TIDM0Y7T

RNS Number : 0964E

Morgan Stanley Smith Barney LLC

25 February 2020

   AMMENT   Section 2(a) & 3(a) 
   FORM   8.3 

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

     1.           KEY INFORMATION 
 
 Name of person dealing (Note       Morgan Stanley Smith Barney LLC 
  1) 
 Company dealt in                   ALLERGAN PLC 
                                   -------------------------------- 
 Class of relevant security to      US$0.0001 ORDINARY SHARES 
  which the 
  dealings being disclosed relate 
  (Note 2) 
                                   -------------------------------- 
 Date of dealing                    21 FEBRUARY 2020 
                                   -------------------------------- 
 
   2.         INTERESTS AND SHORT POSITIONS 
   (a)           Interests and short positions (following dealing) in the class of relevant security 

dealt in (Note 3)

 
                                              Long             Short 
                                          Number     (%)   Number   (%) 
                                        ----------  -----  ------  ------ 
 (1) Relevant securities                 5,132,639   1.56    27      0.00 
                                        ----------  -----  ------  ------ 
 (2) Derivatives (other than options)        0       0.00     0      0.00 
                                        ----------  -----  ------  ------ 
 (3) Options and agreements to 
  purchase/sell                              0       0.00   4,400    0.00 
                                        ----------  -----  ------  ------ 
 Total                                   5,132,639   1.56   4,427    0.00 
                                        ----------  -----  ------  ------ 
 
   (b)           Interests and short positions in relevant securities of the company, other than the 

class dealt in (Note 3)

 
_ Class of relevant security:              Long         Short 
                                       Number  (%)   Number  (%) 
                                       ------  ----  ------  ---- 
 (1) Relevant securities                 N/A    N/A    N/A    N/A 
                                       ------  ----  ------  ---- 
 (2) Derivatives (other than options)    N/A    N/A    N/A    N/A 
                                       ------  ----  ------  ---- 
 (3) Options and agreements to           N/A    N/A    N/A    N/A 
  purchase/sell 
                                       ------  ----  ------  ---- 
 Total                                   N/A    N/A    N/A    N/A 
                                       ------  ----  ------  ---- 
 
