Amended Statement of Ownership (sc 13g/a)
18 Settembre 2020 - 12:03PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C.
20549
SCHEDULE 13G
Under the Securities
Exchange Act of 1934
(Amendment No. 1)*
MILL
CITY VENTURES III, LTD.
(Name of Issuer)
COMMON STOCK, $0.001 PAR
VALUE PER SHARE
(Title of Class of
Securities)
59982U 101
(CUSIP Number)
September 14, 2020
(Date of Event Which
Requires Filing of this Statement)
Check the appropriate
box to designate the rule pursuant to which this Schedule is filed:
*The remainder of this cover
page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required
in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities
Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject
to all other provisions of the Act (however, see the Notes).
Persons who respond
to the collection of information contained in this form are not required to respond unless the form displays a currently valid
OMB control number.
13G
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CUSIP No. 59982U 101
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1. Names of Reporting Persons.
KENNETH BLATT
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2. Check the Appropriate Box if Member of a Group
(a) o
(b) o
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3. SEC Use Only
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4. Citizenship or Place of Organization
UNITED STATES
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Number of Shares
Beneficially
Owned
by Each
Reporting
Person
With:
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5. Sole Voting Power
201,915
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6. Shared Voting Power
0
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7. Sole Dispositive Power
201,915
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8. Shared Dispositive Power
0
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9. Aggregate Amount Beneficially Owned by Each Reporting Person
201,915
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10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
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11. Percent of Class Represented by Amount in Row (9)
1.88%
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12. Type of Reporting Person
IN
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13G
CUSIP No. 59982U
101
ITEM
1.
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(a)
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Name of Issuer: MILL CITY VENTURES III, LTD.
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(b)
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Address of Issuer's Principal Executive Offices: 1907 Wayzata Blvd, #205, Wayzata, MN 55391
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ITEM
2.
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(a)
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Name of Person Filing: KENNETH BLATT
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(b)
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Address of Principal Business Office, or if None, Residence: 5840 NW 26th Ct, Boca Raton, FL 33496
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(c)
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Citizenship: UNITED STATES
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(d)
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Title of Class of Securities: COMMON STOCK, PAR VALUE $0.001 PER SHARE
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(e)
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CUSIP Number: 59982U 101
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ITEM 3. IF THIS STATEMENT
IS FILED PURSUANT TO SS.240.13d-1(b) OR 240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A:
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(a)
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Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o).
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(b)
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Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d)
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Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
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(e)
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An investment adviser in accordance with ss.240.13d-1(b)(1)(ii)(E);
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(f)
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An employee benefit plan or endowment fund in accordance with ss.240.13d-1(b)(1)(ii)(F);
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(g)
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A parent holding company or control person in accordance with ss.240.13d-1(b)(1)(ii)(G);
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(h)
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A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company
Act of 1940 (15 U.S.C. 80a-3);
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(j)
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Group, in accordance with ss.240.13d-1(b)(1)(ii)(J).
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ITEM 4. OWNERSHIP.
Provide the following
information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
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(a)
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Amount beneficially owned: 201,915 shares of common stock, all of which shares being owned individually.
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(b)
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Percent of class: 1.88%
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(c)
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Number of shares as to which such person has:
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(i)
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Sole power to vote or to direct the vote – 201,915 shares
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(ii)
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Shared power to vote or to direct the vote – none
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(iii)
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Sole power to dispose or to direct the disposition of – 201,915 shares
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(iv)
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Shared power to dispose or to direct the disposition of – none
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INSTRUCTION. For computations
regarding securities which represent a right to acquire an underlying security. See ss.240.13d3(d)(1).
ITEM 5. OWNERSHIP
OF FIVE PERCENT OR LESS OF A CLASS.
If this statement
is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more
than five percent of the class of securities, check the following x.
INSTRUCTION: Dissolution
of a group requires a response to this item.
ITEM 6. OWNERSHIP
OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.
Not applicable.
ITEM 7. IDENTIFICATION
AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY.
Not applicable.
ITEM 8. IDENTIFICATION
AND CLASSIFICATION OF MEMBERS OF THE GROUP.
Not applicable.
ITEM 9. NOTICE OF
DISSOLUTION OF GROUP.
Not applicable.
ITEM 10. CERTIFICATIONS.
By signing below I certify
that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose
of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not
held in connection with or as a participant in any transaction having such purpose or effect.
SIGNATURE
After reasonable inquiry
and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
September
17, 2020
(Date)
/s/
Kenneth Blatt
(Signature)
Mr. Kenneth Blatt
(Name/Title)
The original statement
shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed
on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person,
evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however,
that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name
and any title of each person who signs the statement shall be typed or printed beneath his signature.
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