TIDMESG
RNS Number : 2047B
eServGlobal Limited
05 October 2015
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
Appendix 3B
New issue announcement,
application for quotation of additional securities
and agreement
Information or documents not available now must be given to ASX
as soon as available. Information and documents given to ASX become
ASX's property and may be made public.
Introduced 01/07/96 Origin: Appendix 5 Amended 01/07/98,
01/09/99, 01/07/00, 30/09/01, 11/03/02, 01/01/03, 24/10/05,
01/08/12, 04/03/13
Name of entity
eServGlobal Limited
-------------------
ABN
59 052 947 743
--------------
We (the entity) give ASX the following information.
Part 1 -- All issues
You must complete the relevant sections (attach sheets if there
is not enough space).
1 +Class of +securities Unlisted Options
issued or to be issued
Number of +securities
issued or to be issued
(if known) or maximum
number which may be
2 issued 39,866,107
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3 Principal terms of Unlisted Options to acquire
the +securities (e.g. one ordinary fully paid share
if options, exercise in the capital of eServGlobal
price and expiry date; Limited for each Unlisted Option
if partly paid +securities, on the following terms:
the amount outstanding
and due dates for Exercise Price: The lesser of:
payment; if +convertible * 7.75 pence (GBP0.0775); and,
securities, the conversion
price and dates for
conversion) * the volume weighted average price of the Depository
Interests in the Company trading on AIM in the 60
trading days commencing on 28 September 2015.
Exercise Period: 2 years commencing
on 5 October 2015.
Expiry Date: 5 October 2017.
In the event of a change in
control of eServGlobal Limited,
the options shall expire 30
days after eServGlobal Limited
notifies the optionholder of
the change of control.
The Exercise Price or the number
of ordinary fully paid shares
in respect to which the option
may be exercised may be reorganised
in accordance with ASX Listing
Rule 7.22.
The Unlisted Options are transferable
by the optionholder.
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4 Do the +securities No
rank equally in all
respects from the
+issue date with an
existing +class of
quoted +securities?
If the additional
+securities do not
rank equally, please
state:
* the date from which they do
* the extent to which they participate for the next
dividend, (in the case of a trust, distribution) or
interest payment
* the extent to which they do not rank equally, other
than in relation to the next dividend, distribution
or interest payment
------------------------------------------------------------------
5 Issue price or consideration Nil
------------------------------------------------------------------
Purpose of the issue Issued as consideration for
(If issued as consideration the facilitation of the GBP5,000,000
6 for the acquisition loan facility announced on 5
of assets, clearly October 2015.
identify those assets)
--------------------------------------------------------------------
6a Is the entity an +eligible No
entity that has obtained
security holder approval
under rule 7.1A?
If Yes, complete sections
6b - 6h in relation
to the +securities
the subject of this
Appendix 3B, and comply
with section 6i
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The date the security -
6b holder resolution
under rule 7.1A was
passed
--------------------------------------------------------------------
Number of +securities -
6c issued without security
holder approval under
rule 7.1
--------------------------------------------------------------------
Number of +securities -
6d issued with security
holder approval under
rule 7.1A
--------------------------------------------------------------------
6e Number of +securities -
issued with security
holder approval under
rule 7.3, or another
specific security
holder approval (specify
date of meeting)
--------------------------------------------------------------------
6f Number of +securities -
issued under an exception
in rule 7.2
--------------------------------------------------------------------
If +securities issued -
under rule 7.1A, was
6g issue price at least
75% of 15 day VWAP
as calculated under
rule 7.1A.3? Include
the +issue date and
both values. Include
the source of the
VWAP calculation.
--------------------------------------------------------------------
6h If +securities were -
issued under rule
7.1A for non-cash
consideration, state
date on which valuation
of consideration was
released to ASX Market
Announcements
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6i Calculate the entity's Nil
remaining issue capacity
under rule 7.1 and
rule 7.1A - complete
Annexure 1 and release
to ASX Market Announcements
--------------------------------------------------------------------
7 +Issue dates 5 October 2015
Note: The issue date
may be prescribed
by ASX (refer to the
definition of issue
date in rule 19.12).
For example, the issue
date for a pro rata
entitlement issue
must comply with the
applicable timetable
in Appendix 7A.
Cross reference: item
33 of Appendix 3B.
Number +Class
------------------------------- -----------------------------------
Number and +class
of all +securities
quoted on ASX (including
(MORE TO FOLLOW) Dow Jones Newswires
October 05, 2015 04:06 ET (08:06 GMT)
the +securities in Fully Paid Ordinary
8 section 2 if applicable) 265,774,052 Shares
------------------------------- -----------------------------------
Number +Class
------------ ---------------------------
Options issued under
the ESOP exercisable
for $0.36.
Unlisted Options
Note: The 2,777,778
GBP0.18 Options issued
Number and +class on 4 June 2015 were
of all +securities 6,771,945 forfeited by the holder
not quoted on ASX and cancelled unexercised
(including the +securities by the Company on 5
9 in section 2 if applicable) 39,866,107 October 2015.
------------ ---------------------------
10 Dividend policy (in N/A
the case of a trust,
distribution policy)
on the increased capital
(interests)
-----------------------------------------
Part 2 -- Pro rata issue
Items 11 to 33 are not applicable
11 Is security holder
approval required?
