TIDM0Y7T
RNS Number : 0964E
Morgan Stanley Smith Barney LLC
25 February 2020
AMMENT Section 2(a) & 3(a)
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997,
TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES
REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note Morgan Stanley Smith Barney LLC
1)
Company dealt in ALLERGAN PLC
--------------------------------
Class of relevant security to US$0.0001 ORDINARY SHARES
which the
dealings being disclosed relate
(Note 2)
--------------------------------
Date of dealing 21 FEBRUARY 2020
--------------------------------
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security
dealt in (Note 3)
Long Short
Number (%) Number (%)
---------- ----- ------ ------
(1) Relevant securities 5,132,639 1.56 27 0.00
---------- ----- ------ ------
(2) Derivatives (other than options) 0 0.00 0 0.00
---------- ----- ------ ------
(3) Options and agreements to
purchase/sell 0 0.00 4,400 0.00
---------- ----- ------ ------
Total 5,132,639 1.56 4,427 0.00
---------- ----- ------ ------
(b) Interests and short positions in relevant securities of the company, other than the
class dealt in (Note 3)
_ Class of relevant security: Long Short
Number (%) Number (%)
------ ---- ------ ----
(1) Relevant securities N/A N/A N/A N/A
------ ---- ------ ----
(2) Derivatives (other than options) N/A N/A N/A N/A
------ ---- ------ ----
(3) Options and agreements to N/A N/A N/A N/A
purchase/sell
------ ---- ------ ----
Total N/A N/A N/A N/A
------ ---- ------ ----
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale Number of relevant securities Price per unit (Note
5)
PURCHASE 1 198.5900 USD
------------------------------ ---------------------
PURCHASE 18 199.0605 USD
------------------------------ ---------------------
PURCHASE 25 199.0605 USD
------------------------------ ---------------------
PURCHASE 16 199.0605 USD
------------------------------ ---------------------
PURCHASE 2 199.0690 USD
------------------------------ ---------------------
PURCHASE 35 199.1973 USD
------------------------------ ---------------------
PURCHASE 6 199.3469 USD
------------------------------ ---------------------
PURCHASE 20 199.7390 USD
------------------------------ ---------------------
PURCHASE 4 199.8173 USD
------------------------------ ---------------------
PURCHASE 1 199.8336 USD
------------------------------ ---------------------
PURCHASE 2 199.8336 USD
------------------------------ ---------------------
PURCHASE 1 199.8336 USD
------------------------------ ---------------------
PURCHASE 4 199.8336 USD
------------------------------ ---------------------
PURCHASE 32 199.8350 USD
------------------------------ ---------------------
PURCHASE 56 199.8351 USD
------------------------------ ---------------------
PURCHASE 4 199.8354 USD
------------------------------ ---------------------
PURCHASE 1 199.8354 USD
------------------------------ ---------------------
PURCHASE 2 199.8367 USD
------------------------------ ---------------------
PURCHASE 7 199.8381 USD
------------------------------ ---------------------
PURCHASE 15 199.8381 USD
------------------------------ ---------------------
PURCHASE 9 199.8381 USD
------------------------------ ---------------------
PURCHASE 8 199.8381 USD
------------------------------ ---------------------
PURCHASE 3 199.8381 USD
------------------------------ ---------------------
PURCHASE 3 199.8383 USD
------------------------------ ---------------------
PURCHASE 6 199.8398 USD
------------------------------ ---------------------
PURCHASE 1 199.8398 USD
------------------------------ ---------------------
PURCHASE 1 199.8400 USD
------------------------------ ---------------------
SALE 100 200.0000 USD
------------------------------ ---------------------
SALE 100 200.0000 USD
------------------------------ ---------------------
SALE 136 198.1500 USD
------------------------------ ---------------------
SALE 60 198.1500 USD
------------------------------ ---------------------
SALE 32 198.2267 USD
------------------------------ ---------------------
SALE 41 198.4581 USD
------------------------------ ---------------------
SALE 23 198.4600 USD
------------------------------ ---------------------
SALE 12 198.6157 USD
------------------------------ ---------------------
SALE 6 198.6712 USD
------------------------------ ---------------------
SALE 2 198.8019 USD
------------------------------ ---------------------
SALE 108 198.8200 USD
------------------------------ ---------------------
SALE 10 198.8689 USD
------------------------------ ---------------------
SALE 10 199.0924 USD
------------------------------ ---------------------
SALE 34 199.1752 USD
------------------------------ ---------------------
SALE 31 199.2504 USD
------------------------------ ---------------------
SALE 11 199.3300 USD
------------------------------ ---------------------
SALE 2 199.3300 USD
------------------------------ ---------------------
SALE 1 199.3500 USD
------------------------------ ---------------------
SALE 2 199.3547 USD
------------------------------ ---------------------
SALE 2 199.3600 USD
------------------------------ ---------------------
SALE 14 199.3614 USD
------------------------------ ---------------------
SALE 2 199.3895 USD
------------------------------ ---------------------
SALE 15 199.4200 USD
------------------------------ ---------------------
SALE 22 199.4623 USD
------------------------------ ---------------------
SALE 30 199.4900 USD
------------------------------ ---------------------
SALE 26 199.5363 USD