   3.            DEALINGS (Note 3) 
     (a)        Purchases and sales 
 
 Purchase/sale   Number of relevant securities   Price per unit (Note 
                                                  5) 
 PURCHASE         1                               198.5900 USD 
                ------------------------------  --------------------- 
 PURCHASE         18                              199.0605 USD 
                ------------------------------  --------------------- 
 PURCHASE         25                              199.0605 USD 
                ------------------------------  --------------------- 
 PURCHASE         16                              199.0605 USD 
                ------------------------------  --------------------- 
 PURCHASE         2                               199.0690 USD 
                ------------------------------  --------------------- 
 PURCHASE         35                              199.1973 USD 
                ------------------------------  --------------------- 
 PURCHASE         6                               199.3469 USD 
                ------------------------------  --------------------- 
 PURCHASE         20                              199.7390 USD 
                ------------------------------  --------------------- 
 PURCHASE         4                               199.8173 USD 
                ------------------------------  --------------------- 
 PURCHASE         1                               199.8336 USD 
                ------------------------------  --------------------- 
 PURCHASE         2                               199.8336 USD 
                ------------------------------  --------------------- 
 PURCHASE         1                               199.8336 USD 
                ------------------------------  --------------------- 
 PURCHASE         4                               199.8336 USD 
                ------------------------------  --------------------- 
 PURCHASE         32                              199.8350 USD 
                ------------------------------  --------------------- 
 PURCHASE         56                              199.8351 USD 
                ------------------------------  --------------------- 
 PURCHASE         4                               199.8354 USD 
                ------------------------------  --------------------- 
 PURCHASE         1                               199.8354 USD 
                ------------------------------  --------------------- 
 PURCHASE         2                               199.8367 USD 
                ------------------------------  --------------------- 
 PURCHASE         7                               199.8381 USD 
                ------------------------------  --------------------- 
 PURCHASE         15                              199.8381 USD 
                ------------------------------  --------------------- 
 PURCHASE         9                               199.8381 USD 
                ------------------------------  --------------------- 
 PURCHASE         8                               199.8381 USD 
                ------------------------------  --------------------- 
 PURCHASE         3                               199.8381 USD 
                ------------------------------  --------------------- 
 PURCHASE         3                               199.8383 USD 
                ------------------------------  --------------------- 
 PURCHASE         6                               199.8398 USD 
                ------------------------------  --------------------- 
 PURCHASE         1                               199.8398 USD 
                ------------------------------  --------------------- 
 PURCHASE         1                               199.8400 USD 
                ------------------------------  --------------------- 
 SALE             100                             200.0000 USD 
                ------------------------------  --------------------- 
 SALE             100                             200.0000 USD 
                ------------------------------  --------------------- 
 SALE             136                             198.1500 USD 
                ------------------------------  --------------------- 
 SALE             60                              198.1500 USD 
                ------------------------------  --------------------- 
 SALE             32                              198.2267 USD 
                ------------------------------  --------------------- 
 SALE             41                              198.4581 USD 
                ------------------------------  --------------------- 
 SALE             23                              198.4600 USD 
                ------------------------------  --------------------- 
 SALE             12                              198.6157 USD 
                ------------------------------  --------------------- 
 SALE             6                               198.6712 USD 
                ------------------------------  --------------------- 
 SALE             2                               198.8019 USD 
                ------------------------------  --------------------- 
 SALE             108                             198.8200 USD 
                ------------------------------  --------------------- 
 SALE             10                              198.8689 USD 
                ------------------------------  --------------------- 
 SALE             10                              199.0924 USD 
                ------------------------------  --------------------- 
 SALE             34                              199.1752 USD 
                ------------------------------  --------------------- 
 SALE             31                              199.2504 USD 
                ------------------------------  --------------------- 
 SALE             11                              199.3300 USD 
                ------------------------------  --------------------- 
 SALE             2                               199.3300 USD 
                ------------------------------  --------------------- 
 SALE             1                               199.3500 USD 
                ------------------------------  --------------------- 
 SALE             2                               199.3547 USD 
                ------------------------------  --------------------- 
 SALE             2                               199.3600 USD 
                ------------------------------  --------------------- 
 SALE             14                              199.3614 USD 
                ------------------------------  --------------------- 
 SALE             2                               199.3895 USD 
                ------------------------------  --------------------- 
 SALE             15                              199.4200 USD 
                ------------------------------  --------------------- 
 SALE             22                              199.4623 USD 
                ------------------------------  --------------------- 
 SALE             30                              199.4900 USD 
                ------------------------------  --------------------- 
 SALE             26                              199.5363 USD 
                ------------------------------  --------------------- 
 SALE             15                              199.5437 USD 
                ------------------------------  --------------------- 
 SALE             17                              199.6100 USD 
                ------------------------------  --------------------- 
 SALE             36                              199.6163 USD 
                ------------------------------  --------------------- 
 SALE             5                               199.6658 USD 
                ------------------------------  --------------------- 
 SALE             9                               199.6750 USD 
                ------------------------------  --------------------- 
 SALE             1                               199.6845 USD 
                ------------------------------  --------------------- 
 SALE             3                               199.7500 USD 
                ------------------------------  --------------------- 
 SALE             1                               199.7506 USD 
                ------------------------------  --------------------- 
 SALE             1                               199.7506 USD 
                ------------------------------  --------------------- 
 SALE             14                              199.7506 USD 
                ------------------------------  --------------------- 
 SALE             15                              199.7650 USD 
                ------------------------------  --------------------- 
 SALE             24                              199.7650 USD 
                ------------------------------  --------------------- 
 SALE             20                              199.7650 USD 
                ------------------------------  --------------------- 
 SALE             54                              199.7650 USD 
                ------------------------------  --------------------- 
 SALE             27                              199.7650 USD 
                ------------------------------  --------------------- 
 SALE             3                               199.7650 USD 
                ------------------------------  --------------------- 
 SALE             2                               199.7650 USD 
                ------------------------------  --------------------- 
 SALE             15                              199.7650 USD 
                ------------------------------  --------------------- 
 SALE             64                              199.7650 USD 
                ------------------------------  --------------------- 
 SALE             59                              199.7650 USD 
                ------------------------------  --------------------- 
 SALE             4                               199.7650 USD 
                ------------------------------  --------------------- 
 SALE             58                              199.7650 USD 
                ------------------------------  --------------------- 
 SALE             71                              199.7650 USD 
                ------------------------------  --------------------- 
 SALE             15                              199.7650 USD 
                ------------------------------  --------------------- 
 SALE             12                              199.7650 USD 
                ------------------------------  --------------------- 
 SALE             4                               199.7650 USD 
                ------------------------------  --------------------- 
 SALE             8                               199.7661 USD 
                ------------------------------  --------------------- 
 SALE             3                               199.7661 USD 
                ------------------------------  --------------------- 
 SALE             13                              199.7700 USD 
                ------------------------------  --------------------- 
 SALE             1                               199.7700 USD 
                ------------------------------  --------------------- 
 SALE             2                               199.7700 USD 
                ------------------------------  --------------------- 
 SALE             2                               199.7700 USD 
                ------------------------------  --------------------- 
 SALE             2                               199.7700 USD 
                ------------------------------  --------------------- 
 SALE             1                               199.7700 USD 
                ------------------------------  --------------------- 
 SALE             16                              199.7700 USD 
                ------------------------------  --------------------- 
 SALE             3                               199.7700 USD 
                ------------------------------  --------------------- 
 SALE             1                               199.7700 USD 
                ------------------------------  --------------------- 
 SALE             16                              199.7700 USD 
                ------------------------------  --------------------- 
 SALE             1                               199.7700 USD 
                ------------------------------  --------------------- 
 SALE             2                               199.7700 USD 
                ------------------------------  --------------------- 
 SALE             71                              199.7700 USD 
                ------------------------------  --------------------- 
 SALE             5                               199.7700 USD 
                ------------------------------  --------------------- 
 SALE             8                               199.7700 USD 
                ------------------------------  --------------------- 
 SALE             13                              199.7700 USD 
                ------------------------------  --------------------- 
 SALE             17                              199.7753 USD 
                ------------------------------  --------------------- 
 SALE             32                              199.7753 USD 
                ------------------------------  --------------------- 
 SALE             9                               199.7753 USD 
                ------------------------------  --------------------- 
 SALE             56                              199.7770 USD 
                ------------------------------  --------------------- 
 SALE             30                              199.7770 USD 
                ------------------------------  --------------------- 
 SALE             11                              199.7770 USD 
                ------------------------------  --------------------- 
 SALE             5                               199.7770 USD 
                ------------------------------  --------------------- 
 SALE             99                              199.7775 USD 
                ------------------------------  --------------------- 
 SALE             82                              199.7775 USD 
                ------------------------------  --------------------- 
 SALE             2                               199.7795 USD 
                ------------------------------  --------------------- 
 SALE             9                               199.7795 USD 
                ------------------------------  --------------------- 
 SALE             2                               199.7795 USD 
                ------------------------------  --------------------- 
 SALE             4                               199.7884 USD 
                ------------------------------  --------------------- 
 SALE             5                               199.8150 USD 
                ------------------------------  --------------------- 
 SALE             11                              199.9500 USD 
                ------------------------------  --------------------- 
 
