JPMorgan Securities Plc Form 8.5 (EPT/RI)-Smith (DS) plc
17 Maggio 2024 - 12:34PM
RNS Regulatory News
RNS Number : 9333O
JPMorgan Securities Plc
17 May 2024
FORM 8.5
(EPT/RI)
PUBLIC DEALING DISCLOSURE BY
AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code
(the "Code")
1. KEY
INFORMATION
(a) Name of exempt principal
trader:
|
J.P. Morgan Securities
Plc
|
(b) Name of offeror/offeree
in relation to whose relevant securities this form
relates:
Use
a separate form for each offeror/offeree
|
Smith (DS)
plc
|
(c) Name of the party to the
offer with which exempt principal trader is
connected:
|
Corporate broker to Smith
(DS) plc
|
(d) Date dealing
undertaken:
|
16 May 2024
|
(e) In addition to the
company in 1(b) above, is the exempt principal trader making
disclosures in respect of any other party to this
offer?
If it is a cash offer or
possible cash offer, state "N/A"
|
Yes, International Paper
Company
|
2. DEALINGS BY
THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The
currency of all prices and other monetary amounts should be
stated.
(a) Purchases and
sales
Class of relevant
security
|
Purchases/
sales
|
Total number of
securities
|
Highest price per unit
paid/received
|
Lowest price per unit
paid/received
|
10p
ordinary
|
Purchase
Sale
|
2,134,035
1,059,734
|
3.7048 GBP
3.6990 GBP
|
3.6600 GBP
3.6579 GBP
|
(b) Cash-settled
derivative transactions
Class of relevant
security
|
Product
description
e.g. CFD
|
Nature of
dealing
e.g. opening/closing a
long/short position, increasing/reducing a long/short
position
|
Number of reference
securities
|
Price per
unit
|
10p
ordinary
|
Equity Swap
|
Decrease
Long
Decrease
Short
Increase
Long
Increase
Short
|
2,870
45,124
5,785
906
1,445
16
1,934
4,608
741
4,604
12,899
4,138
146,150
109,341
9,609
3,896
16,873
57,410
146,150
25,906
60,111
146,150
7,311
8,033
9,828
280
4,741
8,418
3,388
2,150
466
38,400
504,816
2,141
116,526
643,300
5,110
29,747
24,186
200,000
|
3.6902 GBP
3.6931 GBP
3.6933 GBP
3.6579 GBP
3.6601 GBP
3.6650 GBP
3.6742 GBP
3.6794 GBP
3.6800 GBP
3.6831 GBP
3.6834 GBP
3.6863 GBP
3.6872 GBP
3.6874 GBP
3.6877 GBP
3.6878 GBP
3.6881 GBP
3.6883 GBP
3.6933 GBP
3.6936 GBP
3.6940 GBP
3.6976 GBP
3.6660 GBP
3.6735 GBP
3.6896 GBP
3.6601 GBP
3.6610 GBP
3.6619 GBP
3.6640 GBP
3.6689 GBP
3.6759 GBP
3.6762 GBP
3.6792 GBP
3.6846 GBP
3.6898 GBP
3.6901 GBP
3.6930 GBP
3.6940 GBP
3.6942 GBP
3.7048 GBP
|
(c) Stock-settled
derivative transactions (including options)
(i) Writing,
selling, purchasing or varying
Class of relevant
security
|
Product
description e.g. call
option
|
Writing, purchasing, selling,
varying etc.
|
Number of securities to which
option relates
|
Exercise price per
unit
|
Type
e.g. American, European
etc.
|
Expiry date
|
Option money paid/ received
per unit
|
|
|
|
|
|
|
|
|
(ii)
Exercise
Class of relevant
security
|
Product
description
e.g. call
option
|
Exercising/ exercised
against
|
Number of
securities
|
Exercise price per
unit
|
|
|
|
|
|
(d) Other dealings
(including subscribing for new securities)
Class of relevant
security
|
Nature of
dealing
e.g. subscription,
conversion
|
Details
|
Price per unit (if
applicable)
|
|
|
|
|
3. OTHER
INFORMATION
(a) Indemnity and
other dealing arrangements
Details of any indemnity or
option arrangement, or any agreement or understanding, formal or
informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by the
exempt principal trader making the disclosure and any party to the
offer or any person acting in concert with a party to the
offer:
Irrevocable commitments and
letters of intent should not be included. If there are no
such agreements, arrangements or understandings, state
"none"
|
None
|
(b) Agreements,
arrangements or understandings relating to options or
derivatives
Details of any agreement,
arrangement or understanding, formal or informal, between the
exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights
of any relevant securities under any option; or
(ii) the voting rights or
future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such
agreements, arrangements or understandings, state
"none"
|
None
|
Date of disclosure:
|
17 May 2024
|
Contact name:
|
Natasha
Mondon
|
Telephone number:
|
01202
325175
|
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The
Panel's Market Surveillance Unit is available for consultation in
relation to the Code's dealing disclosure requirements on +44 (0)20
7638 0129.
The
Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
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