Royal Dutch Shell plc Notification Of Major Shareholdings
24 Febbraio 2020 - 5:28PM
UK Regulatory
TIDMRDSA TIDMRDSB
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS
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1a. Identity of the issuer or the underlying
issuer of existing shares to which
voting rights are attached(ii) : Royal Dutch Shell plc
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1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
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Non-UK issuer
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2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
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An acquisition or disposal of voting rights X
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An acquisition or disposal of financial instruments
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An event changing the breakdown of voting rights
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Other (please specify)(iii) :
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3. Details of person subject to the notification obligation(iv)
Name The Capital Group Companies, Inc ("CGC")
City and country of registered office
(if applicable) Los Angeles, CA 90071, USA
4. Full name of shareholder(s) (if different from 3.)(v)
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Name
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City and country of registered office
(if applicable)
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5. Date on which the threshold was
crossed or reached(vi) : 20 February 2020
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6. Date on which issuer notified (DD/MM/YYYY): 21 February 2020
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7. Total positions of person(s) subject to the notification obligation
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% of voting rights
% of voting rights through financial Total number
attached to shares instruments (total Total of both of voting rights
(total of 8. A) of 8.B 1 + 8.B 2) in % (8.A + 8.B) of issuer(vii)
----------------------- ---------------------- ------------------ ----------------- -----------------
Resulting situation
on the date on
which threshold
was crossed or
reached 4.9825% 0.0089% 4.9914% 7,846,342,663
----------------------- ---------------------- ------------------ ----------------- -----------------
Position of previous
notification (if
applicable) 5.0017% 0.0000% 5.0017%
----------------------- ---------------------- ------------------ ----------------- -----------------
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached(viii)
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A: Voting rights attached to shares
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Class/type of
shares
ISIN code (if possible) Number of voting rights(ix) % of voting rights
--------------------------
Direct Indirect Indirect
(Art 9 of Directive (Art 10 of Directive Direct (Art 10 of Directive
2004/109/EC) 2004/109/EC) (Art 9 of Directive 2004/109/EC)
(DTR5.1) (DTR5.2.1) 2004/109/EC) (DTR5.1) (DTR5.2.1)
------------------------- -------------------- ---------------------- --------------------------------- -----------------------
A Ordinary
GB00B03MLX29 31,948,156 0.4072%
-------------------------- -------------------- ---------------------- --------------------------------- -----------------------
A ADR
US7802592060 10,533,846 0.1343%
-------------------------- -------------------- ---------------------- --------------------------------- -----------------------
B Ordinary
GB00B03MM408 166,464,737 2.1216%
-------------------------- -------------------- ---------------------- --------------------------------- -----------------------
B ADR
US7802591070 182,696,738 2.3284%
-------------------------- -------------------- ---------------------- --------------------------------- -----------------------
SUBTOTAL 8. A 391,643,477 4.9914%
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B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
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Type of financial Expiration Exercise/ Number of voting % of voting rights
instrument date(x) Conversion Period(xi) rights that may be
acquired if the instrument
is
exercised/converted.
-------------------------- -------------------- ---------------------- --------------------------------- -----------------------
N/A
-------------------------- -------------------- ---------------------- --------------------------------- -----------------------
SUBTOTAL 8. B
1
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B 2: Financial Instruments with similar economic effect according to Art.
13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
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Type of financial Expiration Exercise/ Physical or cash Number of % of voting rights
instrument date(x) Conversion settlement(xii) voting rights
Period (xi)
------------------------- --------------------- ---------------------- ---------------- -----------------------
N/A
-------------------------- -------------------- ---------------------- ---------------- -----------------------
SUBTOTAL 8.B.2
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9. Information in relation to the person subject to the notification obligation
(please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by
any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the (underlying)
issuer(xiii)
Full chain of controlled undertakings through which the voting rights X
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity(xiv) (please add additional
rows as necessary)
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Name(xv) % of voting rights % of voting rights Total of both
if it equals through financial if it equals
or is higher instruments if or is higher
than the notifiable it equals or than the notifiable
threshold is higher than threshold
the notifiable
threshold
------------------------------------- --------------------- -------------------- ----------------------
The Capital Group Companies, Inc.
Holdings by CG Management companies
are set out below:
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- Capital Bank & Trust Company(2)
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- Capital International, Inc.(1)
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- Capital International Limited(1)
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- Capital International Sàrl(1)
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- Capital Research and Management
Company(2)
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(1) Indirect subsidiaries of Capital Research and Management Company.
(2) Subsidiary of The Capital Group Companies, Inc.
10. In case of proxy voting, please identify:
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Name of the proxy holder
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The number and % of voting rights held
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The date until which the voting rights will
be held
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11. Additional information(xvi)
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The Capital Group Companies, Inc. ("CGC") is the parent company of Capital Research and Management Company
("CRMC") and Capital Bank & Trust Company ("CB&T"). CRMC is a U.S.-based investment management company
that serves as investment manager to the American Funds family of mutual funds, other pooled investment
vehicles, as well as individual and institutional clients. CRMC and its investment manager affiliates
manage equity assets for various investment companies through three divisions, Capital Research Global
Investors, Capital International Investors and Capital World Investors. CRMC is the parent company of
Capital Group International, Inc. ("CGII"), which in turn is the parent company of four investment
management companies ("CGII management companies"): Capital International, Inc., Capital International
Limited, Capital International Sàrl and Capital International K.K. CGII management companies and CB&T
primarily serve as investment managers to institutional and high net worth clients. CB&T is a U.S.-based
investment management company that is a registered investment adviser and an affiliated federally
chartered bank. Neither CGC nor any of its affiliates own shares of your company for its own account.
Rather, the shares reported on this Notification are owned by accounts under the discretionary investment
management of one or more of the investment management companies described above.
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Place of completion Los Angeles, CA, USA
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Date of completion 21 February 2020 (Capital Group)
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Anthony Clarke
Deputy Company Secretary
Royal Dutch Shell plc
020 7934 2584
LEI Number: 21380068P1DRHMJ8KU70
Major Shareholding Notifications
(END) Dow Jones Newswires
February 24, 2020 11:28 ET (16:28 GMT)
Copyright (c) 2020 Dow Jones & Company, Inc.
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