     (b)        Derivatives transactions(other than options transactions) 
 
 Product name,   Nature of transaction   Number of relevant   Price per unit 
  e.g. CFD        (Note 6)                securities           (Note 5) 
                                          (Note 7) 
 N/A             N/A                     N/A                  N/A 
                ----------------------  -------------------  --------------- 
 
     (c)         Options transactions in respect of existing relevant securities 
     (i)         Writing, selling, purchasing or varying 
 
   Product        Writing,     Number of securities   Exercise     Type,      Expiry    Option money 
  name, e.g.      selling,         to which the         Price       e.g.       Date     paid/received 
  call option    purchasing,      option relates                  American,               per unit 
                 varying etc         (Note 7)                     European                (Note 5) 
                                                                     etc 
     N/A            N/A                N/A              N/A         N/A        N/A          N/A 
               -------------  ---------------------  ---------  -----------  -------  --------------- 
 
   (ii)          Exercising 
 
 Product name,                     Number of securities                 Exercise price per 
  e.g. call option                                                       unit (Note 5) 
  N/A                              N/A                                  N/A 
                    -----------------------------------  --------------------------------- 
 
   (d)          Other dealings (including transactions in respect of new securities) (Note 4) 
 
 Nature of transaction                 Details                 Price per unit 
  (Note 8)                                                      (if applicable) (Note 
                                                                5) 
 N/A                                   N/A                     N/A 
                        ----------------------  ------------------------------------- 
 
   4.         OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives

 
 Full details of any agreement, arrangement or understanding between the person disclosing 
  and any other person relating to the voting rights of any relevant securities under any option 
  referred to on this form or relating to the voting rights or future acquisition or disposal 
  of any 
  relevant securities to which any derivative referred to on this form is referenced. If none, 
  this 
  should be stated. 
 
   NONE 
 
 
  Is a Supplemental Form 8 attached? (Note 9)                 YES 
 
 
 Date of disclosure                 25 FEBRUARY 2020 
 Contact Name                       Craig Horsley 
                                   ------------------- 
  Telephone Number                   +44(141) 245 7736 
                                   ------------------- 
  If a connected EFM, name           ABBVIE INC. 
   of offeree/offeror with which 
   connected 
                                   ------------------- 
  If a connected EFM, state          Advisory 
   nature of connection (Note 
   10) 
                                   ------------------- 
 

Notes

1. Specify the owner or controller of the interest in addition to the person dealing. The naming of nominees or vehicle companies is insufficient. In case of disclosure of dealings by fund managers on behalf of discretionary clients, the clients need not be named.

