Post-effective Amendment (investment Company, Rule 485(b)) (485bpos)
08 Maggio 2020 - 10:41PM
Edgar (US Regulatory)
Securities Act Registration No. 333-178833
Investment Company Act Registration No. 811-22655
As filed with the Securities and Exchange
Commission on May 8, 2020
SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549
REGISTRATION STATEMENT UNDER THE SECURITIES
ACT OF 1933 ý
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¨
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Pre-Effective Amendment No.
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ý
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Post-Effective Amendment No. 466
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and/or
REGISTRATION STATEMENT UNDER THE INVESTMENT
COMPANY ACT OF 1940 ý
(Check appropriate box or boxes.)
Northern Lights Fund Trust III
(Exact Name of Registrant as Specified
in Charter)
225 Pictoria
Drive, Suite 450, Cincinnati, OH 45246
(Address of Principal Executive Offices) (Zip
Code)
Registrant’s Telephone Number,
including Area Code: (402) 895-1600
The Corporation Trust Company
1209 Orange Street
Wilmington, DE 19801
(Name and Address of Agent for Service)
With copy to:
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JoAnn M. Strasser, Esq.
Thompson Hine LLP
41 South High Street, Suite 1700
Columbus, Ohio 43215
614-469-3265 (phone)
614-469-3361 (fax)
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Richard Malinowski
Gemini Fund Services, LLC
4221 North 203rd Street,
Suite 100
Elkhorn, Nebraska 68022-3474
(631) 470-2600
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Approximate date of proposed public offering: As soon as
practicable after the effective date of the Registration Statement.
It is proposed that this filing will become effective:
ý Immediately
upon filing pursuant to paragraph (b)
¨ On (date) pursuant
to paragraph (b)
¨ 60 days after
filing pursuant to paragraph (a)(1)
¨ On (date) pursuant
to paragraph (a)(1)
¨ 75 days after
filing pursuant to paragraph (a)(2)
¨ On (date)
pursuant to paragraph (a)(2) of Rule 485.
If appropriate, check the following box:
¨ This
post-effective amendment designates a new effective date for a previously filed post-effective amendment.
This filing relates
solely to the ACM Dynamic Opportunity Fund and ACM Tactical Income Fund.
SIGNATURES
Pursuant to the requirements
of the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended, the Registrant certifies that it
meets all of the requirements for effectiveness of this registration statement under rule 485(b) under the Securities Act and has
duly caused this registration statement to be signed on its behalf by the undersigned, duly authorized, in the City of Smithtown,
and State of New York, on the 8th day of May, 2020.
Northern Lights Fund Trust III
By: /s/ Richard Malinowski*
Richard Malinowski, President
Pursuant to the requirements
of the Securities Act, this registration statement has been signed below by the following persons in the capacities indicated on
the dates indicated.
Northern Lights Fund Trust III
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Name
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/s/ Richard Malinowski
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President
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Brian Curley*
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Treasurer
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James U. Jensen*
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Independent Trustee
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Patricia Luscombe*
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Independent Trustee
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John V. Palancia*
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Independent Trustee
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Mark H. Taylor*
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Independent Trustee
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Jeffery D. Young*
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Independent Trustee
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*By:
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Date:
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/s/ Eric D. Kane.
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May 8, 2020
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Eric D. Kane, Esq.
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*Attorney-in-Fact – Pursuant to Powers of Attorney as previously
filed February 26, 2015 and June 17, 2016.
Exhibit Index
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Index No.
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Description of Exhibit
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EX-101.INS
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XBRL Instance Document
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EX-101.SCH
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XBRL Taxonomy Extension Schema Document
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EX-101.CAL
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XBRL Taxonomy Extension Calculation Linkbase
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EX-101.DEF
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XBRL Taxonomy Extension Definition Linkbase
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EX-101.LAB
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XBRL Taxonomy Extension Labels Linkbase
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EX-101.PRE
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XBRL Taxonomy Extension Presentation Linkbase
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Grafico Azioni Cp High Yield Trend Etf (AMEX:HYTR)
Storico
Da Giu 2024 a Lug 2024
Grafico Azioni Cp High Yield Trend Etf (AMEX:HYTR)
Storico
Da Lug 2023 a Lug 2024
