------------------------------------------------------------------------------
CUSIP No. G2109M100 SCHEDULE 13G/A
------------------------------------------------------------------------------
(1) NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only)
Peconic Partners LLC
13-3942422
------------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions):
(a) [ ]
(b) [ ]
------------------------------------------------------------------------------
(3) SEC USE ONLY
------------------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
New York
------------------------------------------------------------------------------
(5) SOLE VOTING POWER
NUMBER OF None
SHARES -------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
OWNED BY 387,375
EACH REPORTING -------------------------------------------
PERSON WITH (7) SOLE DISPOSITIVE POWER
None
-------------------------------------------
(8) SHARED DISPOSITIVE POWER
387,375
------------------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
387,375 shares of Common Stock of the Issuer ('Shares') which consist of
(i) 218,775 Shares beneficially owned by Grenadier Fund; (ii) 116,100
Shares beneficially owned by Triumph Fund II L.P.; (iii) 52,500 Shares
beneficially owned by Peconic Partners International Fund Ltd., all of which
Shares Peconic Partners LLC may be deemed to beneficially own by virtue of
its position as investment adviser to these three clients.
------------------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions) [ ]
------------------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
4.30%
------------------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON (See Instructions)
IA
------------------------------------------------------------------------------
------------------------------------------------------------------------------
CUSIP No. G2109M100 SCHEDULE 13G/A
------------------------------------------------------------------------------
(1) NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only)
William F. Harnisch
------------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions):
(a) [ ]
(b) [ ]
------------------------------------------------------------------------------
(3) SEC USE ONLY
------------------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
------------------------------------------------------------------------------
(5) SOLE VOTING POWER
NUMBER OF 79,800
SHARES -------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
OWNED BY 387,375
EACH REPORTING -------------------------------------------
PERSON WITH (7) SOLE DISPOSITIVE POWER
79,800
-------------------------------------------
(8) SHARED DISPOSITIVE POWER
387,375
------------------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
467,175 shares of Common Stock of the Issuer ('Shares') which consist of (A)
79,800 Shares beneficially owned individually by Mr. Harnisch; and (B)(i)
218,775 Shares beneficially owned by Grenadier Fund; (ii) 116,100 Shares
beneficially owned by Triumph Fund II L.P.; (iii) 52,500 Shares beneficially
owned by Peconic Partners International Fund Ltd., all of which Shares Mr.
Harnisch may be deemed to beneficially own by virtue of his position as
President and Chief Executive Officer of Peconic Partners LLC, the investment
adviser to these clients.
------------------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions) [ ]
------------------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.18%
------------------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON (See Instructions)
IN
------------------------------------------------------------------------------
CUSIP NO. G2109M100 SCHEDULE 13G/A
Item 1(a). Name of Issuer:
China Enterprises Limited
Item 1(b). Address of Issuer's Principal Executive Offices:
Bank of America Tower, 31st Floor
12 Harcourt Road, Central
Hong Kong
Item 2(a). Name of Persons Filing:
(i) Peconic Partners LLC
(ii) William F. Harnisch
Item 2(b). Address of Principal Business Office or, if None, Residence:
(i) P. O. Box 3002, 506 Montauk Highway, East Quogue, New York 11942
(ii) P. O. Box 3002, 506 Montauk Highway, East Quogue, New York 11942
Item 2(c). Citizenship:
(i) New York
(ii) United States
Item 2(d). Title of Class of Securities:
Common Stock, $0.01 par value
Item 2(e). CUSIP Number:
G2109M100
Item 3. If This Statement is Filed Pursuant to Sections 240.13d-1(b)
or 240.13d-2(b), Check Whether the Person Filing is a:
(a) Peconic Partners LLC is a registered investment adviser under Section
203 of the Investment Advisers Act of 1940, as amended.
(b) William F. Harnisch is President and Chief Executive Officer of Peconic
Partners LLC,the investment adviser to Grenadier Fund, Triumph Fund II L.P.,
Peconic Partners International Fund Ltd.,and Triumph Fund III L.P.
Item 4. Ownership.
Provide the following information regarding the aggregate number
and percentage of the class of securities of the issuer identified
in Item 1.
(a) Amount Beneficially Owned: Amount beneficially owned and (b)
Percent of class:
See Items 5 through 11 of the cover pages attached hereto.
This Schedule 13G shall not be construed as an admission that the
Reporting Persons, either for purposes of Section 13(d) or 13(g)
of the Securities Exchange Act of 1934, as amended, or for other
purposes, are the beneficial owners of any securities covered
by this statement.
(c) See Items 5 through 8 of the cover pages attached hereto.
Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of the date hereof
the reporting person has ceased to be the beneficial owner of more than five
percent of the class of securities, check the following [ ].
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported on By the Parent Holding Company or
Controlling Person.
Not applicable.
Item 8. Identification and Classification of Members of the Group.
Not applicable.
Item 9. Notice of Dissolution of Group
Not applicable.
Item 10. Certification
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and are not
held for the purpose of or with the effect of changing or influencing
the control of the issuer of the securities and were not acquired and
are not held in connection with or as a participant in any transaction
having that purpose or effect.
CUSIP NO. G2109M100 SCHEDULE 13G/A
SIGNATURES
After reasonable inquiry and to the best of our knowledge and belief, the
undersigned certify that the information set forth in this statement is true,
complete and correct.
Dated: February 13, 2014
PECONIC PARTNERS LLC
By: William F. Harnisch
as President and Chief Executive Officer
By: /s/ William F. Harnisch
-------------------------------
William F. Harnisch
Title: President and Chief Executive Officer
William F. Harnisch
By: /s/ William F. Harnisch
-------------------------------
William F. Harnisch
Individually
CUSIP NO. G2109M100 SCHEDULE 13G/A
Exhibit A
Agreement
The undersigned, Peconic Partners LLC and William F. Harnisch, agree that the
statement to which this exhibit is appended is filed on behalf of each of them.
Dated: February 13, 2014
PECONIC PARTNERS LLC
By: William F. Harnisch
as President and Chief Executive Officer
By: //s/ William F. Harnisch
-------------------------------
William F. Harnisch
Title: President and Chief Executive Officer
William F. Harnisch
By: /s/ William F. Harnisch
-------------------------------
William F. Harnisch
Individually
|