     2.             See the definition of 'relevant securities' in Rule 2.1 of part A of the Rules. 

3. See the definition of 'interest in relevant security' in Rule 2.6 of part A of the Rules and see Rules 8.6(a) of Part B of the Rules. If an option over new securities is acquired or exercised, the relevant interest should be disclosed under "(1) Relevant Securities". If an option over existing relevant securities is acquired or exercised, the relevant interest should be disclosed under "(3) Options and agreements to purchase/sell".

     4.             See the definition of 'dealing' in Rule 2.1 of part A of the Rules. 

5. For all prices and other monetary amounts, the currency must be stated. If economic exposure to the changes in the price of the securities is limited, for example, by virtue of stop loss arrangement relating to spread bet, full details must be given.

6. If a long position has been increased or decreased as a result of the dealing, write "increased long" or "decreased long" respectively. If a short position has been increased or decreased as a result of the dealing, write "increased short" or "decreased short" respectively. If the dealing has not resulted in a long or short position being increased or reduced, give details of the variation or other dealing.

     7.             See Rule 2.6(d) of Part A of the Rules . 
     8.             State type of dealing, e.g. "subscription", "conversion", "exercise" etc . 

9. Where there are open option positions or open derivative positions (other than CFDs), or where there is an agreement to purchase or to sell, Supplemental Form 8 must be completed.

   10.           See the definition of "connected fund manager" in Rule 2.2 of Part A of the Rules. 

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

References in these notes to "the Rules" are to the Irish Takeover Panel Act, 1997, Takeover Rules, 2013.

   SUPPLEMENTAL   FORM 8 
   IRISH  TAKEOVER   PANEL 

DISCLOSURE UNDER RULE 8.1 and 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) and Form 8.3, as appropriate)

   OPEN POSITIONS  (Note   1) 
 
   Product Name        Written      Number of relevant   Exercise    Type, e.g.      Expiry 
 e.g. call option    or Purchased      securities to       Price      American,        Date 
                                           which           (Note    European etc. 
                                       the option or        2) 
                                     derivative relates 
                                                          205.00 
       CALL             WRITTEN             100             USD       American      28/02/2020 
                    --------------  -------------------  --------  --------------  ----------- 
                                                          195.00 
       CALL             WRITTEN             100             USD       American      21/08/2020 
                    --------------  -------------------  --------  --------------  ----------- 
                                                          175.00 
       CALL             WRITTEN             100             USD       American      19/06/2020 
                    --------------  -------------------  --------  --------------  ----------- 
                                                          190.00 
       CALL             WRITTEN             200             USD       American      19/06/2020 
                    --------------  -------------------  --------  --------------  ----------- 
                                                          170.00 
       CALL             WRITTEN             200             USD       American      19/06/2020 
                    --------------  -------------------  --------  --------------  ----------- 
                                                          180.00 
       CALL             WRITTEN             100             USD       American      20/03/2020 
                    --------------  -------------------  --------  --------------  ----------- 
                                                          185.00 
       CALL             WRITTEN             100             USD       American      20/03/2020 
                    --------------  -------------------  --------  --------------  ----------- 
                                                          185.00 
       CALL             WRITTEN             600             USD       American      20/03/2020 
                    --------------  -------------------  --------  --------------  ----------- 
                                                          195.00 
       CALL             WRITTEN             100             USD       American      20/03/2020 
                    --------------  -------------------  --------  --------------  ----------- 
                                                          210.00 
       CALL             WRITTEN             100             USD       American      15/01/2021 
                    --------------  -------------------  --------  --------------  ----------- 
                                                          175.00 
       CALL             WRITTEN             200             USD       American      15/01/2021 
                    --------------  -------------------  --------  --------------  ----------- 
                                                          175.00 
       CALL             WRITTEN             200             USD       American      15/01/2021 
                    --------------  -------------------  --------  --------------  ----------- 
                                                          195.00 
       CALL             WRITTEN             100             USD       American      15/05/2020 
                    --------------  -------------------  --------  --------------  ----------- 
                                                          200.00 
       CALL             WRITTEN             2000            USD       American      15/05/2020 
                    --------------  -------------------  --------  --------------  ----------- 
                                                          200.00 
       CALL             WRITTEN             100             USD       American      21/02/2020 
                    --------------  -------------------  --------  --------------  ----------- 
                                                          200.00 
       CALL             WRITTEN             100             USD       American      21/02/2020 
                    --------------  -------------------  --------  --------------  ----------- 
 

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

     2.             For all prices and other monetary amounts, the currency must be stated . 

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

END

ISEPPURGPUPUGAA

(END) Dow Jones Newswires

February 25, 2020 10:22 ET (15:22 GMT)

Grafico Azioni Allergan (LSE:0Y7T)
Storico
Da Feb 2024 a Mar 2024 Clicca qui per i Grafici di Allergan
Grafico Azioni Allergan (LSE:0Y7T)
Storico
Da Mar 2023 a Mar 2024 Clicca qui per i Grafici di Allergan