12 Is the issue renounceable
or non-renounceable?
13 Ratio in which the
+securities will be
offered
14 +Class of +securities
to which the offer
relates
15 +Record date to determine
entitlements
16 Will holdings on different
registers (or subregisters)
be aggregated for calculating
entitlements?
17 Policy for deciding
entitlements in relation
to fractions
18 Names of countries
in which the entity
has security holders
who will not be sent
new offer documents
Note: Security holders
must be told how their
entitlements are to
be dealt with.
Cross reference: rule
7.7.
19 Closing date for receipt
of acceptances or renunciations
20 Names of any underwriters
21 Amount of any underwriting
fee or commission
22 Names of any brokers
to the issue
23 Fee or commission payable
to the broker to the
issue
24 Amount of any handling
fee payable to brokers
who lodge acceptances
or renunciations on
behalf of security
holders
25 If the issue is contingent
on security holders'
approval, the date
of the meeting
26 Date entitlement and
acceptance form and
offer documents will
be sent to persons
entitled
27 If the entity has issued
options, and the terms
entitle option holders
to participate on exercise,
the date on which notices
will be sent to option
holders
28 Date rights trading
will begin (if applicable)
29 Date rights trading
will end (if applicable)
30 How do security holders
sell their entitlements
in full through a broker?
31 How do security holders
sell part of their
entitlements through
a broker and accept
for the balance?
32 How do security holders
dispose of their entitlements
(except by sale through
a broker)?
33 +Issue date
Part 3 -- Quotation of securities
You need only complete this section if you are applying for
quotation of securities
34 Type of +securities
(tick one)
(a) +Securities described in Part 1
(b) All other +securities
Example: restricted securities at the end of the
escrowed period, partly paid securities that become
fully paid, employee incentive share securities
when restriction ends, securities issued on expiry
or conversion of convertible securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
Tick to indicate you are providing
the information or documents
35 If the +securities are +equity securities, the
names of the 20 largest holders of the additional
+securities, and the number and percentage of
additional +securities held by those holders
36 If the +securities are +equity securities, a distribution
schedule of the additional +securities setting
out the number of holders in the categories
1 - 1,000
1,001 - 5,000
5,001 - 10,000
10,001 - 100,000
100,001 and over
37 A copy of any trust deed for the additional +securities
Entities that have ticked box 34(b)
38 Number of +securities
for which +quotation
is sought
39 +Class of +securities
for which quotation
is sought
-----------------------------
40 Do the +securities
rank equally in all
respects from the +issue
date with an existing
+class of quoted +securities?
If the additional +securities
do not rank equally,
please state:
* the date from which they do
* the extent to which they participate for the next
dividend, (in the case of a trust, distribution) or
interest payment
* the extent to which they do not rank equally, other
than in relation to the next dividend, distribution
or interest payment
41 Reason for request
for quotation now
Example: In the case
of restricted securities,
end of restriction
period
(if issued upon conversion
of another +security,
clearly identify that
other +security)
-----------------------------
Number +Class
------------- ----------------
42 Number and +class of
all +securities quoted
on ASX (including the
+securities in clause
38)
------------- ----------------
Quotation agreement
1 +Quotation of our additional +securities is in ASX's absolute
discretion. ASX may quote the +securities on any conditions it
decides.
2 We warrant the following to ASX.
-- The issue of the +securities to be quoted complies with the
law and is not for an illegal purpose.
-- There is no reason why those +securities should not be granted +quotation.
-- An offer of the (+) securities for sale within 12 months
after their issue will not require disclosure under section 707(3)
or section 1012C(6) of the Corporations Act.
Note: An entity may need to obtain appropriate warranties from
subscribers for the securities in order to be able to give this
warranty
-- Section 724 or section 1016E of the Corporations Act does not
apply to any applications received by us in relation to any
+securities to be quoted and that no-one has any right to return
any +securities to be quoted under sections 737, 738 or 1016F of
the Corporations Act at the time that we request that the
+securities be quoted.
-- If we are a trust, we warrant that no person has the right to
return the +securities to be quoted under section 1019B of the
Corporations Act at the time that we request that the +securities
be quoted.
3 We will indemnify ASX to the fullest extent permitted by law
in respect of any claim, action or expense arising from or
connected with any breach of the warranties in this agreement.
4 We give ASX the information and documents required by this
form. If any information or document is not available now, we will
give it to ASX before +quotation of the +securities begins. We
acknowledge that ASX is relying on the information and documents.
We warrant that they are (will be) true and complete.
Sign here: Date: 5 October 2015
(Company Secretary)
Print name: Tom Rowe
== == == == ==
Appendix 3B - Annexure 1
Calculation of placement capacity under rule 7.1 and rule 7.1A
for eligible entities
Introduced 01/08/12 Amended 04/03/13
(MORE TO FOLLOW) Dow Jones Newswires
October 05, 2015 04:06 ET (08:06 GMT)
Grafico Azioni Eservglobal (LSE:ESG)
Storico
Da Giu 2024 a Lug 2024
Grafico Azioni Eservglobal (LSE:ESG)
Storico
Da Lug 2023 a Lug 2024
