As filed with the Securities and Exchange Commission on February 11, 2011
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-8
REGISTRATION STATEMENT
Under
THE SECURITIES ACT OF 1933
ATHEROS COMMUNICATIONS, INC.
(Exact name of registrant as specified in its charter)
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Delaware
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77-0485570
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(State or other jurisdiction of
incorporation or organization)
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(I.R.S. Employer
Identification No.)
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1700 Technology Drive
San Jose, California
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95110
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(Address of principal executive offices)
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(Zip Code)
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Atheros
Communications, Inc. 2004 Stock Incentive Plan, and
Atheros Communications, Inc. 2004 Employee Stock Purchase Plan
(Full title of the plans)
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Dr. Craig H. Barratt
President and Chief Executive Officer
Atheros Communications,
Inc.
1700 Technology Drive
San Jose, CA 95110
(408) 773-5200
(Name, address and telephone
number of agent for service)
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Copy to:
Noelle Matteson, Esq.
Pillsbury Winthrop Shaw Pittman LLP
2475 Hanover Street
Palo Alto, CA 94304
(650) 233-4500
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Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of large accelerated
filer, accelerated filer and smaller reporting company in Rule 12b-2 of the Exchange Act. (Check one):
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Large accelerated filer
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x
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Accelerated filer
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¨
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Non-accelerated filer
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¨
(Do not check if smaller reporting company)
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Smaller reporting company
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¨
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CALCULATION OF REGISTRATION FEE
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Title of Securities
To Be Registered
(1)
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Amount
To Be
Registered
(2)
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Proposed
Maximum
Offering Price
Per Share
(3
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Proposed
Maximum
Aggregate
Offering Price
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Amount of
Registration Fee
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Common Stock, par value $0.0005 per share: To be issued under the Atheros Communications,
Inc. 2004 Stock Incentive Plan
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3,619,159
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$44.56
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$161,269,726
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$18,724
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Common Stock, par value $0.0005 per share: To be issued under the Atheros Communications,
Inc. 2004 Employee Stock Purchase Plan
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750,000
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$44.56
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$33,420,000
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$3,881
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Total Registration Fee
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N/A
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N/A
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N/A
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$22,605
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(1)
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The securities to be registered include options and rights to acquire Common Stock.
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(2)
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Calculated pursuant to General Instruction E to Form S-8. Pursuant to Rule 416, this registration statement also covers any additional securities that may be offered or
issued in connection with any stock split, stock dividend, recapitalization or any other similar transaction effected without receipt of consideration, which results in an increase in the number of the Registrants outstanding shares of Common
Stock.
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(3)
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Estimated pursuant to Rules 457(h) and 457(c) under the Securities Act of 1933, as amended (the Securities Act), solely for the purposes of calculating
the registration fee, based on the average of the high and low prices of the Common Stock as reported on the Nasdaq Global Select Market on February 7, 2011.
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The Registration Statement shall become effective upon filing in accordance with Rule 462 under the Securities Act.
INFORMATION REQUIRED PURSUANT
TO GENERAL INSTRUCTION E TO FORM S-8
General Instruction E Information
This Registration Statement is being
filed for the purpose of increasing the number of securities of the same class as other securities for which a Registration Statement of the Registrant on Form S-8 relating to the same employee benefit plans is effective.
Registrants Form S-8 Registration Statements filed with the Securities and Exchange Commission on February 26, 2004 (File
No. 333-113100), March 11, 2005 (File No. 333-123274), March 10, 2006 (File No. 333-132346), February 1, 2007 (File No. 333-140391), February 28, 2008 (File
No. 333-149443), February 13, 2009 (File No. 333-157317) and February12, 2010 (File No. 333-164901) are hereby incorporated by reference.
Part II
Incorporation of Documents by Reference
The following documents previously filed by Registrant with the SEC are hereby incorporated by reference in this Registration Statement:
(1) Registrants Annual Report on Form 10-K (File No. 0-50534) for the year ended December 31, 2010.
(2) Registrants Current Report on Form 8-K (File No. 0-50534), filed with the SEC on January 5, 2011, and
Registrants Current Report on Form 8-K (File No. 0-50534), filed with the SEC on January 21, 2011.
(3) The
description of Registrants Common Stock contained in Registrants registration statement on Form 8-A, filed December 30, 2003 (File No. 0-50534) pursuant to Section 12(g) of the Securities Exchange Act of 1934, as amended (the
Exchange Act), including any amendment or report filed for the purpose of updating such description.
We are also
incorporating by reference all additional documents we file with the SEC under the terms of Sections 13(a), 13(c), 14 or 15(d) of the Exchange Act that are made after the initial filing of this Registration Statement and prior to the filing of
a post-effective amendment which indicates that all securities offered have been sold or which deregisters all securities then remaining unsold. We are not, however, incorporating, in each case, any documents or information that we are deemed to
furnish and not file in accordance with SEC rules.
1
EXHIBITS
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Exhibit No.
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Description
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5.1
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Opinion of Pillsbury Winthrop Shaw Pittman LLP.
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23.1
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Consent of PricewaterhouseCoopers LLP, independent registered public accounting firm.
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23.2
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Consent of Deloitte & Touche LLP, independent registered public accounting firm.
