary
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 27,907,280 5.67% 13,750,549 2.80%
(2) Cash-settled derivatives:
68,030 0.01% 21,620,098 4.40%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 27,975,310 5.69% 35,370,647 7.19%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
3p ordinary Purchase 80 5.5640 GBP
3p ordinary Purchase 112 5.5680 GBP
3p ordinary Purchase 275 5.5660 GBP
3p ordinary Purchase 387 5.5731 GBP
3p ordinary Purchase 642 5.5720 GBP
3p ordinary Purchase 828 5.5721 GBP
3p ordinary Purchase 1,608 5.5740 GBP
3p ordinary Purchase 3,348 5.5738 GBP
3p ordinary Purchase 9,000 5.5813 GBP
3p ordinary Purchase 20,897 5.5644 GBP
3p ordinary Purchase 26,178 5.5657 GBP
3p ordinary Purchase 26,204 5.5692 GBP
3p ordinary Sale 879 5.5734 GBP
3p ordinary Sale 1,409 5.5764 GBP
3p ordinary Sale 1,422 5.5720 GBP
3p ordinary Sale 2,250 5.5806 GBP
3p ordinary Sale 3,029 5.5737 GBP
3p ordinary Sale 4,631 5.5817 GBP
3p ordinary Sale 10,050 5.5820 GBP
3p ordinary Sale 13,886 5.5700 GBP
3p ordinary Sale 17,218 5.5712 GBP
3p ordinary Sale 20,897 5.5661 GBP
3p ordinary Sale 46,343 5.5660 GBP
3p ordinary Sale 250,000 5.5905 GBP
3p ordinary Sale 340,429 5.5795 GBP
3p ordinary Sale 350,000 5.5662 GBP
3p ordinary Sale 200,000 5.5822 GBP
3p ordinary Sale 615,000 5.5854 GBP
3p ordinary Sale 901,191 5.5877 GBP
3p ordinary Sale 1,000,000 5.5848 GBP
3p ordinary Sale 500,014 5.5855 GBP
3p ordinary Sale 1,400,000 5.5821 GBP
3p ordinary Sale 1,508,500 5.5865 GBP
3p ordinary Sale 215,000 5.5878 GBP
3p ordinary Sale 2,900,000 5.5823 GBP
3p ordinary Sale 1,500,000 5.5861 GBP
3p ordinary Sale 391,500 5.5866 GBP
3p ordinary Sale 1,000,000 5.5856 GBP
3p ordinary Sale 34,025,000 5.5850 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
3p ordinary SWAP Long 154 5.5740 GBP
3p ordinary SWAP Long 872 5.5764 GBP
3p ordinary SWAP Long 2,491 5.5754 GBP
3p ordinary CFD Long 7,970 5.5672 GBP
3p ordinary SWAP Long 10,932 5.5739 GBP
3p ordinary CFD Long 13,886 5.5700 GBP
3p ordinary SWAP Short 515 5.5718 GBP
3p ordinary SWAP Short 3,345 5.5660 GBP
3p ordinary SWAP Short 9,000 5.5813 GBP
3p ordinary SWAP Short 12,909 5.5665 GBP
3p ordinary CFD Short 14,478 5.5744 GBP
3p ordinary SWAP Short 733,809 5.5647 GBP
3p ordinary SWAP Short 8,000,000 9.5977 USD
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry date Option
relevant description purchasing, of price e.g. money
security e.g. selling, securities per unit American, paid/
call varying to European received
option etc. which etc. per
option unit
relates
(ii) Exercise
Class of relevant Product Exercising/ Number Exercise price
security description exercised of securities per unit
e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant security Nature of dealing Details Price per unit (if
e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding,
formal or informal, relating to relevant
securities which may be an inducement to
deal or refrain from dealing entered into by
the person making the disclosure and any
party to the offer or any person acting
in concert with a party to the offer:
Irrevocable commitments and letters of intent
should not be included. If there
are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or
understanding, formal or informal,
between the person making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open NO
Positions) attached?
Date of disclosure: 10 Dec 2019
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does
not need to be included, provided contact information has been
provided to the Panel's Market Surveillance Unit.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20191210005759/en/
This information is provided by Business Wire
(END) Dow Jones Newswires
December 10, 2019 10:46 ET (15:46 GMT)
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