------------------------------ ---------------------
SALE 15 199.5437 USD
------------------------------ ---------------------
SALE 17 199.6100 USD
------------------------------ ---------------------
SALE 36 199.6163 USD
------------------------------ ---------------------
SALE 5 199.6658 USD
------------------------------ ---------------------
SALE 9 199.6750 USD
------------------------------ ---------------------
SALE 1 199.6845 USD
------------------------------ ---------------------
SALE 3 199.7500 USD
------------------------------ ---------------------
SALE 1 199.7506 USD
------------------------------ ---------------------
SALE 1 199.7506 USD
------------------------------ ---------------------
SALE 14 199.7506 USD
------------------------------ ---------------------
SALE 15 199.7650 USD
------------------------------ ---------------------
SALE 24 199.7650 USD
------------------------------ ---------------------
SALE 20 199.7650 USD
------------------------------ ---------------------
SALE 54 199.7650 USD
------------------------------ ---------------------
SALE 27 199.7650 USD
------------------------------ ---------------------
SALE 3 199.7650 USD
------------------------------ ---------------------
SALE 2 199.7650 USD
------------------------------ ---------------------
SALE 15 199.7650 USD
------------------------------ ---------------------
SALE 64 199.7650 USD
------------------------------ ---------------------
SALE 59 199.7650 USD
------------------------------ ---------------------
SALE 4 199.7650 USD
------------------------------ ---------------------
SALE 58 199.7650 USD
------------------------------ ---------------------
SALE 71 199.7650 USD
------------------------------ ---------------------
SALE 15 199.7650 USD
------------------------------ ---------------------
SALE 12 199.7650 USD
------------------------------ ---------------------
SALE 4 199.7650 USD
------------------------------ ---------------------
SALE 8 199.7661 USD
------------------------------ ---------------------
SALE 3 199.7661 USD
------------------------------ ---------------------
SALE 13 199.7700 USD
------------------------------ ---------------------
SALE 1 199.7700 USD
------------------------------ ---------------------
SALE 2 199.7700 USD
------------------------------ ---------------------
SALE 2 199.7700 USD
------------------------------ ---------------------
SALE 2 199.7700 USD
------------------------------ ---------------------
SALE 1 199.7700 USD
------------------------------ ---------------------
SALE 16 199.7700 USD
------------------------------ ---------------------
SALE 3 199.7700 USD
------------------------------ ---------------------
SALE 1 199.7700 USD
------------------------------ ---------------------
SALE 16 199.7700 USD
------------------------------ ---------------------
SALE 1 199.7700 USD
------------------------------ ---------------------
SALE 2 199.7700 USD
------------------------------ ---------------------
SALE 71 199.7700 USD
------------------------------ ---------------------
SALE 5 199.7700 USD
------------------------------ ---------------------
SALE 8 199.7700 USD
------------------------------ ---------------------
SALE 13 199.7700 USD
------------------------------ ---------------------
SALE 17 199.7753 USD
------------------------------ ---------------------
SALE 32 199.7753 USD
------------------------------ ---------------------
SALE 9 199.7753 USD
------------------------------ ---------------------
SALE 56 199.7770 USD
------------------------------ ---------------------
SALE 30 199.7770 USD
------------------------------ ---------------------
SALE 11 199.7770 USD
------------------------------ ---------------------
SALE 5 199.7770 USD
------------------------------ ---------------------
SALE 99 199.7775 USD
------------------------------ ---------------------
SALE 82 199.7775 USD
------------------------------ ---------------------
SALE 2 199.7795 USD
------------------------------ ---------------------
SALE 9 199.7795 USD
------------------------------ ---------------------
SALE 2 199.7795 USD
------------------------------ ---------------------
SALE 4 199.7884 USD
------------------------------ ---------------------
SALE 5 199.8150 USD
------------------------------ ---------------------
SALE 11 199.9500 USD
------------------------------ ---------------------
(b) Derivatives transactions(other than options transactions)
Product name, Nature of transaction Number of relevant Price per unit
e.g. CFD (Note 6) securities (Note 5)
(Note 7)
N/A N/A N/A N/A
---------------------- ------------------- ---------------
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of securities Exercise Type, Expiry Option money
name, e.g. selling, to which the Price e.g. Date paid/received
call option purchasing, option relates American, per unit
varying etc (Note 7) European (Note 5)
etc
N/A N/A N/A N/A N/A N/A N/A
------------- --------------------- --------- ----------- ------- ---------------
(ii) Exercising
Product name, Number of securities Exercise price per
e.g. call option unit (Note 5)
N/A N/A N/A
----------------------------------- ---------------------------------
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable) (Note
5)
N/A N/A N/A
---------------------- -------------------------------------
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options
or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal
of any
relevant securities to which any derivative referred to on this form is referenced. If none,
this
should be stated.
