Amended Statement of Changes in Beneficial Ownership (4/a)
29 Aprile 2021 - 8:27PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
VPC Impact Acquisition Holdings Sponsor II, LLC |
2. Issuer Name and Ticker or Trading Symbol
VPC Impact Acquisition Holdings II
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VPCB
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner
_____ Officer (give title below) __X__ Other (specify below)
See Remarks |
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(Last)
(First)
(Middle)
C/O VICTORY PARK CAPITAL ADVISORS, LLC, 150 NORTH RIVERSIDE PLAZA, SUITE 5200 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
4/18/2021 |
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(Street)
CHICAGO, IL 60606
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
4/18/2021 |
6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
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X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Class B Ordinary Shares | (1) | 4/18/2021 | | J | | | 0 | (2) | (2) | Class A Ordinary Shares | 0 | (2) | 6334617 | D (3) | |
| Explanation of Responses: |
| (1) | On March 12, 2021, VPC Impact Acquisition Holdings Sponsor II, LLC forfeited at no cost 74,133 Class B ordinary shares of the Issuer in connection with the underwriters' election to only partially exercise its over-allotment option. |
| (2) | The Class B ordinary shares are convertible for the Issuer's Class A ordinary shares as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-252298) (the "Registration Statement") and have no expiration date. |
| (3) | VPC Impact Acquisition Holdings Sponsor II, LLC is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VPC Impact Acquisition Holdings Sponsor II, LLC. Mr. Levy disclaims any beneficial ownership of the securities held by VPC Impact Acquisition Holdings Sponsor II, LLC other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
Remarks:
Director by Deputization See Exhibit 99.1 - Joint Filer Information, which is incorporated herein by reference and describes in further detail the relationships of the Reporting Persons to the Issuer.
The Form 4, as originally filed on April 18, 2021, incorrectly reported a disposal of 74,133 shares. No transaction occurred on April 18, 2021 that required the Form 4 filed on April 18, 2021. The correct amount of shares held by the filer is 6,334,616. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
VPC Impact Acquisition Holdings Sponsor II, LLC
C/O VICTORY PARK CAPITAL ADVISORS, LLC
150 NORTH RIVERSIDE PLAZA, SUITE 5200
CHICAGO, IL 60606 | X | X |
| See Remarks |
Levy Richard N
C/O VICTORY PARK CAPITAL ADVISORS, LLC
150 NORTH RIVERSIDE PLAZA, SUITE 5200
CHICAGO 60606 |
| X |
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Signatures
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| /s/ Eric Clamage, Attorney-in-Fact for VPC Acquisition Holdings Sponosr III, LLC | | 4/29/2021 |
| **Signature of Reporting Person | Date |
| /s/ Eric Clamage, Attorney-in-Fact for Richard N. Levy | | 4/29/2021 |
| **Signature of Reporting Person | Date |
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