UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549

 

FORM 8-A

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934

 

PRINCIPAL SOLAR, INC.
_____________________________________________________________________________
(Exact Name of Registrant as Specified in Its Charter)

 

Delaware

  

27-3096175

(State of Incorporation or Organization)

  

(I.R.S. Employer Identification No.)

  

211 N. Ervay, Suite 300

  

  

Dallas, Texas

  

75201

(Address of Principal Executive Offices)

  

(Zip Code)

  

Securities to be registered pursuant to Section 12(b) of the Act:  

  

  

 

  

Name of Each Exchange on Which  

Title of Each Class  to be so Registered  

  

Each Class is to be Registered  

Common stock, par value $0.01 per share

 

The Nasdaq Capital Market 

 

  

 

 

______________________________________________________________________________

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), please check the following box: ☑ 

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), please check the following box: ☐

 

Securities Act registration statement file number to which this form relates: 333-203075

 

Securities to be registered pursuant to Section 12(g) of the Act: None

 

 
 
 

 

INFORMATION REQUIRED IN REGISTRATION STATEMENT

 

Item 1. Description of Registrant’s Securities to be Registered

 

The “Description of Capital Stock” section included in the Registration Statement on Form S-1 (SEC File No. 333-203075), as amended, which Registration Statement was initially filed with the Securities and Exchange Commission on March 27, 2015, as well as in any prospectus that constitutes a part thereof and is filed pursuant to Rule 424(b) under the Securities Act of 1933, as amended, is incorporated herein by reference.

 

Item 2. Exhibits

 

Pursuant to the Instructions as to Exhibits with respect to Form 8-A, no exhibits are required to be filed, because no other securities of the registrant are registered on The Nasdaq Capital Market  and the securities registered hereby are not being registered pursuant to Section 12(g) of the Exchange Act.

 

 

 

 
 
 

 

 

SIGNATURE

 

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

 

 

PRINCIPAL SOLAR, INC.

 

       
       

 

 

 

 

Dated: June 10, 2015

 

/s/ David N. Pilotte

 

 

 

David N. Pilotte

 

 

 

Chief Financial Officer

 

 

 

 

 

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