NONE
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 25 FEBRUARY 2020
Contact Name Craig Horsley
-------------------
Telephone Number +44(141) 245 7736
-------------------
If a connected EFM, name ABBVIE INC.
of offeree/offeror with which
connected
-------------------
If a connected EFM, state Advisory
nature of connection (Note
10)
-------------------
Notes
1. Specify the owner or controller of the interest in addition
to the person dealing. The naming of nominees or vehicle companies
is insufficient. In case of disclosure of dealings by fund managers
on behalf of discretionary clients, the clients need not be
named.
2. See the definition of 'relevant securities' in Rule 2.1 of part A of the Rules.
3. See the definition of 'interest in relevant security' in Rule
2.6 of part A of the Rules and see Rules 8.6(a) of Part B of the
Rules. If an option over new securities is acquired or exercised,
the relevant interest should be disclosed under "(1) Relevant
Securities". If an option over existing relevant securities is
acquired or exercised, the relevant interest should be disclosed
under "(3) Options and agreements to purchase/sell".
4. See the definition of 'dealing' in Rule 2.1 of part A of the Rules.
5. For all prices and other monetary amounts, the currency must
be stated. If economic exposure to the changes in the price of the
securities is limited, for example, by virtue of stop loss
arrangement relating to spread bet, full details must be given.
6. If a long position has been increased or decreased as a
result of the dealing, write "increased long" or "decreased long"
respectively. If a short position has been increased or decreased
as a result of the dealing, write "increased short" or "decreased
short" respectively. If the dealing has not resulted in a long or
short position being increased or reduced, give details of the
variation or other dealing.
7. See Rule 2.6(d) of Part A of the Rules .
8. State type of dealing, e.g. "subscription", "conversion", "exercise" etc .
9. Where there are open option positions or open derivative
positions (other than CFDs), or where there is an agreement to
purchase or to sell, Supplemental Form 8 must be completed.
10. See the definition of "connected fund manager" in Rule 2.2 of Part A of the Rules.
For full details of disclosure requirements, see Rule 8 of the
Rules. If in doubt, consult the Panel.
References in these notes to "the Rules" are to the Irish
Takeover Panel Act, 1997, Takeover Rules, 2013.
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 and 8.3 OF THE IRISH TAKEOVER PANEL
ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form
8.1(b)(ii) and Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product Name Written Number of relevant Exercise Type, e.g. Expiry
e.g. call option or Purchased securities to Price American, Date
which (Note European etc.
the option or 2)
derivative relates
205.00
CALL WRITTEN 100 USD American 28/02/2020
-------------- ------------------- -------- -------------- -----------
195.00
CALL WRITTEN 100 USD American 21/08/2020
-------------- ------------------- -------- -------------- -----------
175.00
CALL WRITTEN 100 USD American 19/06/2020
-------------- ------------------- -------- -------------- -----------
190.00
CALL WRITTEN 200 USD American 19/06/2020
-------------- ------------------- -------- -------------- -----------
170.00
CALL WRITTEN 200 USD American 19/06/2020
-------------- ------------------- -------- -------------- -----------
180.00
CALL WRITTEN 100 USD American 20/03/2020
-------------- ------------------- -------- -------------- -----------
185.00
CALL WRITTEN 100 USD American 20/03/2020
-------------- ------------------- -------- -------------- -----------
185.00
CALL WRITTEN 600 USD American 20/03/2020
-------------- ------------------- -------- -------------- -----------
195.00
CALL WRITTEN 100 USD American 20/03/2020
-------------- ------------------- -------- -------------- -----------
210.00
CALL WRITTEN 100 USD American 15/01/2021
-------------- ------------------- -------- -------------- -----------
175.00
CALL WRITTEN 200 USD American 15/01/2021
-------------- ------------------- -------- -------------- -----------
175.00
CALL WRITTEN 200 USD American 15/01/2021
-------------- ------------------- -------- -------------- -----------
195.00
CALL WRITTEN 100 USD American 15/05/2020
-------------- ------------------- -------- -------------- -----------
200.00
CALL WRITTEN 2000 USD American 15/05/2020
-------------- ------------------- -------- -------------- -----------
200.00
CALL WRITTEN 100 USD American 21/02/2020
-------------- ------------------- -------- -------------- -----------
200.00
CALL WRITTEN 100 USD American 21/02/2020
-------------- ------------------- -------- -------------- -----------
Notes
1. Where there are open option positions or open derivative
positions (except for CFDs), full details should be given. Full
details of any existing agreements to purchase or to sell must also
be given on this form.
2. For all prices and other monetary amounts, the currency must be stated .
For full details of disclosure requirements, see Rule 8 of the
Rules. If in doubt, consult the Panel.
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END
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