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23.3
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Consent of Pillsbury Winthrop Shaw Pittman LLP (included in Exhibit 5.1).
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24.1
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Power of Attorney (see page 3).
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99.1*
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Atheros Communications, Inc. 2004 Stock Incentive Plan.
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99.2**
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Amendment dated October 22, 2008, to 2004 Stock Incentive Plan.
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99.3***
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Amendment dated December 13, 2008, to 2004 Stock Incentive Plan.
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99.4****
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Atheros Communications, Inc. 2004 Employee Stock Purchase Plan.
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99.5*****
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Amendment dated May 4, 2010 to 2004 Employee Stock Purchase Plan.
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*
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Incorporated by reference to Exhibit 10.1 to the Registrants Quarterly Report on Form 10-Q for the quarter ended March 31, 2008.
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**
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Incorporated by reference to Exhibit 10.1 to the Registrants Quarterly Report on Form 10-Q for the quarter ended September 30, 2008.
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***
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Incorporated by reference to Exhibit 10.33 to the Registrants Annual Report on Form 10-K for the year ended December 31, 2009.
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****
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Incorporated by reference to Exhibit 10.1 to the Registrants Current Report on Form 8-K (File No. 0-50534) filed on April 21, 2006.
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*****
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Incorporated by reference to Exhibit 10.2 to the Registrants Quarterly Report on Form 10-Q for the quarter ended June 30, 2010.
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2
SIGNATURES
Pursuant to the requirements of the Securities Act, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this
Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized in San Jose, State of California, on the 10th day of February, 2011.
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ATHEROS COMMUNICATIONS, INC.
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By
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/s/ Craig H. Barratt
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Craig H. Barratt
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President and Chief Executive Officer
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POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that each person whose
signature appears below constitutes and appoints Craig H. Barratt and Jack R. Lazar and each of them, his true and lawful attorneys-in-fact and agents, each with full power of substitution and resubstitution, for him and in his name, place and
stead, in any and all capacities, to sign any and all amendments, to this Registration Statement on Form S-8, and to file the same, with exhibits thereto and other documents in connection therewith, with the Securities and Exchange Commission
granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done, as fully to all intents and purposes as he might or could do in person,
hereby ratifying and confirming all that each of said attorneys-in-fact and agents, or his substitute or substitutes may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act, this Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.
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Name
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Title
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Date
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/s/ Willy C. Shih
Willy C. Shih
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Chairman of the Board
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February 10, 2011
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/s/ Craig H. Barratt
Craig H. Barratt
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President, Chief Executive Officer and
Director (Principal Executive Officer)
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February 10, 2011
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/s/ Jack R. Lazar
Jack R. Lazar
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Chief Financial Officer, Senior Vice
President of Corporate Development, and
Secretary (Principal Financial Officer)
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February 10, 2011
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/s/ David D. Torre
David D. Torre
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Vice President and Chief Accounting
Officer (Principal Accounting Officer)
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February 10, 2011
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/s/ Daniel A. Artusi
Daniel A. Artusi
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Director
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February 10, 2011
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/s/ Charles E. Harris
Charles E. Harris
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Director
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February 10, 2011
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/s/ Christine King
Christine King
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Director
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February 10, 2011
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/s/ Teresa H. Meng
Teresa H. Meng
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Director
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February 10, 2011
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/s/ Marshall L. Mohr
Marshall L. Mohr
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Director
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February 10, 2011
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/s/ Andrew S. Rappaport
Andrew S. Rappaport
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Director
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February 10, 2011
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3
INDEX TO EXHIBITS
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Exhibit No.
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Description
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5.1
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Opinion of Pillsbury Winthrop Shaw Pittman LLP.
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23.1
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Consent of PricewaterhouseCoopers LLP, independent registered public accounting firm.
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23.2
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Consent of Deloitte & Touche LLP, independent registered public accounting firm.
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23.3
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Consent of Pillsbury Winthrop Shaw Pittman LLP (included in Exhibit 5.1).
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24.1
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Power of Attorney (see page 3).
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99.1*
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Atheros Communications, Inc. 2004 Stock Incentive Plan.
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99.2**
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Amendment dated October 22, 2008, to 2004 Stock Incentive Plan.
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99.3***
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Amendment dated December 13, 2008, to 2004 Stock Incentive Plan.
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99.4****
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Atheros Communications, Inc. 2004 Employee Stock Purchase Plan.
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99.5*****
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Amendment dated May 4, 2010 to 2004 Employee Stock Purchase Plan.
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*
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Incorporated by reference to Exhibit 10.1 to the Registrants Quarterly Report on Form 10-Q for the quarter ended March 31, 2008.
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**
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Incorporated by reference to Exhibit 10.1 to the Registrants Quarterly Report on Form 10-Q for the quarter ended September 30, 2008.
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***
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Incorporated by reference to Exhibit 10.33 to the Registrants Annual Report on Form 10-K for the year ended December 31, 2009.
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****
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Incorporated by reference to Exhibit 10.1 to the Registrants Current Report on Form 8-K (File No. 0-50534) filed on April 21, 2006.
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*****
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Incorporated by reference to Exhibit 10.2 to the Registrants Quarterly Report on Form 10-Q for the quarter ended June 30, 2010.
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