Form 4 - Statement of changes in beneficial ownership of securities
03 Febbraio 2024 - 3:46AM
Edgar (US Regulatory)
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0287 |
Estimated average burden |
hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
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Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
1. Name and Address of Reporting Person*
9 W. 57TH STREET |
43RD FLOOR |
(Street)
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2. Issuer Name and Ticker or Trading Symbol
TD SYNNEX CORP
[ SNX ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
X |
10% Owner |
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Officer (give title below) |
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Other (specify below) |
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3. Date of Earliest Transaction
(Month/Day/Year) 01/31/2024
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Form filed by One Reporting Person |
X |
Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
01/31/2024 |
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J
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8,768,750 |
D |
$100.5
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17,384,299 |
I |
See footnote
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
1. Name and Address of Reporting Person*
9 W. 57TH STREET |
43RD FLOOR |
(Street)
Relationship of Reporting Person(s) to Issuer
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Director |
X |
10% Owner |
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Officer (give title below) |
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Other (specify below) |
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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Director |
X |
10% Owner |
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Officer (give title below) |
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Other (specify below) |
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Explanation of Responses: |
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see signatures attached as Exhibit 99.2 |
02/02/2024 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Exhibit 99.1
On
January 29, 2024, TD SYNNEX Corporation (the “Company” or the “Issuer”) and certain entities managed by
affiliates of Apollo Global Management, Inc., including certain reporting persons, entered into an underwriting agreement (the “Underwriting
Agreement”) with the underwriters named in the Underwriting Agreement (the “Underwriters”), relating to the secondary
public offering (the “Offering”) of an aggregate of 8,768,750 shares of the common stock of the Company, par value $0.001
per share (the “Common Stock”) sold by the reporting persons, which includes 1,143,750 shares sold pursuant to the exercise
in full of the Underwriters’ option to purchase additional shares of Common Stock held by the reporting persons. The Offering was
completed on January 31, 2024.
AP
IX Tiger Holdings, L.P. (“AP IX Tiger”), AP IX Tiger Co-Invest II, L.P. (“Tiger Co-Invest II”) and AP IX Tiger
Co-Invest (ML), L.P. (“Tiger Co-Invest ML”) each hold securities of the Issuer. AP IX Tiger Co-Invest (ML) GP, LLC (“Tiger
Co-Invest ML GP”) is the general partner of Tiger Co-Invest ML. AP IX Tiger Holdings GP, LLC (“AP IX Tiger GP”) is
the general partner of each of AP IX Tiger and Tiger Co-Invest II, and the sole member of Tiger Co-Invest ML GP. Apollo Management IX,
L.P. (“Management IX”) is the non-member manager of AP IX Tiger GP. The general partner of Management IX is AIF IX Management,
LLC (“AIF IX LLC”). Apollo Management, L.P. (“Apollo LP”) is the sole member and manager of AIF IX LLC. Apollo
Management GP, LLC (“Management GP”) is the general partner of Apollo LP. Apollo Management Holdings, L.P. (“Management
Holdings”) is the sole member of Management GP. Apollo Management Holdings GP, LLC (“Management Holdings GP”) is the
general partner of Management Holdings. Scott Kleinman, Marc Rowan and James Zelter are the managers, as well as executive officers,
of Management Holdings GP.
Each
of the entities listed above, other than AP IX Tiger, Tiger Co-Invest II and Tiger Co-Invest ML, and each of Messrs. Kleinman, Rowan
and Zelter, disclaims beneficial ownership of any shares of the Company’s common stock owned of record by AP IX Tiger, Tiger Co-Invest
II and Tiger Co-Invest ML, except to the extent of any pecuniary interest therein, and the filing of this Form 4 shall not be construed
as an admission that any such person or entity is the beneficial owner of any such securities for purposes of Section 16 of the
Securities Exchange Act of 1934, as amended, or for any other purpose.
Exhibit 99.2
This
Statement on Form 4 is filed by: (i) AP IX Tiger Holdings, L.P.; (ii) AP
IX Tiger Co-Invest II, L.P.; (iii) AP IX Tiger Co-Invest (ML), L.P.; (iv) AP IX Tiger Co-Invest (ML) GP, LLC; (v) AP IX
Tiger Holdings GP, LLC; (vi) Apollo Management IX, L.P.; (vii) AIF IX Management, LLC; (viii) Apollo Management, L.P.;
(ix) Apollo Management GP, LLC; (x) Apollo Management Holdings, L.P.; and (xi) Apollo Management Holdings GP, LLC.
Name
of Designated Filer: Apollo Management Holdings GP, LLC
Date
of Event Requiring Statement: January 31, 2024
Issuer
Name and Ticker or Trading Symbol: TD SYNNEX Corporation [SNX]
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AP IX TIGER CO-INVEST II, L.P. |
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By: |
AP IX Tiger Holdings GP, LLC, |
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its general partner |
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By: |
/s/
James Elworth |
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James Elworth |
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Vice President |
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AP IX TIGER CO-INVEST (ML), L.P. |
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By: |
AP IX Tiger Co-Invest (ML) GP, LLC, |
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its general partner |
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By: |
AP IX Tiger Holdings GP, LLC, |
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its sole member |
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By: |
/s/
James Elworth |
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James Elworth |
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Vice President |
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AP IX TIGER CO-INVEST (ML) GP, LLC |
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By: |
AP IX Tiger Holdings GP, LLC, |
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its sole member |
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By: |
/s/
James Elworth |
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James Elworth |
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Vice President |
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AP IX TIGER HOLDINGS, L.P. |
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By: |
AP IX Tiger Holdings GP, LLC, |
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its general partner |
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By: |
/s/
James Elworth |
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James Elworth |
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Vice President |
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AP IX TIGER HOLDINGS GP, LLC |
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By: |
/s/ James Elworth |
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James Elworth |
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Vice President |
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APOLLO MANAGEMENT IX, L.P. |
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By: |
AIF IX Management, LLC, |
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its general partner |
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By: |
/s/
James Elworth |
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James Elworth |
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Vice President |
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AIF IX MANAGEMENT, LLC |
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By: |
/s/ James Elworth |
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James Elworth |
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Vice President |
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APOLLO MANAGEMENT, L.P. |
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By: |
Apollo Management GP, LLC, |
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its general partner |
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By: |
/s/
James Elworth |
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James Elworth |
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Vice President |
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APOLLO MANAGEMENT GP, LLC |
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By: |
/s/ James Elworth |
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James Elworth |
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Vice President |
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APOLLO MANAGEMENT HOLDINGS, L.P. |
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By: |
Apollo Management Holdings GP, LLC, |
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its general partner |
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By: |
/s/
James Elworth |
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James Elworth |
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Vice President |
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APOLLO MANAGEMENT HOLDINGS GP, LLC |
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By: |
/s/ James Elworth |
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James Elworth |
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Vice President |
Exhibit 99.1
On
January 29, 2024, TD SYNNEX Corporation (the “Company” or the “Issuer”) and certain entities managed by
affiliates of Apollo Global Management, Inc., including certain reporting persons, entered into an underwriting agreement (the “Underwriting
Agreement”) with the underwriters named in the Underwriting Agreement (the “Underwriters”), relating to the secondary
public offering (the “Offering”) of an aggregate of 8,768,750 shares of the common stock of the Company, par value $0.001
per share (the “Common Stock”) sold by the reporting persons, which includes 1,143,750 shares sold pursuant to the exercise
in full of the Underwriters’ option to purchase additional shares of Common Stock held by the reporting persons. The Offering was
completed on January 31, 2024.
AP
IX Tiger Holdings, L.P. (“AP IX Tiger”), AP IX Tiger Co-Invest II, L.P. (“Tiger Co-Invest II”) and AP IX Tiger
Co-Invest (ML), L.P. (“Tiger Co-Invest ML”) each hold securities of the Issuer. AP IX Tiger Co-Invest (ML) GP, LLC (“Tiger
Co-Invest ML GP”) is the general partner of Tiger Co-Invest ML. AP IX Tiger Holdings GP, LLC (“AP IX Tiger GP”) is
the general partner of each of AP IX Tiger and Tiger Co-Invest II, and the sole member of Tiger Co-Invest ML GP. Apollo Management IX,
L.P. (“Management IX”) is the non-member manager of AP IX Tiger GP. The general partner of Management IX is AIF IX Management,
LLC (“AIF IX LLC”). Apollo Management, L.P. (“Apollo LP”) is the sole member and manager of AIF IX LLC. Apollo
Management GP, LLC (“Management GP”) is the general partner of Apollo LP. Apollo Management Holdings, L.P. (“Management
Holdings”) is the sole member of Management GP. Apollo Management Holdings GP, LLC (“Management Holdings GP”) is the
general partner of Management Holdings. Scott Kleinman, Marc Rowan and James Zelter are the managers, as well as executive officers,
of Management Holdings GP.
Each
of the entities listed above, other than AP IX Tiger, Tiger Co-Invest II and Tiger Co-Invest ML, and each of Messrs. Kleinman, Rowan
and Zelter, disclaims beneficial ownership of any shares of the Company’s common stock owned of record by AP IX Tiger, Tiger Co-Invest
II and Tiger Co-Invest ML, except to the extent of any pecuniary interest therein, and the filing of this Form 4 shall not be construed
as an admission that any such person or entity is the beneficial owner of any such securities for purposes of Section 16 of the
Securities Exchange Act of 1934, as amended, or for any other purpose.
Grafico Azioni TD SYNNEX (NYSE:SNX)
Storico
Da Ago 2024 a Set 2024
Grafico Azioni TD SYNNEX (NYSE:SNX)
Storico
Da Set 2023 a Set 2024